SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

NUAI

New Era Energy & Digital, Inc.
NASDAQInformation Technology

Latest close: 3.11 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◆Adverse 8-K filing●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 14, 2026Reported sale · Form 4KENT C MCCARTHY · $781.7KOpen the filing ↗
  2. Oct 14, 2026Reported sale · Form 4KENT C MCCARTHY · $14.8MOpen the filing ↗
  3. Oct 9, 2026Reported purchase · Form 4KENT C MCCARTHY · $1.2MOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record18418 flagged findings
Reported transactions (Form 4)8since Apr 28, 2026 · and 8 other holdings
Corporate events (8-K)30since Dec 29, 2025

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

Identity

Formerly traded as ROCL (until Aug 4, 26).

Formerly traded as NEHC.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-22share offering or dilution eventrecentOpen filing ↗
    “…The Tradeable Warrants were originally issued in the initial public offering of Roth CH Acquisition V Co., and became warrants of…”
    +1 more passage from the same document
    • “…prior written notice to us. Macquarie Warrants On April 8, 2026, TCDC entered into a Term Loan Agreement (the “Term Loan…”
  • 2026-05-18share offering or dilution eventrecentOpen filing ↗
    “…The Tradeable Warrants were originally issued in the initial public offering of Roth CH Acquisition V Co., and became warrants of…”
    +1 more passage from the same document
    • “…prior written notice to us. Macquarie Warrants On April 8, 2026, TCDC entered into a Term Loan Agreement (the “Term Loan…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 184)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Insider transaction · 2 Form 4 filings newshow all 2hide
  • Oct 14, 26Form 3 ↗Insider transaction new
  • Oct 9, 26SCHEDULE 13G/A ↗Passive stake · MCCARTHY KENT C · 10.9% · event on Oct 8, 26 · amendment
  • Oct 8, 268-K ↗Current report · Sold unregistered shares
  • Sep 24, 26424B5 ↗Securities offering
  • Sep 24, 268-K ↗Current report · Entered a material agreement
  • Sep 21, 268-K ↗Current report · Entered a material agreement
  • Sep 1, 26SCHEDULE 13G ↗Passive stake · MCCARTHY KENT C · 5.1% · event on Aug 31, 26
  • Aug 17, 268-K ↗Current report · Communication to the market
  • Aug 14, 26SCHEDULE 13G/A ↗Passive stake · G1 Execution Services, LLC · 4.2% · event on Jun 30, 26 · amendment
  • Aug 14, 26SCHEDULE 13G ↗Passive stake · Hood River Capital Management LLC · 8.5% · event on Jun 30, 26
  • Aug 14, 2610-Q ↗Quarterly report
  • Aug 14, 2610-Q/A ↗Quarterly report · amendment
  • Aug 14, 26SCHEDULE 13G/A ↗Passive stake · Davidson Kempner Capital Management LP · 0.4% · event on Jun 30, 26 · amendment
  • Aug 14, 26SCHEDULE 13G/A ↗Passive stake · Caracola Ventures Corp · 8.9% · event on Jun 30, 26 · amendment
  • Jul 30, 26SCHEDULE 13G ↗Passive stake · BlackRock, Inc. · 6.1% · event on Jun 30, 26
  • Jul 30, 268-K ↗Current report · Past accounts declared unreliable and being restated
  • Jul 22, 268-K ↗Current report · Entered a material agreement
  • Jul 20, 26SCHEDULE 13G ↗Passive stake · Conversant Capital LLC · 5.3% · event on Jul 13, 26
  • Jul 8, 26Form 4 ↗Insider transaction
  • Jul 8, 26Form 3 ↗Insider transaction
  • Jul 6, 268-K ↗Current report · A senior executive left or was appointed
  • Jun 23, 26Form 4 ↗Insider transaction
  • Jun 23, 26Form 3 ↗Insider transaction

184 filings on record, the oldest from Jun 28, 24.

Listing the 25 most recent filings of the 184 on record.

8-Ks, explained

Stress4Structure45Governance12
  • Oct 8, 26StructureSold unregistered shares+3 more in the same filing8-K 3.02 ↗
  • Sep 24, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Sep 21, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Jul 30, 26StressPast accounts declared unreliable and being restated8-K 4.02 ↗
  • Jul 22, 26StructureEntered a material agreement8-K 1.01 ↗
  • Governance3 senior executive changes2026show all 3hide
    • Jul 6, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jun 3, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Apr 17, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Apr 14, 26StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
  • Apr 10, 26StructureSold unregistered shares+2 more in the same filing8-K 3.02 ↗
  • Apr 8, 26StructureTook on a new financial obligation+4 more in the same filing8-K 2.03 ↗
  • Apr 6, 26StructureTook on a new financial obligation+3 more in the same filing8-K 2.03 ↗
  • Mar 31, 26StructureSold unregistered shares+2 more in the same filing8-K 3.02 ↗
  • Mar 18, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗

3 older filings not shown · The record reaches back to Dec 10, 24.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Sep 5, 25StressListing notice (8-K 3.01)+2 more in the same filing · nominal item 3.01: the filing covers another matter8-K 3.01 ↗
  • May 16, 25StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Mar 7, 25StressListing notice (8-K 3.01)8-K 3.01 ↗

The full record holds 4 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

show 4 more holdershide
  • BlackRock, Inc.6.1%Jun 30, 26SCHEDULE 13G ↗
  • Conversant Capital LLC5.3%Jul 13, 26SCHEDULE 13G ↗4 co-filers on this document — the figure is the largest single stake, not their sum.
  • G1 Execution Services, LLC4.2%Jun 30, 26SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • Davidson Kempner Capital Management LP0.4%Jun 30, 26SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Oct 14, 26Sell$782KKENT C MCCARTHY↗
  • Oct 14, 26Sell$14.8MKENT C MCCARTHY↗
  • Oct 9, 26Buy$1.2MKENT C MCCARTHY↗
Stock compensation, tax and giftsshow the 2 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Jun 22, 26Compensationamount n/aDarin Charles RovellChief Accounting Officer↗
  • Apr 28, 26Compensationamount n/aANDREW F CASAZZAChief Corporate Officer↗

The full record holds 5 transactions and goes back to Dec 6, 24.

Its sector and its market

New Era Energy & Digital, Inc. among Information Technology companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
Series with incidents in the period; the chart shows what could be kept.
SEC records
184 documents on file, from Jun 28, 2024 to Oct 16, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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