PIII

• 2026-05-26 listing compliance noticerecentOpen filing ↗
  “…of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company,…”
  +1 more passage from the same document

  • “…of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has…”
• 2026-05-15 share offering or dilution eventrecentOpen filing ↗
  “…with various affiliates of Chicago Pacific Founders, the largest stockholder and debtholder, directly or through affiliates,…”
  +1 more passage from the same document

  • “…Company submitted the plan to regain compliance in a timely manner, and on January 20, 2026, Nasdaq advised the Company that it had…”
• 2026-05-15 listing compliance noticerecentOpen filing ↗
  “…of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨ If an emerging growth company,…”
  +1 more passage from the same document

  • “…of this chapter). Emerging growth company ¨ If an emerging growth company, indicate by check mark if the registrant has…”
• 2026-05-14 share offering or dilution eventrecentOpen filing ↗
  “…Stock”), and (ii) warrants to purchase Class A Common Stock (the “Common Stock”), exercisable for a number of shares of Common…”
  +1 more passage from the same document

  • “…Stock”), and (ii) warrants to purchase Class A Common Stock (the “Common Stock”), exercisable for a number of shares of Common…”
• 2026-05-14 listing compliance noticerecentOpen filing ↗
  “…| 2 Table of Contents • Failure to satisfy California regulations related to financial solvency and operational performance could…”
• 2026-05-14 capital return (buybacks/dividends)recentOpen filing ↗
  “…$ ( 338,165 ) $ 492,423 Amortization of intangible assets was $ 20.6 million and $ 20.5 million during the three months ended…”
• 2026-04-28 share offering or dilution eventrecentOpen filing ↗
  “…Stock”), and (ii) warrants to purchase Class A Common Stock (the “Common Stock”), exercisable for a number of shares of…”
  +1 more passage from the same document

  • “…Change in Fiscal Year In order to regain compliance with Nasdaq’s Listing Rule 5550(b)(1) (the “Listing Rule”), which requires…”

Recorded SEC filings in plain language — not advice or a prediction.