SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

PENG

Penguin Solutions, Inc.
NASDAQInformation Technology

Latest close: 57.10 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 6, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Oct 6, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 24, 2026Reported sale · Form 4Anne Kuykendall, SVP and Chief Legal Officer · $29.8KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record78520 flagged findings
Reported transactions (Form 4)66since May 19, 2023 · and 3 other holdings
Corporate events (8-K)30since Aug 6, 2024

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

Identity

Formerly traded as SGH.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-04-01share offering or dilution eventrecentOpen filing ↗
    “…including market-based observable inputs of interest rates and credit-risk spreads. The fair value of the Amended 2022 TLA, as…”
    +1 more passage from the same document
    • “…basis, was estimated based on Level 2 measurements, including discounted cash flows and interest rates based on similar debt…”
  • 2026-04-01capital return (buybacks/dividends)recentOpen filing ↗
    “…the first six months of 2025 consisted primarily of $191.2 million of proceeds from the issuance of preferred shares, net of issuance…”
    +1 more passage from the same document
    • “…six months of 2025 consisted primarily of $191.2 million of proceeds from the issuance of preferred shares, net of issuance costs…”
  • 2026-04-01merger or acquisition eventrecentOpen filing ↗
    “…transaction for total proceeds of $ 21.7 million. The Company recognized a loss on the sale of $ 0.5 million, representing the…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 785)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 8, 26Form 4 ↗Insider transaction
  • Oct 8, 26Form 3 ↗Insider transaction
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Oct 6, 268-K ↗Current report · Results
  • Oct 6, 268-K ↗Current report · A senior executive left or was appointed
  • Insider transaction · 5 Form 4 filingsshow all 5hide
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · Invesco Ltd. · 9.0% · event on Jun 30, 26 · amendment
  • Aug 13, 26SCHEDULE 13G ↗Passive stake · Invesco Ltd. · 7.6% · event on Mar 31, 26
  • Aug 6, 26SCHEDULE 13G/A ↗Passive stake · FMR LLC · 12.4% · event on Jun 30, 26 · amendment
  • Jul 28, 26SCHEDULE 13D/A ↗Stake with intent to influence · SK Telecom Co., Ltd. · 10.3% · event on Jul 27, 26 · amendment
  • Jul 27, 26Form 4 ↗Insider transaction
  • Jul 23, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jul 22, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jul 17, 268-K ↗Current report · Took on a new financial obligation
  • Jul 15, 26Form 3 ↗Insider transaction
  • Jul 15, 26SCHEDULE 13G ↗Passive stake · BANK OF NOVA SCOTIA · 8.5% · event on Jun 30, 26

785 filings on record, the oldest from Sep 22, 14.

Listing the 25 most recent filings of the 785 on record.

8-Ks, explained

Structure60Governance33
  • Oct 6, 26GovernanceA senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
  • Jul 17, 26StructureTook on a new financial obligation+4 more in the same filing8-K 2.03 ↗
  • Governance4 senior executive changes2026show all 4hide
    • Jul 1, 26GovernanceA senior executive left or was appointed8-K/A 5.02 ↗
    • Jun 1, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • May 18, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Feb 2, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Dec 30, 25StructureEntered a material agreement8-K 1.01 ↗
  • Jul 29, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Jun 30, 25StructureEntered a material agreement+9 more in the same filing8-K12B 1.01 ↗
  • Jun 26, 25StructureTook on a new financial obligation+4 more in the same filing8-K 2.03 ↗
  • Apr 2, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Dec 16, 24StructureSold unregistered shares+6 more in the same filing8-K 3.02 ↗
  • Aug 23, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Aug 14, 24StructureSold unregistered shares+4 more in the same filing8-K 3.02 ↗
  • Aug 6, 24StructureTook on a new financial obligation+4 more in the same filing8-K 2.03 ↗

The record reaches back to Aug 11, 17.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • SK Telecom Co., Ltd.10.3%Jul 27, 26SCHEDULE 13D/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

show 3 more holdershide
  • Vanguard Portfolio Management6.9%Mar 31, 26SCHEDULE 13G ↗
  • STATE STREET CORPORATION5.5%Sep 30, 25SCHEDULE 13G ↗1 earlier filing
  • Crosslink Capital, Inc.3.5%Sep 30, 25SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Jul 23, JOSEPH CLARK filed notice of intent to sell up to $79K. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $76K on Jul 23, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+1 more recent notices · 1 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Aug 24, 26Sell$30KAnne KuykendallSVP and Chief Legal Officer↗
  • Aug 24, 26Sell$167KAnne KuykendallSVP and Chief Legal Officer↗
  • Aug 24, 26Sell$5KAnne KuykendallSVP and Chief Legal Officer↗
  • Jul 23, 26Sell$76KJoseph Gates ClarkSVP and Pres, Optimized LED↗
  • Jul 22, 26Sell$41KAnne KuykendallSVP and Chief Legal Officer↗
  • Jun 15, 26Sell$13KAnne KuykendallSVP and Chief Legal Officer↗
  • Jun 15, 26Sell$135KAnne KuykendallSVP and Chief Legal Officer↗
  • Jun 15, 26Sell$103KAnne KuykendallSVP and Chief Legal Officer↗
  • Jun 15, 26Sell$7KAnne KuykendallSVP and Chief Legal Officer↗
  • Jun 1, 26Sell$56KJoseph Gates ClarkSVP and Pres, Optimized LED↗
  • Jun 1, 26Sell$62KJoseph Gates ClarkSVP and Pres, Optimized LED↗
  • Jun 1, 26Sell$52KJoseph Gates ClarkSVP and Pres, Optimized LED↗

There are 14 more transactions in this stretch.

Stock compensation, tax and giftsshow the 14 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Oct 6, 26Compensationamount n/aStephen CummingSVP and CFO↗
  • Oct 3, 26Compensationamount n/aAnne KuykendallSVP and Chief Legal Officer↗
  • Oct 3, 26Tax$1.3MAnne KuykendallSVP and Chief Legal Officer↗
  • Oct 3, 26Compensationamount n/aJoseph Gates ClarkSVP and Pres, Optimized LED↗
  • Oct 3, 26Tax$824KJoseph Gates ClarkSVP and Pres, Optimized LED↗
  • Sep 29, 26Compensationamount n/aAnne KuykendallSVP and Chief Legal Officer↗
  • Sep 29, 26Compensationamount n/aJoseph Gates ClarkSVP and Pres, Optimized LED↗
  • Sep 29, 26Compensationamount n/aAnthony George FreySVP and Chief Revenue Officer↗
  • Sep 29, 26Compensationamount n/aKashif ShaikhPresident and CEO↗
  • Jul 20, 26Tax$185KAnne KuykendallSVP and Chief Legal Officer↗
  • Jul 20, 26Tax$123KJoseph Gates ClarkSVP and Pres, Optimized LED↗
  • Jul 20, 26Tax$32KAnthony George FreySVP and Chief Revenue Officer↗
  • Jul 20, 26Tax$54KAaron Michael JohnsonInterim CFO↗
  • May 18, 26Compensationamount n/aDAVID W HEARD↗

The full record holds 268 transactions and goes back to Oct 6, 22.

Its sector and its market

Penguin Solutions, Inc. among Information Technology companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
785 documents on file, from Sep 22, 2014 to Oct 8, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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