SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

UPLD

Upland Software Inc.
NASDAQInformation Technology

Latest close: 3.37 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◆Adverse 8-K filing●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Aug 14, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
  2. Aug 14, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 7, 2026Reported sale · Form 4Timothy Mattox · $3.6KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record7898 flagged findings
Reported transactions (Form 4)53since Feb 21, 2023 · and 5 other holdings
Corporate events (8-K)30since Nov 26, 2019

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-01listing compliance noticerecentOpen filing ↗
    “…LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days, the closing bid price for the Company’s common…”
    +1 more passage from the same document
    • “…Annual Report on Form 10-K, which could materially affect our business, financial condition or future results. There have been no…”
  • 2026-05-01capital return (buybacks/dividends)recentOpen filing ↗
    “…a majority of the votes represented by all outstanding shares of capital stock of the Company entitled to vote. The holders…”
    +1 more passage from the same document
    • “…The holders of common stock are also entitled to receive dividends, when, if and as declared by the board of directors, whenever…”
  • 2026-04-10listing compliance noticerecentOpen filing ↗
    “…by October 5, 2026, the Company may be afforded a second 180 calendar day period to regain compliance. To qualify, the Company…”
    +1 more passage from the same document
    • “…standards for The Nasdaq Capital Market, except for the minimum bid price requirement. In addition, the Company would be required…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

Listing notice in force

The exchange has notified the company that it fails a continued-listing requirement (8-K, item 3.01 of Aug 5, 2026).

Deadline: Jan 27, 2027

  • market value of publicly held shares · Nasdaq, rule 5450(b) · notice of Jul 31, 2026 · pending · deadline Jan 27, 2027 (text and rule agree)

Open the 8-K at the SEC

Reverse splits in 5 years

1 reverse split in 5 years (1:10 on Jun 17, 2026) · 1:10 cumulative

The other times: of 818 securities that did their first reverse split in 5 years, a year later the median was worth 0.53× the price on the day of the split; 382 lost more than half and 209 rose (809 with a price a year later).

Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 789)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Insider transaction · 4 Form 4 filingsshow all 4hide
  • Aug 18, 26Form 3 ↗Insider transaction
  • Aug 14, 2610-Q ↗Quarterly report
  • Aug 14, 268-K ↗Current report · Results
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Notice of proposed sale · 2 Form 144 filingsshow all 2hide
  • Aug 6, 26Form 4 ↗Insider transaction
  • Aug 5, 26Form 144 ↗Notice of proposed sale
  • Aug 5, 268-K ↗Current report · Listing notice (8-K 3.01)
  • Aug 4, 26Form 144 ↗Notice of proposed sale
  • Aug 4, 26Form 4 ↗Insider transaction
  • Aug 3, 26Form 3 ↗Insider transaction
  • Notice of proposed sale · 2 Form 144 filingsshow all 2hide
  • Jul 21, 268-K ↗Current report · A senior executive left or was appointed
  • Jul 8, 268-K ↗Current report · Other events
  • Jul 7, 268-K ↗Current report · A senior executive left or was appointed
  • Insider transaction · 3 Form 4 filingsshow all 3hide

789 filings on record, the oldest from Jun 10, 14.

Listing the 25 most recent filings of the 789 on record.

8-Ks, explained

Stress2Structure53Governance21
  • Aug 5, 26StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Governance3 senior executive changes2026show all 3hide
    • Jul 21, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Jul 7, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jun 4, 26GovernanceA senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
  • Apr 10, 26StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Mar 13, 26GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Feb 25, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Jul 28, 25StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Governance3 senior executive changes2025show all 3hide
    • Jul 14, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Apr 4, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jan 31, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jun 5, 24StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
  • Governance3 senior executive changes2023 – 2024show all 3hide
    • Jan 30, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Dec 8, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Sep 1, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • May 3, 23StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
  • Feb 23, 23StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Aug 23, 22StructureSold unregistered shares+5 more in the same filing8-K 3.02 ↗

