SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

CBAT

CBAK Energy Technology Inc.
NASDAQIndustrials

Latest close: 1.03 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record◆Adverse 8-K filing◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 5, 2026Periodic report · 6-KFiled by the company itself.Open the filing ↗
  2. Jun 23, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Jun 23, 2026Material event · 8-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record68711 flagged findings
Reported transactions (Form 4)5since Apr 11, 2023 · and 6 other holdings
Corporate events (8-K)30since Jul 10, 2020

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-06-23merger or acquisition eventrecentOpen filing ↗
    “…transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the…”
    +1 more passage from the same document
    • “…accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 8.01 Other Events. On June 23, 2026, CBAK…”
  • 2026-05-18share offering or dilution eventrecentOpen filing ↗
    “…addition, the placement agent for this transaction also received warrants (“Placement Agent Warrants”) for the purchase of up to…”
    +1 more passage from the same document
    • “…agent for this transaction also received warrants (“Placement Agent Warrants”) for the purchase of up to 446,999 shares of the…”
  • 2026-05-18capital return (buybacks/dividends)recentOpen filing ↗
    “…warrants. Pursuant to the Series B Warrant Amendment, the term of the Series B warrants was extended from May 11, 2021 to August 31,…”
    +1 more passage from the same document
    • “…B Warrant Amendment, the term of the Series B warrants was extended from May 11, 2021 to August 31, 2021. As of August 31, 2021,…”
  • 2026-05-01listing compliance noticerecentOpen filing ↗
    “…Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On April 30, 2026, CBAK…”
    +1 more passage from the same document
    • “…Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On April 30, 2026,…”
  • 2026-03-31share offering or dilution eventrecentOpen filing ↗
    “…and exercisable for 45 months from the date of issuance. We received gross proceeds of approximately $70 million from the…”
    +1 more passage from the same document
    • “…addition, the placement agent for this transaction also received warrants (“Placement Agent Warrants”) for the purchase of up to…”
  • 2026-03-31listing compliance noticerecentOpen filing ↗
    “…closed below the minimum $1.00 per share and as a result, CBAK Energy Technology, Inc. was no longer in compliance with the Nasdaq…”
    +1 more passage from the same document
    • “…on Nasdaq. Nasdaq determined that, from February 17, 2026 to March 16, 2026, the closing bid price of the Company’s common…”
  • 2026-03-31capital return (buybacks/dividends)recentOpen filing ↗
    “…of directors may deem relevant. Recent Sales of Unregistered Securities There were no unregistered sales of equity securities…”
    +1 more passage from the same document
    • “…Purchased Under the Plan(2) October 1, 2025 to October 31, 2025 - $ - - $ 18,499,765 November 1, 2025 to November 30, 2025 - - - $…”
  • 2026-03-31merger or acquisition eventrecentOpen filing ↗
    “…remaining assets are temporarily stored in our facilities in Dalian. We plan to dissolve CBAK Suzhou as soon as practicable.…”
    +1 more passage from the same document
    • “…stored in our facilities in Dalian. We plan to dissolve CBAK Suzhou as soon as practicable. Almost all of our business…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

Listing notice in force

The exchange has notified the company that it fails a continued-listing requirement (8-K, item 3.01 of May 1, 2026).

Deadline: Oct 27, 2026

  • minimum bid price · Nasdaq, rule 5550(a)(2) · notice of Apr 30, 2026 · pending · deadline Oct 27, 2026 (text and rule agree)

The other times

Of the 30 issuers that received this notice 1 to 2 years ago, within the following 365 days 16 regained compliance, 23 did a reverse split and 1 filed a Form 25 (delisting). An issuer can be in more than one group.

Measured on our own SEC documents: the cohort is the issuers whose notices we read, not the whole market. Historical distribution, not a prediction.

Open the 8-K at the SEC

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 687)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 5, 266-K ↗Foreign issuer report
  • Aug 26, 26F-3 ↗Securities offering
  • Jun 29, 2615-12G ↗Delisting or deregistration
  • Jun 23, 268-K12B ↗Current report · Other events
  • Jun 23, 268-K ↗Current report · Other events
  • May 18, 2610-Q ↗Quarterly report
  • May 18, 268-K ↗Current report · Results
  • May 11, 26NT 10-Q ↗Late filing notice
  • May 1, 268-K ↗Current report · Listing notice (8-K 3.01)
  • Mar 31, 2610-K ↗Annual report
  • Mar 30, 268-K ↗Current report · Results
  • Mar 19, 268-K ↗Current report · Shareholder vote results · Other events
  • Mar 16, 26NT 10-K ↗Late filing notice
  • Jan 16, 26DEFA14A ↗Shareholder meeting and votes
  • Jan 16, 26424B3 ↗Securities offering
  • Jan 16, 26DEF 14A ↗Shareholder meeting and votes
  • Jan 12, 26F-4/A ↗Merger, acquisition or tender offer · amendment
  • Dec 30, 258-K ↗Current report · Shareholder vote results
  • Dec 19, 25SCHEDULE 13D ↗Stake with intent to influence · Gimli Group Limited · 11.7% · event on Dec 3, 25
  • Dec 19, 25Form 3 ↗Insider transaction
  • Dec 16, 25SCHEDULE 13D/A ↗Stake with intent to influence · Yunfei Li · 0.8% · event on Dec 3, 25 · amendment
  • Dec 16, 25Form 4 ↗Insider transaction
  • Nov 18, 25F-4/A ↗Merger, acquisition or tender offer · amendment
  • Nov 14, 25DEFA14A ↗Shareholder meeting and votes
  • Nov 14, 25DEF 14A ↗Shareholder meeting and votes

687 filings on record, the oldest from Mar 30, 04.

Listing the 25 most recent filings of the 687 on record.

8-Ks, explained

Stress25Structure87Governance55
  • May 1, 26StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Oct 2, 25StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Sep 24, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • May 21, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Dec 27, 24StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Oct 25, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Oct 3, 23StressListing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
  • Aug 25, 23GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jul 21, 23GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Apr 28, 23StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Nov 30, 21StructureCompleted an acquisition or disposal+2 more in the same filing8-K 2.01 ↗
  • Sep 28, 21GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗

9 older filings not shown · The record reaches back to Jan 21, 05.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Feb 25, 20StressListing notice (8-K 3.01)+4 more in the same filing8-K 3.01 ↗
  • Sep 26, 19StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Jun 20, 19StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Apr 30, 14StressA debt obligation was accelerated8-K 2.04 ↗
  • Aug 21, 06StressPast accounts declared unreliable and being restated+1 more in the same filing8-K 4.02 ↗

The full record holds 25 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Gimli Group Limited11.7%Dec 3, 25SCHEDULE 13D ↗3 co-filers on this document — the figure is the largest single stake, not their sum.
  • Yunfei Li0.8%Dec 3, 25SCHEDULE 13D/A ↗

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

No purchases or sales are on record in this stretch; only other transactions (compensation, withholding, exercises or gifts).

Stock compensation, tax and giftsshow the other transactionhide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Dec 3, 25Giftamount n/aYunfei Li↗

The full record holds 1 transactions and goes back to Apr 11, 23.

Its sector and its market

CBAK Energy Technology Inc. among Industrials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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The research continues

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From CBAK Energy Technology Inc., the path continues in the other areas. Each one is shown with its own example, named in its step.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
687 documents on file, from Mar 30, 2004 to Oct 5, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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