SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

NPB

Northpointe Bancshares Inc.
NYSEFinancials

Latest close: 15.52 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 6, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Sep 1, 2026Reported purchase · Form 4Charles Alan Williams, CHAIRMAN & CEO · $1.4MOpen the filing ↗
  3. Aug 28, 2026Material event · 8-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record15621 flagged findings
Reported transactions (Form 4)68since Apr 1, 2025 · and 17 other holdings
Corporate events (8-K)13since May 22, 2025

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-14capital return (buybacks/dividends)recentOpen filing ↗
    “…in our mortgage originations or profitability due to prolonged elevated or rising interest rates and increased competition and…”
    +1 more passage from the same document
    • “…assets is deemed to be surrendered when (1) the assets have been isolated from the Company, (2) the transferee obtains the right…”
  • 2026-05-14bank capital and credit cost contextrecentOpen filing ↗
    “…stockholders was $21.7 million for the three months ended March 31, 2026, an increase of $6.7 million, or 44.3%, from $15.0 million…”
    +1 more passage from the same document
    • “…million for the same period in 2025. The provision benefit for credit losses related to loans was $469,000 for the three months…”
  • 2026-03-27capital return (buybacks/dividends)recentOpen filing ↗
    “…including declines in our mortgage originations or profitability due to prolonged elevated or rising interest rates and increased…”
    +1 more passage from the same document
    • “…interest rates may reduce net interest income and otherwise negatively impact our financial condition and results of operations • If…”
  • 2026-03-27bank capital and credit cost contextrecentOpen filing ↗
    “…for credit losses reflect risks in the HFI loan portfolio, which is comprised predominately of collateralized single-family…”
    +1 more passage from the same document
    • “…commitments on that portfolio. For the year ended December 31, 2025, total provision for credit losses was $2.1 million compared to…”
  • 2026-03-27regulatory investigationrecentOpen filing ↗
    “…increased cybersecurity protection and remediation costs, which in turn could materially adversely affect our results of…”
  • 2026-03-27Department of Justice inquiryrecentOpen filing ↗
    “…policy and general principles of equity relating to the protection of consumers, unfair and deceptive practices and debt…”
    +1 more passage from the same document
    • “…housing loans. To qualify for QM status, the mortgage loan must continue to meet the statutory requirements regarding the…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 156)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 6, 268-K ↗Current report · Other events
  • Sep 22, 26Form 3 ↗Insider transaction
  • Sep 2, 26Form 4 ↗Insider transaction
  • Aug 28, 268-K ↗Current report · A senior executive left or was appointed
  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Notice of proposed sale · 4 Form 144 filingsshow all 4hide
  • Aug 13, 2610-Q ↗Quarterly report
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · Bay Pond Investors (Bermuda) L.P. · 4.7% · event on Jun 30, 26 · amendment
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · Bay Pond Partners, L.P. · 4.6% · event on Jun 30, 26 · amendment
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · Wellington Management Group LLP · 10.6% · event on Jun 30, 26 · amendment
  • Aug 5, 26Form 4 ↗Insider transaction
  • Notice of proposed sale · 4 Form 144 filingsshow all 4hide
  • Jul 21, 268-K ↗Current report · Completed an acquisition or disposal
  • Jul 13, 26SCHEDULE 13G/A ↗Passive stake · Second Rewritten Trust Indenture of John S Simoni · 8.9% · event on Jun 30, 26 · amendment
  • Jul 2, 26Form 4 ↗Insider transaction
  • Notice of proposed sale · 2 Form 144 filingsshow all 2hide

156 filings on record, the oldest from Jan 16, 25.

Listing the 25 most recent filings of the 156 on record.

8-Ks, explained

Structure6Governance7
  • Aug 28, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jul 21, 26StructureCompleted an acquisition or disposal+1 more in the same filing8-K 2.01 ↗
  • Mar 13, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Governance3 senior executive changes2025 – 2026show all 3hide
    • Mar 3, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Feb 27, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Dec 18, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Dec 9, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Governance3 senior executive changes2025show all 3hide
    • Aug 11, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jul 1, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jun 23, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • May 22, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Wellington Management Group LLP10.6%Jun 30, 26SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum. · 3 earlier filings
  • Castle Creek Capital Partners VII, LP9.9%Dec 31, 25SCHEDULE 13G ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • Charles A. Williams9.1%Feb 14, 25SCHEDULE 13G ↗2 co-filers on this document — the figure is the largest single stake, not their sum.
  • Second Rewritten Trust Indenture of John S Simoni8.9%Jun 30, 26SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • Adage Capital Management, L.P.7.5%Mar 31, 26SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
show 3 more holdershide

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Aug 14, Hooker David Stevens filed notice of intent to sell up to $910. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $14K across 2 trades on Aug 14, per their Form 4. Their sales over those 90 days far exceed the amount announced here. 17 other notices of theirs overlap this window.

View notice (Form 144) ↗+9 more recent notices · 4 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 1, 26Buy$1.4MCharles Alan WilliamsCHAIRMAN & CEO↗
  • Aug 26, 26Buy$819KCharles Alan WilliamsCHAIRMAN & CEO↗
  • Aug 25, 26Buy$508KCharles Alan WilliamsCHAIRMAN & CEO↗
  • Aug 14, 26Sell$13KDavid Stevens Hooker↗
  • Aug 14, 26Sell$910David Stevens Hooker↗
  • Aug 13, 26Sell$6KDavid Stevens Hooker↗
  • Aug 13, 26Sell$421David Stevens Hooker↗
  • Aug 4, 26Sell$52KDavid Stevens Hooker↗
  • Aug 4, 26Sell$4KDavid Stevens Hooker↗
  • Aug 3, 26Sell$53KDavid Stevens Hooker↗
  • Aug 3, 26Sell$4KDavid Stevens Hooker↗
  • Jul 1, 26Sell$135KDavid Stevens Hooker↗

There are 18 more transactions in this stretch.

Stock compensation, tax and giftsshow the 10 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Apr 1, 26Compensationamount n/aCharles Alan WilliamsCHAIRMAN & CEO↗
  • Apr 1, 26Compensationamount n/aCharles Alan WilliamsCHAIRMAN & CEO↗
  • Apr 1, 26Compensationamount n/aAmy M ButlerEVP, NATIONAL SALES↗
  • Apr 1, 26Tax$38KAmy M ButlerEVP, NATIONAL SALES↗
  • Apr 1, 26Compensationamount n/aDavid J ChristelPRES, MORTGAGE PURCH PROGRAM↗
  • Apr 1, 26Tax$63KDavid J ChristelPRES, MORTGAGE PURCH PROGRAM↗
  • Apr 1, 26Compensationamount n/aKevin J CompsPRESIDENT & SECRETARY↗
  • Apr 1, 26Tax$69KKevin J CompsPRESIDENT & SECRETARY↗
  • Apr 1, 26Compensationamount n/aBrad T HowesEVP, CHIEF FINANCIAL OFFICER↗
  • Apr 1, 26Tax$50KBrad T HowesEVP, CHIEF FINANCIAL OFFICER↗

The full record holds 61 transactions and goes back to Feb 13, 25.

Its sector and its market

Northpointe Bancshares Inc. among Financials companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
156 documents on file, from Jan 16, 2025 to Oct 6, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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