SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

OCGN

Ocugen Inc.
NASDAQHealth Care

Latest close: 0.78 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 15, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Oct 15, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Oct 9, 2026Reported sale · Form 4Shankar Musunuri, Chief Executive Officer · $445.3KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record83314 flagged findings
Reported transactions (Form 4)69since Jan 3, 2023 · and 23 other holdings
Corporate events (8-K)30since Jun 6, 2024

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

biopharmaceutical company

Source: Wikidata (CC0 1.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-14share offering or dilution eventrecentOpen filing ↗
    “…of the Exchange Act. ¨ Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of…”
    +1 more passage from the same document
    • “…such filing. Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 4.1 Indenture, dated as of May 7,…”
  • 2026-05-08share offering or dilution eventrecentOpen filing ↗
    “…administrative 8,117 6,453 Total operating expenses 19,372 15,982 Loss from operations ( 17,839 ) ( 14,501 ) Other income (expense):…”
    +1 more passage from the same document
    • “…132 343 Interest expense ( 1,320 ) ( 1,257 ) Other (expense) income, net ( 150 ) 65 Total other (expense) income ( 1,338 ) ( 849 )…”
  • 2026-05-08capital return (buybacks/dividends)recentOpen filing ↗
    “…of authorized but unissued shares, we will be required to settle all conversions in cash, which could cause a significant cash…”
    +1 more passage from the same document
    • “…operations. 34 Table of Contents We may not have the ability to raise the funds necessary to settle conversions of our senior…”
  • 2026-05-08reverse splitrecentOpen filing ↗
    “…raise or generate sufficient liquidity, we may be unable to fund operations, make required capital investments, or satisfy our debt…”
    +1 more passage from the same document
    • “…our common stock. We will seek stockholder approval of an amendment to our certificate of incorporation, as amended, to either (i)…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 833)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 15, 268-K ↗Current report · Communication to the market new
  • Oct 15, 268-K ↗Current report · Entered a material agreement new
  • Oct 13, 26Form 4 ↗Insider transaction new
  • Oct 9, 26Form 144 ↗Notice of proposed sale
  • Oct 6, 268-K ↗Current report · Shareholder vote results
  • Sep 23, 268-K ↗Current report · Shareholder vote results
  • Sep 11, 26Form 4 ↗Insider transaction
  • Sep 9, 26Form 144 ↗Notice of proposed sale
  • Sep 8, 268-K ↗Current report · Communication to the market · Other events
  • Aug 14, 26DEFA14A ↗Shareholder meeting and votes
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · JANUS HENDERSON GROUP Ltd. · 3.0% · event on Jun 30, 26 · amendment
  • Aug 7, 26SCHEDULE 13G ↗Passive stake · STATE STREET CORPORATION · 6.3% · event on Jun 30, 26
  • Aug 6, 2610-Q ↗Quarterly report
  • Aug 6, 268-K ↗Current report · Results
  • Jul 30, 26DEFA14A ↗Shareholder meeting and votes
  • Jul 30, 26DEF 14A ↗Shareholder meeting and votes
  • Jul 29, 26SCHEDULE 13G ↗Passive stake · BlackRock, Inc. · 8.0% · event on Jun 30, 26
  • Jul 20, 26PRE 14A ↗Shareholder meeting and votes
  • Jul 13, 268-K ↗Current report · Other events
  • Insider transaction · 6 Form 4 filingsshow all 6hide

833 filings on record, the oldest from Mar 13, 14.

Listing the 25 most recent filings of the 833 on record.

8-Ks, explained

Stress19Structure67Governance41
  • Oct 15, 26StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Jun 3, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • May 14, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • May 14, 26StructureSold unregistered shares+3 more in the same filing8-K 3.02 ↗
  • May 7, 26StructureTook on a new financial obligation+5 more in the same filing8-K 2.03 ↗
  • Feb 9, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jan 21, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Dec 18, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Sep 18, 25StructureA material agreement was terminated8-K 1.02 ↗
  • Structure3 material agreements entered2025show all 3hide
    • Sep 16, 25StructureEntered a material agreement8-K 1.01 ↗
    • Sep 5, 25StructureEntered a material agreement8-K 1.01 ↗
    • Aug 11, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Jul 1, 25StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Jun 23, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗

