SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

NLY

Annaly Capital Management, Inc.
NYSEReal Estate

Latest close: 18.23 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 2, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Aug 19, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 3, 2026Reported sale · Form 4David L Finkelstein, CEO and Co-CIO · $1.1MOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record1,6496 flagged findings
Reported transactions (Form 4)80since May 17, 2023 · and 9 other holdings
Corporate events (8-K)30since Sep 7, 2018

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

Annaly Capital Management, Inc. is one of the largest mortgage real estate investment trusts. It is organized in Maryland with its principal office in New York City.

Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-04-29share offering or dilution eventrecentOpen filing ↗
    “…& Co., LLC, RBC Capital Markets, LLC, UBS Securities LLC and Wells Fargo Securities, LLC (collectively, the “2024 Sales Agents”).…”
    +1 more passage from the same document
    • “…UBS Securities LLC and Wells Fargo Securities, LLC (the “Sales Agents”), which terminated and replaced the 2024 Sales Agreements.…”
  • 2026-04-29listing compliance noticerecentOpen filing ↗
    “…to the applicable agreement upon the occurrence of certain events such as (i) a decline in stockholders’ equity in excess of…”
  • 2026-04-29capital return (buybacks/dividends)recentOpen filing ↗
    “…most recent annual report on Form 10-K. ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS In January 2025, we…”
    +1 more passage from the same document
    • “…See Item 2. “Management’s Discussion and Analysis of Financial Condition and Results of Operations – Special Note Regarding…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 1,649)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 2, 268-K ↗Current report · Change in shareholder rights · Bylaws or fiscal year change
  • Oct 1, 2625-NSE ↗Delisting or deregistration
  • Aug 19, 268-K ↗Current report · Communication to the market · Other events
  • Aug 4, 26Form 4 ↗Insider transaction
  • Aug 3, 26Form 144 ↗Notice of proposed sale
  • Jul 29, 2610-Q ↗Quarterly report
  • Jul 21, 268-K ↗Current report · Communication to the market
  • Jul 21, 268-K ↗Current report · Other events
  • Jul 21, 268-K ↗Current report · Results
  • Insider transaction · 8 Form 4 filingsshow all 8hide
  • Jun 11, 268-K ↗Current report · Shareholder vote results
  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Apr 30, 26DEFA14A ↗Shareholder meeting and votes
  • Apr 30, 26DEF 14A ↗Shareholder meeting and votes
  • Apr 29, 26SCHEDULE 13G ↗Passive stake · Vanguard Capital Management · 5.2% · event on Mar 31, 26
  • Apr 29, 2610-Q ↗Quarterly report

1,649 filings on record, the oldest from Nov 10, 97.

Listing the 25 most recent filings of the 1,649 on record.

8-Ks, explained

Structure50Governance33
  • Dec 29, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Dec 22, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Sep 23, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Governance5 senior executive changes2022 – 2023show all 5hide
    • Sep 7, 23GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Mar 15, 23GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Feb 22, 23GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Dec 15, 22GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Nov 16, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Aug 3, 22StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jun 27, 22GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • May 18, 22StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Feb 14, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Aug 6, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Mar 22, 21GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Nov 10, 20GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jul 1, 20StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗

12 older filings not shown · The record reaches back to Oct 18, 04.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Aug 3, David L. Finkelstein filed notice of intent to sell up to $2.2M. That is about 0.01% of shares outstanding. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $1.1M on Aug 3, per their Form 4. That is 51% of the shares announced so far, and the window is still open.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Aug 3, 26Sell$1.1MDavid L FinkelsteinCEO and Co-CIO↗
  • May 4, 26Sell$372KSerena WolfeChief Financial Officer↗
  • Apr 27, 26Sell$1.1MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 25, 26Sell$605KSteven Francis CampbellPresident and COO↗
  • Feb 18, 26Sell$653KSteven Francis CampbellPresident and COO↗
  • Feb 18, 26Sell$1.2MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 18, 26Sell$383KSerena WolfeChief Financial Officer↗
  • Nov 3, 25Sell$1.1MDavid L FinkelsteinCEO and Co-CIO↗
  • Nov 3, 25Sell$476KAnthony C GreenChief Corporate Officer, CLO↗
  • Aug 6, 25Sell$463KAnthony C GreenChief Corporate Officer, CLO↗
  • Aug 4, 25Sell$1.0MDavid L FinkelsteinCEO and Co-CIO↗
  • May 13, 25Sell$497KSerena WolfeChief Financial Officer↗

There are 3 more transactions in this stretch.

Stock compensation, tax and giftsshow the 25 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • May 14, 26Compensationamount n/aEric A. Reeves↗
  • Feb 25, 26Compensation$2.0MSteven Francis CampbellPresident and COO↗
  • Feb 25, 26Tax$1.0MSteven Francis CampbellPresident and COO↗
  • Feb 25, 26Compensation$7.5MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 25, 26Tax$4.1MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 25, 26Compensation$1.9MSerena WolfeChief Financial Officer↗
  • Feb 25, 26Tax$976KSerena WolfeChief Financial Officer↗
  • Feb 1, 26Tax$916KSteven Francis CampbellPresident and COO↗
  • Feb 1, 26Compensation$1.2MSteven Francis CampbellPresident and COO↗
  • Feb 1, 26Tax$3.2MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 1, 26Compensation$3.5MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 1, 26Tax$821KSerena WolfeChief Financial Officer↗
  • Feb 1, 26Compensation$1.0MSerena WolfeChief Financial Officer↗
  • May 15, 25Compensationamount n/aEric A. Reeves↗
  • Feb 25, 25Compensationamount n/aSteven Francis CampbellPresident and COO↗
  • Feb 25, 25Tax$598KSteven Francis CampbellPresident and COO↗
  • Feb 25, 25Compensationamount n/aSerena WolfeChief Financial Officer↗
  • Feb 25, 25Tax$249KSerena WolfeChief Financial Officer↗
  • Feb 25, 25Compensationamount n/aAnthony C GreenChief Corporate Officer, CLO↗
  • Feb 25, 25Tax$623KAnthony C GreenChief Corporate Officer, CLO↗
  • Feb 25, 25Compensationamount n/aDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 25, 25Tax$2.6MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 1, 25Tax$2.3MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 1, 25Compensation$4.7MDavid L FinkelsteinCEO and Co-CIO↗
  • Feb 1, 25Tax$531KAnthony C GreenChief Corporate Officer, CLO↗

The full record holds 107 transactions and goes back to Jan 29, 23.

Its sector and its market

Annaly Capital Management, Inc. among Real Estate companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
1,649 documents on file, from Nov 10, 1997 to Oct 2, 2026.
Company description
Wikipedia, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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