5 older filings not shown · The record reaches back to Nov 21, 14.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Jalak Investments B.V.9.0%Sep 30, 25SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 2 earlier filings
  • CastleKnight Master Fund LP3.7%Dec 31, 24SCHEDULE 13G/A ↗6 co-filers on this document — the figure is the largest single stake, not their sum.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Aug 7, TIMOTHY WILLIAM MATTOX filed notice of intent to sell up to $4K. That is about 0.03% of shares outstanding. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $4K on Aug 7, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+5 more recent notices · 5 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Aug 7, 26Sell$4KTimothy Mattox↗
  • Aug 6, 26Sell$4KTimothy Mattox↗
  • Aug 5, 26Sell$5KTimothy Mattox↗
  • Aug 4, 26Sell$4KTimothy Mattox↗
  • Aug 3, 26Sell$4KTimothy Mattox↗
  • Jul 31, 26Sell$4KTimothy Mattox↗
  • Sep 11, 25Sell$34KJOHN T MCDONALDCEO↗
Stock compensation, tax and giftsshow the 33 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 16, 26Tax$6KSean NathanielCEO and President↗
  • Sep 16, 26Tax$12KDan DomanChief Operating & Product Ofcr↗
  • Sep 16, 26Tax$4KJennifer L. SimonChief Financial Officer↗
  • Aug 17, 26Compensationamount n/aJennifer L. SimonChief Financial Officer↗
  • Jun 16, 26Tax$5KMichael Douglass HillCFO, Treasurer & Secretary↗
  • Jun 16, 26Tax$11KSean NathanielCEO and President↗
  • Jun 16, 26Tax$18KDan DomanChief Operating & Product Ofcr↗
  • Jun 4, 26Compensationamount n/aSean NathanielCEO and President↗
  • Apr 30, 26Compensationamount n/aJOHN T MCDONALD↗
  • Mar 16, 26Tax$10KJOHN T MCDONALDCEO↗
  • Mar 16, 26Tax$5KMichael Douglass HillCFO, Treasurer & Secretary↗
  • Mar 16, 26Tax$18KDan DomanChief Operating & Product Ofcr↗
  • Feb 27, 26Compensationamount n/aDan DomanChief Operating & Product Ofcr↗
  • Feb 23, 26Compensationamount n/aMichael Douglass HillCFO, Treasurer & Secretary↗
  • Feb 23, 26Compensationamount n/aDan DomanChief Operating & Product Ofcr↗
  • Dec 16, 25Tax$29KJOHN T MCDONALDCEO↗
  • Dec 16, 25Tax$13KMichael Douglass HillCFO, Treasurer & Secretary↗
  • Dec 16, 25Tax$37KDan DomanChief Operating & Product Ofcr↗
  • Oct 27, 25Compensationamount n/aSTEPHEN E COURTER↗
  • Oct 27, 25Compensationamount n/aDAVID MAY↗
  • Oct 27, 25Compensationamount n/aTimothy Mattox↗
  • Oct 27, 25Compensationamount n/aDavid H S Chung↗
  • Oct 27, 25Compensationamount n/aTeresa Miles Walsh↗
  • Sep 16, 25Tax$57KJOHN T MCDONALDCEO↗
  • Sep 16, 25Tax$28KMichael Douglass HillCFO, Treasurer & Secretary↗
  • Sep 16, 25Tax$65KDan DomanChief Operating & Product Ofcr↗
  • Jun 30, 25Tax$80KKaren CummingsPresident and COO↗
  • Jun 16, 25Tax$21KKaren CummingsPresident and COO↗
  • Jun 16, 25Tax$27KDan DomanChief Product Officer↗
  • Jun 16, 25Tax$21KMichael Douglass HillCFO & Treasurer↗
  • Jun 16, 25Tax$42KJOHN T MCDONALDCEO↗
  • Jun 16, 25Tax$7KMatthew Harnden SmithGeneral Counsel and Secretary↗
  • Jun 13, 25Compensationamount n/aDan DomanChief Product Officer↗

The full record holds 139 transactions and goes back to Feb 21, 23.

Its sector and its market

Upland Software Inc. among Information Technology companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
789 documents on file, from Jun 10, 2014 to Sep 21, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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