SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
HornScout

Company profile

PFLT

PennantPark Floating Rate Capital Ltd.
NYSEFinancials

Latest close: 6.51 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 6, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Oct 2, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Sep 2, 2026Material event · 8-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record6234 flagged findings
Reported transactions (Form 4)10since May 13, 2024
Corporate events (8-K)30since Oct 12, 2021

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

BUSINESS DEVELOPMENT COMPANY

Source: Wikidata (CC0 1.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-28share offering or dilution eventrecentOpen filing ↗
    “…withholding tax, and state, local and foreign tax consequences of an investment in the shares. 80 PLAN OF DISTRIBUTION We may sell…”
    +1 more passage from the same document
    • “…or series, together or separately, up to $1,000,000,000 of our common stock, preferred stock, warrants representing rights to…”
  • 2026-05-28capital return (buybacks/dividends)recentOpen filing ↗
    “…including an undertaking to pay the expenses of the meeting. If no request for a meeting is made, the corporation may itself…”
    +1 more passage from the same document
    • “…stockholders meeting. If voting rights are not approved at the meeting or if the acquiring person does not deliver an acquiring…”
  • 2026-05-27share offering or dilution eventrecentOpen filing ↗
    “…state, local and foreign tax consequences of an investment in the shares. 80 Table of Contents PLAN OF DISTRIBUTION We may sell the…”
    +1 more passage from the same document
    • “…or series, together or separately, up to $1,000,000,000 of our common stock, preferred stock, warrants representing rights to…”
  • 2026-05-27capital return (buybacks/dividends)recentOpen filing ↗
    “…including an undertaking to pay the expenses of the meeting. If no request for a meeting is made, the corporation may itself…”
    +1 more passage from the same document
    • “…stockholders meeting. If voting rights are not approved at the meeting or if the acquiring person does not deliver an acquiring…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 623)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 6, 268-K ↗Current report · Communication to the market
  • Oct 2, 268-K ↗Current report · Communication to the market
  • Sep 2, 268-K ↗Current report · Communication to the market
  • Aug 10, 2610-Q ↗Quarterly report
  • Aug 10, 268-K ↗Current report · Results
  • Aug 4, 268-K ↗Current report · Communication to the market
  • Jul 30, 26CORRESP ↗Correspondence with the SEC
  • Jul 6, 268-K ↗Current report · Communication to the market
  • Jul 2, 268-K ↗Current report · Communication to the market
  • Jun 2, 268-K ↗Current report · Communication to the market
  • Jun 1, 268-K ↗Current report · Entered a material agreement
  • May 27, 268-K ↗Current report · Entered a material agreement
  • May 12, 26Form 4 ↗Insider transaction
  • May 7, 2610-Q ↗Quarterly report
  • May 7, 268-K ↗Current report · Results
  • May 4, 268-K ↗Current report · Communication to the market
  • Apr 6, 268-K ↗Current report · Communication to the market
  • Apr 2, 268-K ↗Current report · Communication to the market
  • Mar 12, 26Form 4 ↗Insider transaction
  • Mar 4, 268-K ↗Current report · Entered a material agreement
  • Mar 3, 268-K ↗Current report · Communication to the market
  • Feb 27, 268-K ↗Current report · Took on a new financial obligation
  • Feb 27, 268-K ↗Current report · Entered a material agreement
  • Feb 23, 26Form 4 ↗Insider transaction
  • Feb 9, 2610-Q ↗Quarterly report

623 filings on record, the oldest from Dec 1, 10.

Listing the 25 most recent filings of the 623 on record.

8-Ks, explained

Stress2Structure57Governance5
  • Structure3 material agreements entered2026show all 3hide
    • Jun 1, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 27, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Mar 4, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Feb 27, 26StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Feb 27, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Nov 26, 25StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Aug 13, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Apr 22, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Apr 17, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Feb 24, 25StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Structure4 material agreements entered2024show all 4hide
    • Oct 2, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Aug 9, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jul 29, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Jul 18, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Feb 27, 24StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Structure5 material agreements entered2022 – 2023show all 5hide
    • Aug 11, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Mar 31, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jan 26, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Sep 21, 22StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Aug 11, 22StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jun 2, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗

4 older filings not shown · The record reaches back to Jun 29, 11.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Mar 31, 22StressListing notice (8-K 3.01)+2 more in the same filing8-K/A 3.01 ↗
  • Mar 30, 22StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗

The full record holds 2 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • May 12, 26Buy$50KJose A Briones↗
  • Mar 11, 26Buy$122KRichard T Allorto JRCFO and Treasurer↗
  • Feb 19, 26Buy$50KJose A Briones↗
  • Dec 1, 25Buy$50KJose A Briones↗
  • May 21, 25Buy$15KJose A Briones↗
  • May 14, 25Buy$100KJose A Briones↗
  • Jun 5, 24Buy$20KJose A Briones↗
  • May 30, 24Buy$113KRichard T Allorto JRCFO and Treasurer↗
  • May 28, 24Buy$10KJose A Briones↗
  • May 13, 24Buy$20KJose A Briones↗

The full record holds 10 transactions and goes back to May 13, 24.

Its sector and its market

PennantPark Floating Rate Capital Ltd. among Financials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

With an account you also get

  • The four engines — growth, trend, risk and context — each with its word and its score.
  • The risk band and the sector phase.
  • The company's fundamentals and accounts.
  • Watchlist: your list of companies, with the «since you follow it» figure.

The research continues

The profile tells the story. The market sets the scene.

From PennantPark Floating Rate Capital Ltd., the path continues in the other areas. Each one is shown with its own example, named in its step.

  1. Place it in its market

    Seven layers of its region's market — rates, credit, stress, liquidity, regime, breadth and sectors — with historical precedents. Public example: Apple and ASML.

    See how Context works →
  2. See what deserves a closer look

    Every morning Radar screens the covered companies through a lens and explains why each candidate made the list. Public example: the lists from Aug 11, 2026.

    See how Radar works →
  3. Keep the why

    Follow PennantPark Floating Rate Capital Ltd. in the Watchlist and review what changed since you added it: context, notices and filings. Written theses are coming soon. Public example: Apple.

    See an example review →

Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
623 documents on file, from Dec 1, 2010 to Oct 6, 2026.
Company description
Wikidata, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

Start at your own pace

Explore first. Go deeper with access.

Every company's public profile is open. The full reading — context, Radar, watchlist — is inside, in an invitation-only beta.

Compare plans →
  • No account

    This profile for every company we cover: closing prices with the record's facts on the curve, the SEC file in plain language, insider trades included, and links to its sector and exchange.

  • Pro

    What matters today, with its reason, is free with an account. Pro adds, in the profile, each company's notices and their explanation and the analysis of its insiders; in Radar, all the lenses, which notice each candidate carries, filters by notice type and «no dilution», and the cycle cohort filter; and in Watchlist, more companies and notice changes with their reason.

  • Pro+

    Adds the Lab: test a hypothesis on comparable cohorts before reusing it; and bring your lenses to Radar.

Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

Before forming a view on a company,
read what is on record.

One close per session. The record in plain language. Its sector and its market one link away. Your judgment when deciding.

Access by invitation while the beta lasts. Not advice: the profile shows what is on record; it does not recommend.