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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Oct 5, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Sep 23, 2026Annual report · 10-KFiled by the company itself.Open the filing ↗
- Sep 21, 2026Reported purchase · Form 4Mark D Klein, Chairman, CEO and President · $39.6KOpen the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year183
SEC filings on record63613 flagged findings
Reported transactions (Form 4)40since Dec 16, 2024
Corporate events (8-K)30since Apr 23, 2019
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-06share offering or dilution eventrecentOpen filing ↗“…be purchased by the Company under the Share Repurchase Program was approximately $ 25.0 million. Second Amended and Restated 2019…”
+1 more passage from the same document
- “…than $1.0 million for the three months ended March 31, 2026 and 2025. Liquidity and Capital Resources Our liquidity and capital…”
- 2026-05-06capital return (buybacks/dividends)recentOpen filing ↗“…reorganization or similar business combination with one or more businesses. (4) SuRo Capital’s investments in StormWind, LLC are…”
+1 more passage from the same document
- “…in StormWind, LLC are held through SuRo Capital Corp.’s wholly owned subsidiary, GSVC SW Holdings, Inc. 35 Table of Contents SURO…”
- 2026-05-06merger or acquisition eventrecentOpen filing ↗“…continued December 31, 2025 (9) On July 15, 2025, Colombier Acquisition Corp. II (“Colombier”) stockholders approved a business…”
- 2026-03-11share offering or dilution eventrecentOpen filing ↗“…less than $1.0 million for the years ended December 31, 2024 and 2023. Liquidity and Capital Resources Our liquidity and capital…”
+1 more passage from the same document
- “…resources are generated primarily from the sales of our investments, recent private convertible debt issuances, and the net…”
- 2026-03-11capital return (buybacks/dividends)recentOpen filing ↗“…Securities (1) Information relating to our purchases of our common stock during the year ended December 31, 2025 is as follows:…”
+1 more passage from the same document
- “…August 1 through August 31, 2025 — — — 25,000,000 September 1 through September 30, 2025 — — — 25,000,000 October 1 through…”
- 2026-03-11merger or acquisition eventrecentOpen filing ↗“…at the time of investment. (9) On July 15, 2025, Colombier Acquisition Corp. II (“Colombier”) stockholders approved a business…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 636)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Oct 5, 268-K ↗Current report · Results · Other events
- Sep 23, 2610-K/A ↗Annual report · amendment
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 16, 26SCHEDULE 13D/A ↗Stake with intent to influence · GABELLI FUNDS LLC · 6.1% · event on Sep 15, 26 · amendment
- Sep 4, 26Form 4 ↗Insider transaction
- Sep 3, 26Form 144 ↗Notice of proposed sale
- Aug 6, 2610-Q ↗Quarterly report
- Aug 5, 268-K ↗Current report · Results
- Jul 22, 26Form 3 ↗Insider transaction
- Jul 21, 268-K ↗Current report · Entered a material agreement
- Jul 8, 268-K ↗Current report · Results · Other events
- Jun 26, 268-K ↗Current report · Bylaws or fiscal year change
- Jun 25, 26Form 4 ↗Insider transaction
- Jun 23, 26Form 144 ↗Notice of proposed sale
Insider transaction · 7 Form 4 filingsshow all 7hide
- Jun 12, 268-K ↗Current report · Shareholder vote results
- May 6, 2610-Q ↗Quarterly report
636 filings on record, the oldest from Jan 6, 11.
Listing the 25 most recent filings of the 636 on record.
32926
- Jul 21, 26Entered a material agreement+4 more in the same filing8-K 1.01 ↗
- Jun 20, 25A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- May 30, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Apr 4, 25Auditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
- Jan 16, 25Took on a new financial obligation+3 more in the same filing8-K 2.03 ↗
- Nov 8, 24Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Oct 10, 24Took on a new financial obligation+3 more in the same filing8-K 2.03 ↗
4 material agreements entered2021 – 2023show all 4hide
- Nov 29, 23Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Apr 20, 23Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Nov 1, 22Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Dec 17, 21Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Nov 24, 21Listing notice (8-K 3.01)8-K 3.01 ↗
3 material agreements entered2020 – 2021show all 3hide
- Apr 28, 21Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Sep 23, 20Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Aug 3, 20Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Jun 24, 20A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- Apr 29, 20Entered a material agreement+1 more in the same filing8-K 1.01 ↗
4 older filings not shown · The record reaches back to May 10, 11.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Apr 8, 19Listing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
- Mar 23, 17Listing notice (8-K 3.01)8-K 3.01 ↗
The full record holds 3 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13D: stake and stated purpose
Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.
