SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

RKLB

Rocket Lab Corporation
NASDAQIndustrials

Latest close: 50.84 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 14, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Oct 1, 2026Reported sale · Form 4Adam C. Spice, Chief Financial Officer · $2.8MOpen the filing ↗
  3. Oct 1, 2026Reported sale · Form 4Adam C. Spice, Chief Financial Officer · $6.0MOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record60719 flagged findings
Reported transactions (Form 4)47since Jan 7, 2025 · and 2 other holdings
Corporate events (8-K)30since May 25, 2023

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

holding company of Rocket Lab

Source: Wikidata (CC0 1.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-06-29listing compliance noticerecentOpen filing ↗
    “…“Rocket Lab Common Stock Price” is defined as the volume weighted average price per share of Rocket Lab Common Stock on the Nasdaq…”
  • 2026-06-29merger or acquisition eventrecentOpen filing ↗
    “…of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has…”
    +1 more passage from the same document
    • “…elected not to use the extended transition period for complying with any new or revised financial accounting standards provided…”
  • 2026-05-20share offering or dilution eventrecentOpen filing ↗
    “…effect on the trade date of such collared forward transaction. During the term of any collared forward transaction, we will not,…”
    +1 more passage from the same document
    • “…collared forward purchaser, enter into any derivatives transactions referencing the shares of our common stock other than certain…”
  • 2026-05-20capital return (buybacks/dividends)recentOpen filing ↗
    “…the prior written consent of the relevant collared forward purchaser, enter into any derivatives transactions referencing the…”
    +1 more passage from the same document
    • “…prior written consent of the relevant collared forward purchaser, enter into any derivatives transactions referencing the shares of…”
  • 2026-05-20merger or acquisition eventrecentOpen filing ↗
    “…Sub”). Pursuant to the Holding Company Reorganization, Rocket Lab USA merged with and into Merger Sub, a direct wholly owned…”
    +1 more passage from the same document
    • “…25, 2021 (the “Business Combination”), in conjunction with which Vector changed its name to Rocket Lab USA, Inc. (“Rocket Lab…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 607)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 14, 268-K ↗Current report · Communication to the market · Other events new
  • Oct 2, 26Form 4 ↗Insider transaction
  • Oct 1, 26Form 144 ↗Notice of proposed sale
  • Sep 15, 26Form 425 ↗Merger, acquisition or tender offer
  • Sep 15, 268-K ↗Current report · Communication to the market · Other events
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Sep 2, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Notice of proposed sale · 2 Form 144 filingsshow all 2hide
  • Insider transaction · 5 Form 4 filingsshow all 5hide
  • Aug 26, 26424B3 ↗Securities offering
  • Notice of proposed sale · 4 Form 144 filingsshow all 4hide
  • Aug 24, 26S-4/A ↗Merger, acquisition or tender offer · amendment
  • Aug 18, 26Form 4 ↗Insider transaction
  • Aug 13, 26Form 425 ↗Merger, acquisition or tender offer

607 filings on record, the oldest from Sep 8, 20.

Listing the 25 most recent filings of the 607 on record.

8-Ks, explained

Stress2Structure32Governance19
  • Jun 29, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Jun 5, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Apr 14, 26StructureSold unregistered shares+3 more in the same filing8-K 3.02 ↗
  • Mar 30, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Nov 10, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Sep 25, 25StructureSold unregistered shares+1 more in the same filing8-K 3.02 ↗
  • Aug 29, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • May 27, 25StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • May 23, 25StressListing notice (8-K 3.01)+8 more in the same filing8-K12B 3.01 ↗
  • Dec 5, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Governance4 senior executive changes2024show all 4hide
    • Sep 16, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Sep 10, 24GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Aug 23, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Apr 18, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Feb 7, 24StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗

3 older filings not shown · The record reaches back to Sep 30, 20.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • May 3, 21StressPast accounts declared unreliable and being restated8-K 4.02 ↗

The full record holds 2 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Beck Peter7.5%Mar 27, 26SCHEDULE 13D/A ↗5 co-filers on this document — the figure is the largest single stake, not their sum. · 2 earlier filings
  • VK Services, LLC6.5%Feb 17, 26SCHEDULE 13D/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 4 earlier filings
  • Deer VIII & Co. L.P.1.6%Nov 8, 24SCHEDULE 13D/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum.

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Oct 1, ADAM C SPICE filed notice of intent to sell up to $9.8M. That is about 0.02% of shares outstanding. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $9.9M across 3 trades on Oct 1, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+8 more recent notices · 8 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Oct 1, 26Sell$2.8MAdam C. SpiceChief Financial Officer↗
  • Oct 1, 26Sell$6.0MAdam C. SpiceChief Financial Officer↗
  • Oct 1, 26Sell$1.1MAdam C. SpiceChief Financial Officer↗
  • Sep 2, 26Sell$4.2MAdam C. SpiceChief Financial Officer↗
  • Sep 2, 26Sell$4.6MAdam C. SpiceChief Financial Officer↗
  • Aug 27, 26Sell$306KArjun KampaniSVP & General Counsel↗
  • Aug 27, 26Sell$96KArjun KampaniSVP & General Counsel↗
  • Aug 27, 26Sell$1.0MFrank KleinChief Operations Officer↗
  • Aug 27, 26Sell$1.3MFrank KleinChief Operations Officer↗
  • Aug 27, 26Sell$31KFrank KleinChief Operations Officer↗
  • Aug 24, 26Sell$968KMarvin Bradford ClevengerPresident, Rocket Lab USA, Inc↗
  • Aug 24, 26Sell$32KMarvin Bradford ClevengerPresident, Rocket Lab USA, Inc↗

There are 23 more transactions in this stretch.

Stock compensation, tax and giftsshow the 5 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Oct 1, 26Compensation$153KAdam C. SpiceChief Financial Officer↗
  • Sep 2, 26Compensation$153KAdam C. SpiceChief Financial Officer↗
  • Aug 31, 26Giftamount n/aMerline Saintil↗
  • Aug 31, 26Giftamount n/aMerline Saintil↗
  • Aug 17, 26Giftamount n/aAdam C. SpiceChief Financial Officer↗

The full record holds 399 transactions and goes back to Mar 1, 23.

Its sector and its market

Rocket Lab Corporation among Industrials companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
607 documents on file, from Sep 8, 2020 to Oct 14, 2026.
Company description
Wikidata, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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