OCGN

• 2026-05-14 share offering or dilution eventrecentOpen filing ↗
  “…of the Exchange Act. ¨ Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of…”
  +1 more passage from the same document

  • “…such filing. Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 4.1 Indenture, dated as of May 7,…”
• 2026-05-08 share offering or dilution eventrecentOpen filing ↗
  “…administrative 8,117 6,453 Total operating expenses 19,372 15,982 Loss from operations ( 17,839 ) ( 14,501 ) Other income (expense):…”
  +1 more passage from the same document

  • “…132 343 Interest expense ( 1,320 ) ( 1,257 ) Other (expense) income, net ( 150 ) 65 Total other (expense) income ( 1,338 ) ( 849 )…”
• 2026-05-08 capital return (buybacks/dividends)recentOpen filing ↗
  “…of authorized but unissued shares, we will be required to settle all conversions in cash, which could cause a significant cash…”
  +1 more passage from the same document

  • “…operations. 34 Table of Contents We may not have the ability to raise the funds necessary to settle conversions of our senior…”
• 2026-05-08 reverse splitrecentOpen filing ↗
  “…raise or generate sufficient liquidity, we may be unable to fund operations, make required capital investments, or satisfy our debt…”
  +1 more passage from the same document

  • “…our common stock. We will seek stockholder approval of an amendment to our certificate of incorporation, as amended, to either (i)…”

Recorded SEC filings in plain language — not advice or a prediction.