ALXO

• 2026-05-08 share offering or dilution eventrecentOpen filing ↗
  “…consists of the following: March 31, 2026 Stock options issued and outstanding 16,220,743 Restricted stock units (RSUs) issued and…”
  +1 more passage from the same document

  • “…the Company entered into an amendment to the Sales Agreement to include UBS Securities LLC as an additional sales agent and to remove…”
• 2026-05-08 listing compliance noticerecentOpen filing ↗
  “…and liquidity of our common stock. For example, if at any time the bid price of our common stock closes below $1.00 per share for…”
  +1 more passage from the same document

  • “…of 30 consecutive business days. In accordance with Nasdaq Listing Rule 5810(c)(3)(A), we have been provided a compliance period…”
• 2026-05-08 capital return (buybacks/dividends)recentOpen filing ↗
  “…as equity and accounted for as a component of additional paid-in capital. These pre-funded warrants were classified as equity…”
• 2026-05-08 Department of Justice inquiryrecentOpen filing ↗
  “…Maryland, Minnesota, Montana, Nebraska, New Hampshire, New Jersey, Oklahoma, Oregon, Rhode Island, Tennessee, Texas, Utah, and…”
• 2026-03-09 share offering or dilution eventrecentOpen filing ↗
  “…the following: December 31, 2025 Stock options issued and outstanding 12,878,187 RSUs issued and outstanding 240,433 PSUs issued and…”
  +1 more passage from the same document

  • “…Statement and registered the unsold securities from the 2022 Shelf Registration Statement, including those available under…”
• 2026-03-09 listing compliance noticerecentOpen filing ↗
  “…and liquidity of our common stock. For example, if at any time the bid price of our common stock closes below $1.00 per share for…”
  +1 more passage from the same document

  • “…of 30 consecutive business days. In accordance with Nasdaq Listing Rule 5810(c)(3)(A), we have been provided a compliance period…”
• 2026-03-09 capital return (buybacks/dividends)recentOpen filing ↗
  “…as equity and accounted for as a component of additional paid-in capital. The pre-funded warrants were classified as equity…”
  +1 more passage from the same document

  • “…options granted are exercisable over a maximum term of 10 years from the date of grant and generally vest over an agreed…”
• 2026-03-09 Department of Justice inquiryrecentOpen filing ↗
  “…Kentucky, Maryland, Minnesota, Montana, Nebraska, New Hampshire, New Jersey, Oregon, Rhode Island, Tennessee, Texas, Utah, and…”
  +1 more passage from the same document

  • “…conduct their business. Research, manufacturing, sales, promotion and other activities following product approval are subject to…”

Recorded SEC filings in plain language — not advice or a prediction.