8 older filings not shown · The record reaches back to Feb 2, 15.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Jan 3, 25StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Apr 1, 24StressPast accounts declared unreliable and being restated+1 more in the same filing8-K 4.02 ↗
  • Nov 2, 23StressListing notice (8-K 3.01)8-K 3.01 ↗
  • May 5, 23StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • Sep 8, 20StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Jun 16, 20StressRestructuring plan with committed costs+1 more in the same filing8-K 2.05 ↗
  • Dec 31, 19StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Jun 21, 19StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • Jun 3, 19StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗

The full record holds 19 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • BlackRock, Inc.8.0%Jun 30, 26SCHEDULE 13G ↗1 earlier filing
  • STATE STREET CORPORATION6.3%Jun 30, 26SCHEDULE 13G ↗1 earlier filing
  • The Vanguard Group5.3%Dec 31, 25SCHEDULE 13G ↗1 earlier filing
  • Millennium Management LLC5.2%Apr 9, 26SCHEDULE 13G ↗3 co-filers on this document — the figure is the largest single stake, not their sum.
  • JANUS HENDERSON GROUP Ltd.3.0%Jun 30, 26SCHEDULE 13G/A ↗1 earlier filing

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Oct 9, Shankar Musunuri filed notice of intent to sell up to $498K. That is about 0.16% of shares outstanding. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $500K across 2 trades on Oct 9, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+1 more recent notices · 1 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Oct 9, 26Sell$445KShankar MusunuriChief Executive Officer↗
  • Oct 9, 26Sell$54KShankar MusunuriChief Executive Officer↗
  • Sep 9, 26Sell$525KShankar MusunuriChief Executive Officer↗
  • Sep 9, 26Sell$64KShankar MusunuriChief Executive Officer↗
  • Jun 15, 26Buy$26KTreerita Essalima Johnson-GreeneChief Financial Officer↗
  • Nov 26, 24Buy$9KPrabhavathi Fernandes↗
  • Nov 22, 24Buy$23KKirsten Castillo↗
  • Jun 14, 23Buy$100KJunge Zhang↗
  • Feb 16, 23Sell$108KShankar MusunuriChief Executive Officer↗
  • Jan 17, 23Sell$128KShankar MusunuriChief Executive Officer↗
Stock compensation, tax and giftsshow the 21 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Apr 1, 26Compensation$8KJunge Zhang↗
  • Apr 1, 26Compensation$52KJunge Zhang↗
  • Apr 1, 26Compensation$95KJunge Zhang↗
  • Jan 2, 26Compensationamount n/aRamesh RamachandranChief Accounting Officer↗
  • Jan 2, 26Compensationamount n/aShankar MusunuriChief Executive Officer↗
  • Jan 3, 25Tax$158KShankar MusunuriChief Executive Officer↗
  • Jan 3, 25Tax$37KArun UpadhyaySee Remarks↗
  • Sep 16, 24Tax$985Arun UpadhyaySee Remarks↗
  • Jun 17, 24Tax$1KArun UpadhyaySee Remarks↗
  • Jan 3, 24Tax$27KArun UpadhyaySee Remarks↗
  • Jan 3, 24Tax$118KShankar MusunuriChief Executive Officer↗
  • Sep 16, 23Tax$345Arun UpadhyaySee Remarks↗
  • Jun 16, 23Tax$468Arun UpadhyayChief Scientific Officer↗
  • Feb 16, 23Compensation$33KShankar MusunuriChief Executive Officer↗
  • Jan 17, 23Compensation$51KShankar MusunuriChief Executive Officer↗
  • Jan 3, 23Compensationamount n/aShankar MusunuriChief Executive Officer↗
  • Jan 3, 23Compensationamount n/aJessica CrespoCAO/SVP, Finance↗
  • Jan 3, 23Compensationamount n/aArun UpadhyayChief Scientific Officer↗
  • Jan 3, 23Tax$47KShankar MusunuriChief Executive Officer↗
  • Jan 3, 23Tax$2KJessica CrespoCAO/SVP, Finance↗
  • Jan 3, 23Tax$9KArun UpadhyayChief Scientific Officer↗

The full record holds 31 transactions and goes back to Jan 1, 23.

Its sector and its market

Ocugen Inc. among Health Care companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
833 documents on file, from Mar 13, 2014 to Oct 15, 2026.
Company description
Wikidata, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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