Place it in its market
Seven layers of its region's market — rates, credit, stress, liquidity, regime, breadth and sectors — with historical precedents. Public example: Apple and ASML.
See how Context works →On the price, the facts of the public record■Insider buy□Insider sell◆Adverse 8-K filing◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Sep 18, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Aug 14, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
- Aug 13, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record1,48619 flagged findings
Reported transactions (Form 4)52since Oct 2, 2024 · and 2 other holdings
Corporate events (8-K)30since Apr 4, 2024
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
Smith Micro Software, Inc., founded in 1982 by William W. Smith, Jr., is a developer and marketer of both enterprise and consumer-level software and services. Headquartered in Pittsburgh, Pennsylvania, Smith Micro maintains multiple domestic and international offices. United States locations include Aliso Viejo, California, and Pittsburgh, Pennsylvania. International offices are located throughout Europe and Asia. Currently, the company focuses on digital lifestyle solutions and security technologies, and is integrated into the evolving wireless media industry, as indicated by partnerships with cellular service providers such as Verizon Wireless, AT&T, and Sprint Corporation, now owned by T-Mobile US after the Sprint & T-Mobile merger in April 2020.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-06-12share offering or dilution eventrecentOpen filing ↗“…in consideration for the Company’s agreement to issue new unregistered Common Stock warrants to purchase up an aggregate of…”
+1 more passage from the same document
- “…Such new warrants (the “New Warrants” and such shares of Common Stock issuable upon the exercise of the New Warrants, the…”
- 2026-05-26reverse splitrecentOpen filing ↗“…to Articles of Incorporation or Bylaws; Change in Fiscal Year. On May 26, 2026, the stockholders of Smith Micro Software, Inc. (the…”
+1 more passage from the same document
- “…Incorporation”), to effect a reverse stock split of the Company’s Common Stock, par value $0.001 per share (the Company’s “Common…”
- 2026-05-20share offering or dilution eventrecentOpen filing ↗“…their provisions (provided that the Company receives approval from the Company’s stockholders in accordance with Nasdaq Listing…”
+1 more passage from the same document
- “…their provisions (provided that the Company receives approval from the Company’s stockholders in accordance with Nasdaq Listing…”
- 2026-05-20listing compliance noticerecentOpen filing ↗“…technology. Recent Developments Nasdaq Notification As initially disclosed on our Current Report on Form 8-K filed with the SEC,…”
+1 more passage from the same document
- “…on June 23, 2025, Smith Micro Software, Inc. (the “Company”) received a letter from the Listing Qualifications Staff of The Nasdaq…”
- 2026-05-20reverse splitrecentOpen filing ↗“…or at all, or that it would result in any permanent or sustained increase in the market price of the Common Stock; and if such an…”
+1 more passage from the same document
- “…have acquired shares of Common Stock on the open market without the Company’s knowledge that may not be reflected. Additionally,…”
- 2026-05-08share offering or dilution eventrecentOpen filing ↗“…at any time beginning August 3, 2026, will expire August 3, 2031, and have an exercise price of $0.68. The February…”
+1 more passage from the same document
- “…their provisions (provided that the Company receives approval from the Company’s stockholders in accordance with Nasdaq Listing…”
- 2026-05-08listing compliance noticerecentOpen filing ↗“…technology. Recent Developments Nasdaq Notification As initially disclosed on our Current Report on Form 8-K filed with the SEC,…”
+1 more passage from the same document
- “…on June 23, 2025, Smith Micro Software, Inc. (the “Company”) received a letter from the Listing Qualifications Staff of The Nasdaq…”
- 2026-05-08reverse splitrecentOpen filing ↗“…in the event of a reverse stock split, the exercise price of each July Warrant is subject to adjustment (along with a…”
+1 more passage from the same document
- “…in the event of a reverse stock split, the exercise price is subject to adjustment (along with a proportionate adjustment in the…”
4 older entries not shown
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
Listing notice in force
The exchange has notified the company that it fails a continued-listing requirement (8-K, item 3.01 of Dec 23, 2025).
Reverse splits in 5 years
2 reverse splits in 5 years (1:8 on Apr 11, 2024, 1:5 on Jun 5, 2026) · 1:40 cumulative
The other times: of 247 securities that repeated a reverse split in 5 years, a year later the median was worth 0.10× the price on the day of the split; 189 lost more than half and 21 rose (243 with a price a year later).
Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.
The 25 most recent filings (of 1,486)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Sep 18, 268-K ↗Current report · A senior executive left or was appointed
- Aug 14, 2610-Q ↗Quarterly report
- Aug 13, 268-K ↗Current report · Results · Communication to the market
- Jul 23, 26424B3 ↗Securities offering
- Jul 20, 26CORRESP ↗Correspondence with the SEC
- Jul 16, 26UPLOAD ↗Correspondence with the SEC
- Jul 14, 26SCHEDULE 13D/A ↗Stake with intent to influence · SMITH WILLIAM W JR · 56.5% · event on Jul 12, 26 · amendment
- Jul 10, 26S-1 ↗Securities offering
- Jun 23, 268-K ↗Current report · Other events
- Jun 12, 268-K ↗Current report · Sold unregistered shares
- Jun 8, 26SCHEDULE 13D/A ↗Stake with intent to influence · SMITH WILLIAM W JR · 40.2% · event on Jun 4, 26 · amendment
- May 28, 26SCHEDULE 13D/A ↗Stake with intent to influence · SMITH WILLIAM W JR · 37.3% · event on May 26, 26 · amendment
- May 26, 268-K ↗Current report · Bylaws or fiscal year change · Shareholder vote results
- May 20, 26424B3 ↗Securities offering
- May 18, 26CORRESP ↗Correspondence with the SEC
- May 15, 26UPLOAD ↗Correspondence with the SEC
- May 8, 26S-1 ↗Securities offering
1,486 filings on record, the oldest from May 15, 96.
Listing the 25 most recent filings of the 1,486 on record.
179236
- Sep 18, 26A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jun 12, 26Sold unregistered shares+2 more in the same filing8-K 3.02 ↗
- Mar 4, 26Took on a new financial obligation+7 more in the same filing8-K 2.03 ↗
- Feb 5, 26Sold unregistered shares+3 more in the same filing8-K 3.02 ↗
- Dec 23, 25Listing notice (8-K 3.01)nominal item 3.01: the filing covers another matter8-K 3.01 ↗
- Nov 10, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Oct 2, 25Took on a new financial obligation+3 more in the same filing8-K 2.03 ↗
- Sep 17, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Jul 18, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Jun 24, 25Listing notice (8-K 3.01)8-K 3.01 ↗
- May 27, 25A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Nov 27, 24Listing notice (8-K 3.01)8-K 3.01 ↗
3 older filings not shown · The record reaches back to Oct 18, 04.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Apr 4, 24Write-down of assets8-K 2.06 ↗
- Jan 2, 24Listing notice (8-K 3.01)8-K 3.01 ↗
- Feb 27, 23Write-down of assets+3 more in the same filing8-K 2.06 ↗
- May 11, 17Listing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
- Mar 10, 16Listing notice (8-K 3.01)8-K 3.01 ↗
- May 8, 14Restructuring plan with committed costs+1 more in the same filing8-K 2.05 ↗
- Nov 14, 07Past accounts declared unreliable and being restated8-K 4.02 ↗
The full record holds 17 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13D: stake and stated purpose
Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.