- GABELLI FUNDS LLC6.1%Sep 15, 26SCHEDULE 13D/A ↗8 co-filers on this document — the figure is the largest single stake, not their sum. · 3 earlier filings
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- Thomas J. Herzfeld Advisors, Inc.0.7%Jun 3, 25SCHEDULE 13G/A ↗2 earlier filings
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Sep 3, Ronald Lott filed notice of intent to sell up to $51K. That is about 0.02% of shares outstanding.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $51K on Sep 3, per their Form 4. That is 100% of the shares announced so far, and the window is still open.
View notice (Form 144) ↗+1 more recent notices · 1 with a later sale
- Sep 21, 26Buy$40KMark D KleinChairman, CEO and President↗
- Sep 3, 26Sell$51KRONALD M. LOTT↗
- Aug 26, 26Buy$511KErik A Falk↗
- Aug 10, 26Buy$250KMark D KleinChairman, CEO and President↗
- Jun 23, 26Sell$6KRONALD M. LOTT↗
- Apr 28, 26Sell$138KRONALD M. LOTT↗
- Apr 22, 26Buy$33KMark D KleinChairman, CEO and President↗
- Apr 21, 26Buy$33KMark D KleinChairman, CEO and President↗
- Aug 19, 25Sell$66KRONALD M. LOTT↗
- Aug 12, 25Buy$85KMark D KleinChairman, CEO and President↗
- Aug 11, 25Buy$40KMark D KleinChairman, CEO and President↗
- Jun 11, 25Sell$289RONALD M. LOTT↗
There are 3 more transactions in this stretch.
Stock compensation, tax and giftsshow the 25 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Jun 15, 26Tax$4.0MMark D KleinChairman, CEO and President↗
- Jun 15, 26Tax$567KAllison GreenSee Remarks↗
- Jun 12, 26Compensationamount n/aMark D KleinChairman, CEO and President↗
- Jun 12, 26Compensationamount n/aAllison GreenSee Remarks↗
- Jun 10, 26Compensationamount n/aLeonard Potter↗
- Jun 10, 26Compensationamount n/aRONALD M. LOTT↗
- Jun 10, 26Compensationamount n/aRichard C. Szuch↗
- Jun 10, 26Compensationamount n/aMarc Mazur↗
- Jun 10, 26Compensationamount n/aLisa Westley↗
- Dec 15, 25Tax$39KAllison GreenSee Remarks↗
- Dec 15, 25Tax$157KMark D KleinChairman, CEO and President↗
- Dec 10, 25Tax$41KAllison GreenSee Remarks↗
- Dec 10, 25Tax$163KMark D KleinChairman, CEO and President↗
- Nov 21, 25Compensationamount n/aAllison GreenSee Remarks↗
- Nov 21, 25Compensationamount n/aMark D KleinChairman, CEO and President↗
- Sep 3, 25Compensation$50KRichard C. Szuch↗
- May 28, 25Compensationamount n/aLeonard Potter↗
- May 28, 25Compensationamount n/aLisa Westley↗
- May 28, 25Compensationamount n/aMarc Mazur↗
- May 28, 25Compensationamount n/aRONALD M. LOTT↗
- May 16, 25Compensationamount n/aMark D KleinChairman, CEO and President↗
- May 16, 25Compensationamount n/aAllison GreenSee Remarks↗
- Feb 10, 25Tax$203KMark D KleinChairman, CEO and President↗
- Feb 10, 25Tax$61KAllison GreenSee Remarks↗
- Dec 16, 24Tax$28KAllison GreenSee Remarks↗
The full record holds 80 transactions and goes back to Feb 9, 22.
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- 636 documents on file, from Jan 6, 2011 to Oct 5, 2026.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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