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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
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Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Oct 15, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Oct 9, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Oct 8, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record4,5003 flagged findings
Reported transactions (Form 4)80since Feb 28, 2026 · and 40 other holdings
Corporate events (8-K)30since Dec 15, 2020
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
Prudential Financial, Inc. is an American financial services company whose subsidiaries provide insurance, retirement planning, investment management, and other products and services to both retail and institutional customers throughout the United States and in over 40 other countries. In 2019, Prudential was the largest insurance provider in the United States with $815.1 billion in total assets. The company is included in the Fortune Global 500 and Fortune 500 rankings.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-06capital return (buybacks/dividends)recentOpen filing ↗“…Companies See “Management’s Discussion and Analysis of Financial Condition and Results of Operations—Liquidity and Capital…”
+1 more passage from the same document
- “…Companies See “Management’s Discussion and Analysis of Financial Condition and Results of Operations—Liquidity and Capital…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 4,500)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Oct 15, 268-K ↗Current report · Results · Communication to the market new
- Oct 9, 268-K ↗Current report · Communication to the market
- Oct 8, 268-K ↗Current report · Communication to the market
- Oct 7, 26SCHEDULE 13G/A ↗Passive stake · amendment
- Oct 7, 26SCHEDULE 13G ↗Passive stake
Insider transaction · 13 Form 4 filingsshow all 13hide
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 14, 26Form 4 ↗Insider transaction
- Sep 2, 26Form 4 ↗Insider transaction
- Aug 18, 26Form 4 ↗Insider transaction
- Aug 14, 26Form 144 ↗Notice of proposed sale
- Aug 10, 26SCHEDULE 13G/A ↗Passive stake · amendment
- Aug 10, 26SCHEDULE 13G ↗Passive stake
- Aug 6, 26SCHEDULE 13G ↗Passive stake
- Aug 5, 2610-Q ↗Quarterly report
- Aug 4, 268-K ↗Current report · Results · Communication to the market
- Jul 30, 26Form 4 ↗Insider transaction
4,500 filings on record, the oldest from Jan 3, 02.
Listing the 25 most recent filings of the 4,500 on record.
96766
10 senior executive changes2024 – 2026show all 10hide
- Mar 10, 26A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Feb 11, 26A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Feb 10, 26A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Dec 22, 25A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Sep 30, 25A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jun 30, 25A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Mar 4, 25A senior executive left or was appointed8-K 5.02 ↗
- Feb 21, 25A senior executive left or was appointed8-K 5.02 ↗
- Feb 13, 25A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Dec 3, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jul 16, 24Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jul 1, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Feb 21, 24Cybersecurity incident (8-K 1.05)8-K/A 1.05 ↗
- Feb 15, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Feb 13, 24Cybersecurity incident (8-K 1.05)8-K 1.05 ↗
3 senior executive changes2023 – 2024show all 3hide
- Feb 6, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jan 16, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Sep 7, 23A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- May 23, 23Took on a new financial obligation+2 more in the same filing8-K 2.03 ↗
- Mar 9, 23Took on a new financial obligation8-K 2.03 ↗
- Feb 15, 23A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Oct 27, 22A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Apr 4, 22Completed an acquisition or disposal+2 more in the same filing8-K 2.01 ↗
4 older filings not shown · The record reaches back to Aug 31, 04.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Mar 29, 10Write-down of assets+1 more in the same filing8-K 2.06 ↗
- Sep 17, 08Write-down of assets+1 more in the same filing8-K 2.06 ↗
- Jun 6, 07Restructuring plan with committed costs+2 more in the same filing8-K 2.05 ↗
- Feb 6, 06Past accounts declared unreliable and being restated8-K 4.02 ↗
- Jun 30, 05Restructuring plan with committed costs8-K/A 2.05 ↗
- Feb 4, 05Restructuring plan with committed costs+1 more in the same filing8-K 2.05 ↗
The full record holds 9 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- Vanguard Capital Management7.5%Mar 31, 26SCHEDULE 13G ↗
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Aug 14, KAPPLER ANN M filed notice of intent to sell up to $957K.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $957K on Aug 14, per their Form 4. That is 100% of the shares announced so far, and the window is still open.
Stock compensation, tax and giftsshow the 37 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Aug 31, 26Compensationamount n/aRobert E BoyleSenior Vice President↗
- Aug 31, 26Tax$14KRobert E BoyleSenior Vice President↗
- May 12, 26Compensationamount n/aGILBERT F CASELLAS↗
- May 12, 26Other$181KGILBERT F CASELLAS↗
- May 12, 26Compensationamount n/aCHRISTINE A POON↗
- May 12, 26Other$181KCHRISTINE A POON↗
- Apr 30, 26Compensationamount n/aJacques ChappuisExecutive Vice President↗
- Apr 30, 26Tax$335KJacques ChappuisExecutive Vice President↗
- Apr 30, 26Compensationamount n/aJacques ChappuisExecutive Vice President↗
- Apr 30, 26Tax$226KJacques ChappuisExecutive Vice President↗
- Feb 28, 26Compensationamount n/aRobert E BoyleSenior Vice President↗
- Feb 28, 26Tax$28KRobert E BoyleSenior Vice President↗
- Feb 28, 26Compensationamount n/aRobert E BoyleSenior Vice President↗
- Feb 28, 26Tax$26KRobert E BoyleSenior Vice President↗
- Feb 28, 26Compensationamount n/aRobert E BoyleSenior Vice President↗
- Feb 28, 26Tax$24KRobert E BoyleSenior Vice President↗
- Feb 28, 26Compensationamount n/aScott CaseExecutive Vice President↗
- Feb 28, 26Tax$94KScott CaseExecutive Vice President↗
- Feb 28, 26Compensationamount n/aYanela FriasEVP and CFO↗
- Feb 28, 26Tax$23KYanela FriasEVP and CFO↗
- Feb 28, 26Compensationamount n/aYanela FriasEVP and CFO↗
- Feb 28, 26Tax$32KYanela FriasEVP and CFO↗
- Feb 28, 26Compensationamount n/aYanela FriasEVP and CFO↗
- Feb 28, 26Tax$83KYanela FriasEVP and CFO↗
- Feb 28, 26Compensationamount n/aANN M KAPPLEREVP and General Counsel↗
- Feb 28, 26Tax$102KANN M KAPPLEREVP and General Counsel↗
- Feb 28, 26Compensationamount n/aANN M KAPPLEREVP and General Counsel↗
- Feb 28, 26Tax$115KANN M KAPPLEREVP and General Counsel↗
- Feb 28, 26Compensationamount n/aANN M KAPPLEREVP and General Counsel↗
- Feb 28, 26Tax$108KANN M KAPPLEREVP and General Counsel↗
- Feb 28, 26Compensationamount n/aCharles F LowreyChairman of the Board↗
- Feb 28, 26Tax$547KCharles F LowreyChairman of the Board↗
- Feb 28, 26Compensationamount n/aCharles F LowreyChairman of the Board↗
- Feb 28, 26Tax$578KCharles F LowreyChairman of the Board↗
- Feb 28, 26Compensationamount n/aCharles F LowreyChairman of the Board↗
- Feb 28, 26Tax$542KCharles F LowreyChairman of the Board↗
- Feb 28, 26Compensationamount n/aTIMOTHY L SCHMIDTSenior Vice President↗
The full record holds 394 transactions and goes back to Jan 1, 23.
Its sector and its market
Prudential Financial, Inc. among Financials companies
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Coverage
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- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 4,500 documents on file, from Jan 3, 2002 to Oct 15, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.
Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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