- SMITH WILLIAM W JR56.5%Jul 12, 26SCHEDULE 13D/A ↗5 earlier filings
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- William W. Smith, Jr.18.7%Dec 31, 24SCHEDULE 13G/A ↗
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Stock compensation, tax and giftsshow the 38 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Sep 15, 26Tax$1KWILLIAM W SMITH JRExecutive Chairman↗
- Sep 15, 26Tax$290Timothy C. HuffmyerPresident and CEO↗
- Aug 19, 26Tax$3KWILLIAM W SMITH JRExecutive Chairman↗
- Aug 19, 26Tax$861Timothy C. HuffmyerPresident and CEO↗
- Aug 19, 26Tax$6Bethany M BraundVP, CFO and Treasurer↗
- May 14, 26Tax$2KBethany M BraundVP, CFO and Treasurer↗
- May 14, 26Tax$511Timothy C. HuffmyerPresident and CEO↗
- May 14, 26Tax$1KWILLIAM W SMITH JRExecutive Chairman↗
- Apr 27, 26Tax$412Timothy C. HuffmyerPresident and CEO↗
- Apr 27, 26Tax$5KBethany M BraundVP, CFO and Treasurer↗
- Apr 27, 26Tax$1KWILLIAM W SMITH JRExecutive Chairman↗
- Mar 31, 26Compensationamount n/aBethany M BraundVP, CFO and Treasurer↗
- Mar 13, 26Tax$2KTimothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Mar 13, 26Tax$4KWILLIAM W SMITH JRPresident and CEO↗
- Mar 9, 26Compensationamount n/aAndrew Arno↗
- Mar 9, 26Compensationamount n/aTHOMAS G CAMPBELL↗
- Mar 9, 26Compensationamount n/aSteven Lawrence Elfman↗
- Mar 9, 26Compensationamount n/asamuel gulko↗
- Mar 9, 26Compensationamount n/aAsha Keddy↗
- Mar 9, 26Compensationamount n/aGREGORY J SZABO↗
- Mar 4, 26Otheramount n/aWILLIAM W SMITH JRPresident and CEO↗
- Mar 4, 26Otheramount n/aTimothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Feb 27, 26Tax$14KTimothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Feb 27, 26Tax$23KWILLIAM W SMITH JRPresident and CEO↗
- Feb 21, 26Otheramount n/aWILLIAM W SMITH JRPresident and CEO↗
- Feb 21, 26Otheramount n/aTimothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Dec 17, 25Tax$623WILLIAM W SMITH JRPresident and CEO↗
- Dec 17, 25Tax$158Timothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Dec 9, 25Compensationamount n/aWILLIAM W SMITH JRPresident and CEO↗
- Dec 9, 25Compensationamount n/aTimothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Nov 12, 25Tax$22KWILLIAM W SMITH JRPresident and CEO↗
- Nov 12, 25Tax$13KTimothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Nov 11, 25Tax$775WILLIAM W SMITH JRPresident and CEO↗
- Nov 11, 25Otheramount n/aWILLIAM W SMITH JRPresident and CEO↗
- Nov 11, 25Tax$228Timothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Nov 11, 25Otheramount n/aTimothy C. HuffmyerVP, COO, CFO and Treasurer↗
- Nov 7, 25Compensation$1.5MWILLIAM W SMITH JRPresident and CEO↗
- Oct 9, 25Compensationamount n/aAndrew Arno↗
The full record holds 190 transactions and goes back to Jan 18, 23.
Its sector and its market
Smith Micro Software Inc. among Information Technology companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
Browse its neighbours
Other Information Technology companies
With an account you also get
- The four engines — growth, trend, risk and context — each with its word and its score.
- The risk band and the sector phase.
- The company's fundamentals and accounts.
- Watchlist: your list of companies, with the «since you follow it» figure.
The research continues
The profile tells the story. The market sets the scene.
From Smith Micro Software Inc., the path continues in the other areas. Each one is shown with its own example, named in its step.
See what deserves a closer look
Every morning Radar screens the covered companies through a lens and explains why each candidate made the list. Public example: the lists from Aug 11, 2026.
See how Radar works →Keep the why
Follow Smith Micro Software Inc. in the Watchlist and review what changed since you added it: context, notices and filings. Written theses are coming soon. Public example: Apple.
See an example review →
Coverage
What sits behind this page.
Where each figure comes from and how far it reaches.
- Prices
- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 1,486 documents on file, from May 15, 1996 to Sep 18, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
Start at your own pace
Explore first. Go deeper with access.
Every company's public profile is open. The full reading — context, Radar, watchlist — is inside, in an invitation-only beta.
Compare plans →- No account
This profile for every company we cover: closing prices with the record's facts on the curve, the SEC file in plain language, insider trades included, and links to its sector and exchange.
- Pro
What matters today, with its reason, is free with an account. Pro adds, in the profile, each company's notices and their explanation and the analysis of its insiders; in Radar, all the lenses, which notice each candidate carries, filters by notice type and «no dilution», and the cycle cohort filter; and in Watchlist, more companies and notice changes with their reason.
- Pro+
Adds the Lab: test a hypothesis on comparable cohorts before reusing it; and bring your lenses to Radar.
Are the prices real time?
No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.
Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
Before forming a view on a company,
read what is on record.
One close per session. The record in plain language. Its sector and its market one link away. Your judgment when deciding.