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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
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End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Sep 24, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Aug 27, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Aug 5, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record2,3888 flagged findings
Reported transactions (Form 4)80since Jan 30, 2026 · and 8 other holdings
Corporate events (8-K)30since Jan 2, 2018
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
Stifel Financial Corp. is an American multinational independent investment bank and financial services company created under the Stifel name in July 1983 and listed on the New York Stock Exchange on November 24, 1986. Its predecessor company was founded in 1890 as the Altheimer and Rawlings Investment Company and is headquartered in downtown St. Louis, Missouri.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-04capital return (buybacks/dividends)recentOpen filing ↗“…31, 2026 and 2025, the anti-dilutive effect from restricted stock units was immaterial. 44 Cash Dividends During the three months…”
+1 more passage from the same document
- “…and, in certain instances, may be subject to regulatory requirements. Capital Management We have an ongoing authorization from…”
- 2026-05-04bank capital and credit cost contextrecentOpen filing ↗“…Interest 451,049 475,632 Other income 55,679 10,581 Total revenues 1,665,652 1,469,026 Interest expense 187,491 213,557 Net revenues…”
+1 more passage from the same document
- “…2026 2025 Cash Flows From Operating Activities: Net income $ 251,419 $ 52,992 Adjustments to reconcile net income to net cash…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 2,388)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Sep 24, 268-K ↗Current report · Communication to the market
- Aug 27, 268-K ↗Current report · Communication to the market
- Aug 12, 26SCHEDULE 13G/A ↗Passive stake · AQR Capital Management, LLC · 3.9% · event on Jun 30, 26 · amendment
- Aug 5, 2610-Q ↗Quarterly report
- Jul 27, 26Form 144/A ↗Notice of proposed sale · amendment
- Jul 27, 26Form 4 ↗Insider transaction
- Jul 23, 26Form 144 ↗Notice of proposed sale
- Jul 22, 268-K ↗Current report · Results
- Jun 25, 268-K ↗Current report · Communication to the market
Insider transaction · 10 Form 4 filingsshow all 10hide
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 11, 26Form 4 ↗Insider transaction
- Jun 9, 268-K ↗Current report · A senior executive left or was appointed
2,388 filings on record, the oldest from May 9, 94.
Listing the 25 most recent filings of the 2,388 on record.
16136
- Jun 9, 26A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- Feb 4, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jun 11, 25A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Mar 20, 25Auditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
- Feb 7, 25A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Mar 8, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Sep 28, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
3 senior executive changes2021 – 2023show all 3hide
- Apr 26, 23A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Aug 10, 22A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Nov 5, 21A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Jul 21, 21Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- May 26, 21A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Feb 2, 21A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- May 20, 20Took on a new financial obligation+3 more in the same filing8-K 2.03 ↗
12 older filings not shown · The record reaches back to Jun 29, 05.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Nov 21, 06Past accounts declared unreliable and being restated8-K 4.02 ↗
The full record holds 1 stress filing.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- FMR LLC5.7%Sep 30, 25SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
- Vanguard Capital Management5.0%Mar 31, 26SCHEDULE 13G ↗
- AQR Capital Management, LLC3.9%Jun 30, 26SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Jul 27, Brown Maryam S. filed notice of intent to sell up to $372K.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
No sale of theirs is on record yet in Form 4; the 90-day window is still open.
View notice (Form 144) ↗+1 more recent notices · 1 with a later sale
Stock compensation, tax and giftsshow the 37 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Jun 4, 26Compensationamount n/aLisa Landau Carnoy↗
- Jun 4, 26Compensationamount n/aMaryam S. Brown↗
- Jun 4, 26Compensationamount n/aJames P. Kavanaugh↗
- Jun 4, 26Compensationamount n/aAdam T. Berlew↗
- Jun 4, 26Compensationamount n/aDAVID A PEACOCK↗
- Jun 4, 26Compensationamount n/aMaura A. Markus↗
- Jun 4, 26Compensationamount n/aMICHAEL J ZIMMERMAN↗
- Jun 4, 26Compensationamount n/aMICHAEL W BROWN↗
- Mar 9, 26Compensationamount n/aCharles Bradford Raymond↗
- Mar 9, 26Tax$2.2MCharles Bradford Raymond↗
- Feb 18, 26Compensationamount n/aTHOMAS W WEISEL↗
- Feb 18, 26Tax$204KTHOMAS W WEISEL↗
- Feb 18, 26Compensationamount n/aJames M MarischenChief Financial Officer↗
- Feb 18, 26Tax$417KJames M MarischenChief Financial Officer↗
- Feb 18, 26Compensationamount n/aCHRISTOPHER K REICHERTCEO of Stifel Bank & Trust↗
- Feb 18, 26Tax$393KCHRISTOPHER K REICHERTCEO of Stifel Bank & Trust↗
- Feb 18, 26Compensationamount n/aMark P FisherSenior VP & General Counsel↗
- Feb 18, 26Tax$511KMark P FisherSenior VP & General Counsel↗
- Feb 18, 26Compensationamount n/aVictor Nesi↗
- Feb 18, 26Tax$2.3MVictor Nesi↗
- Feb 18, 26Compensationamount n/aJAMES M ZEMLYAKPresident↗
- Feb 18, 26Tax$1.7MJAMES M ZEMLYAKPresident↗
- Feb 18, 26Compensationamount n/aThomas B. MichaudSenior Vice President↗
- Feb 18, 26Tax$962KThomas B. MichaudSenior Vice President↗
- Feb 18, 26Compensationamount n/aDAVID D SLINEYChief Operating Officer↗
- Feb 18, 26Tax$589KDAVID D SLINEYChief Operating Officer↗
- Feb 18, 26Compensationamount n/aRONALD J KRUSZEWSKIChief Executive Officer↗
- Feb 18, 26Tax$3.9MRONALD J KRUSZEWSKIChief Executive Officer↗
- Jan 30, 26Compensationamount n/aJAMES M ZEMLYAKPresident↗
- Jan 30, 26Tax$314KJAMES M ZEMLYAKPresident↗
- Jan 30, 26Compensationamount n/aThomas B. MichaudSenior Vice President↗
- Jan 30, 26Tax$166KThomas B. MichaudSenior Vice President↗
- Jan 30, 26Compensationamount n/aRONALD J KRUSZEWSKIChief Executive Officer↗
- Jan 30, 26Tax$697KRONALD J KRUSZEWSKIChief Executive Officer↗
- Jan 30, 26Compensationamount n/aVictor Nesi↗
- Jan 30, 26Tax$445KVictor Nesi↗
- Jan 30, 26Compensationamount n/aDAVID D SLINEYChief Operating Officer↗
The full record holds 302 transactions and goes back to Jan 28, 22.
Its sector and its market
Stifel Financial Corp. among Financials companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
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Coverage
What sits behind this page.
Where each figure comes from and how far it reaches.
- Prices
- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 2,388 documents on file, from May 9, 1994 to Sep 24, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Are the prices real time?
No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.
Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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