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Company profile

VEL

Velocity Financial Inc.
NYSEFinancial Services

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SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

Structure16Governance14
  • Structure3 material agreements entered2026show all 3hide
    • Aug 27, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Jan 30, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Jan 29, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Jan 20, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jan 22, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • May 3, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Feb 14, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Feb 6, 24StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Governance3 senior executive changes2022 – 2023show all 3hide
    • Apr 7, 23GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jan 17, 23GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • May 23, 22GovernanceA senior executive left or was appointed+4 more in the same filing8-K 5.02 ↗
  • Mar 16, 22StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Feb 15, 22GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Feb 10, 22GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Oct 8, 21StructureSold unregistered shares+2 more in the same filing8-K 3.02 ↗
  • Sep 7, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗

9 older filings not shown

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Declared intent to influence

Filed on Schedule 13D: the investor states an intention to influence how the company is run.

  • SPG GP, LLC34.7%Aug 8, 25SCHEDULE 13D/A ↗7 co-filers on this document — the figure is the largest single stake, not their sum. · 2 earlier filings
  • Pacific Investment Management Company LLC33.1%May 1, 25SCHEDULE 13D/A ↗2 earlier filings

Passive holders

Filed on Schedule 13G: large stakes held without an intention to control — mostly index and institutional funds.

  • Beach Point Capital Management LP17.9%Dec 31, 25SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

411 filings on record, the oldest from Feb 13, 19.

  • Sep 1, 26Form 4 ↗
  • Aug 27, 268-K ↗
  • 2 Form 144 filingsshow all 2hide
    • Aug 11, 26Form 144 ↗
    • Aug 11, 26Form 144 ↗
  • 2 Form 4 filingsshow all 2hide
    • Aug 11, 26Form 4 ↗
    • Aug 11, 26Form 4 ↗
  • Aug 10, 26Form 144 ↗
  • 3 Form 4 filingsshow all 3hide
    • Aug 10, 26Form 4 ↗
    • Aug 6, 26Form 4 ↗
    • Aug 6, 26Form 4 ↗
  • Aug 6, 2610-Q ↗
  • 2 8-K filingsshow all 2hide
    • Aug 5, 268-K ↗
    • Aug 5, 268-K ↗
  • Jul 28, 26Form 144 ↗
  • 3 Form 4 filingsshow all 3hide
    • Jul 28, 26Form 4 ↗
    • Jul 9, 26Form 4 ↗
    • Jul 9, 26Form 4 ↗
  • 2 Form 144 filingsshow all 2hide
    • Jul 7, 26Form 144 ↗
    • Jul 7, 26Form 144 ↗
  • Jul 6, 26Form 4 ↗
  • Jul 1, 26Form 144 ↗
  • 4 Form 4 filingsshow all 4hide
    • Jun 30, 26Form 4 ↗
    • Jun 30, 26Form 4 ↗
    • Jun 29, 26Form 4 ↗
    • May 27, 26Form 4 ↗

Listing the 25 most recent filings of the 411 on record.

Sale intention announced

On Aug 11, FIONA TAM filed notice of intent to sell up to $23K. It is filed under a pre-arranged 10b5-1 plan.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $23K on Aug 11, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+6 more recent notices · 6 with a later sale✉ Email alerts for these are coming soon.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 1, 26Sell$29KRoland Thomas KellyChief Legal Officer and GC↗
  • Aug 11, 26Sell$23KFiona TamChief Accounting Officer↗
  • Aug 11, 26Sell$83KJeffrey T. TaylorExecutive VP, Capital Markets↗
  • Aug 10, 26Sell$36KMark R SzczepaniakChief Financial Officer↗
  • Aug 6, 26Sell$7KMark R SzczepaniakChief Financial Officer↗
  • Aug 6, 26Sell$29KRoland Thomas KellyChief Legal Officer and GC↗
  • Jul 28, 26Sell$7KMark R SzczepaniakChief Financial Officer↗
  • Jul 7, 26Sell$41KJeffrey T. TaylorExecutive VP, Capital Markets↗
  • Jul 7, 26Sell$1KFiona TamChief Accounting Officer↗
  • Jul 1, 26Sell$30KRoland Thomas KellyChief Legal Officer and GC↗
  • Jun 26, 26Sell$28KMark R SzczepaniakChief Financial Officer↗
  • May 1, 26Sell$30KMark R SzczepaniakChief Financial Officer↗

There are 9 more transactions in this stretch.

Stock compensation, tax and giftsshow the 19 mechanical oneshide

Tax, stock compensation and option exercises. These are not decisions to buy or sell, so they sit apart and never enter the totals above. The amount can be huge without meaning conviction.

  • Jun 30, 26Other$23KChristopher D. FarrarChief Executive Officer↗
  • Jun 30, 26Other$16KRoland Thomas KellyChief Legal Officer and GC↗
  • May 26, 26Other$62KJoy L. Schaefer↗
  • May 26, 26Other$62KJohn Pitstick↗
  • May 21, 26Compensation$95KJohn Pitstick↗
  • May 21, 26Compensation$95KJoy L. Schaefer↗
  • May 21, 26Compensation$95KDorika M Beckett↗
  • Jan 28, 26Tax$86KFiona TamChief Accounting Officer↗
  • Jan 28, 26Tax$376KJeffrey T. TaylorExecutive VP, Capital Markets↗
  • Jan 28, 26Tax$476KMark R SzczepaniakChief Financial Officer↗
  • Jan 28, 26Tax$1.3MChristopher D. FarrarChief Executive Officer↗
  • Jan 28, 26Tax$327KRoland Thomas KellyChief Legal Officer and GC↗
  • Jan 23, 26Tax$9KFiona TamChief Accounting Officer↗
  • Jan 23, 26Tax$27KRoland Thomas KellyChief Legal Officer and GC↗
  • Jan 23, 26Tax$80KJeffrey T. TaylorExecutive VP, Capital Markets↗
  • Jan 23, 26Tax$84KMark R SzczepaniakChief Financial Officer↗
  • Jan 23, 26Tax$449KChristopher D. FarrarChief Executive Officer↗
  • Jan 21, 26Tax$11KFiona TamChief Accounting Officer↗
  • Jan 21, 26Tax$34KRoland Thomas KellyChief Legal Officer and GC↗

The full record holds 169 transactions and goes back to Dec 30, 22.

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