SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

CDXS

Codexis Inc.
NASDAQHealth Care

Latest close: 1.24 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 13, 2026Notice of sale · Form 144MOORE ALISON · Officer · $8.6KOpen the filing ↗
  2. Oct 13, 2026Notice of sale · Form 144Erbez Georgia · Officer · $8.6KOpen the filing ↗
  3. Oct 12, 2026Reported sale · Form 4ALISON MOORE, President and CEO · $8.6KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record94921 flagged findings
Reported transactions (Form 4)73since Jan 24, 2023 · and 7 other holdings
Corporate events (8-K)30since Oct 3, 2022

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

Codexis, Inc. is a protein engineering company that develops enzymes for pharmaceutical, food and medical applications.

Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-07share offering or dilution eventrecentOpen filing ↗
    “…payable in-kind interest, and accretion of final payment. The carrying amount of the Innovatus Loan approximates fair value given…”
    +1 more passage from the same document
    • “…of the Innovatus Loan approximates fair value given the interest rate is based on the current prime rate. The effective interest…”
  • 2026-05-07capital return (buybacks/dividends)recentOpen filing ↗
    “…certain parts of our business or property, including equity interests of our subsidiaries; • engage in new lines of business;…”
  • 2026-05-07regulatory investigationrecentOpen filing ↗
    “…restrict the labeling, marketing, distribution, use or manufacturing of products; • seize or detain products or otherwise require the…”
  • 2026-03-11share offering or dilution eventrecentOpen filing ↗
    “…an additional 88,256 shares of seqWell's Series C-1 preferred stock and 44,128 common stock warrants for $0.4 million . In line…”
    +1 more passage from the same document
    • “…pursuant to which we provided research and experimental screening and protein engineering activities in exchange for compensation in…”
  • 2026-03-11capital return (buybacks/dividends)recentOpen filing ↗
    “…certain parts of our business or property, including equity interests of our subsidiaries; • engage in new lines of business;…”
  • 2026-03-11regulatory investigationrecentOpen filing ↗
    “…the labeling, marketing, distribution, use or manufacturing of products; • seize or detain products or otherwise require the…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 949)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Insider transaction · 2 Form 4 filings newshow all 2hide
  • Notice of proposed sale · 2 Form 144 filings newshow all 2hide
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · LYTTON LAURENCE W · 5.2% · event on Jun 30, 26 · amendment
  • Aug 11, 2610-Q ↗Quarterly report
  • Aug 11, 268-K ↗Current report · Results
  • Jul 29, 26SCHEDULE 13G ↗Passive stake · Telemark Asset Management, LLC · 7.3% · event on Jul 24, 26
  • Jul 27, 268-K ↗Current report · Other events
  • Jul 24, 26424B5 ↗Securities offering
  • Jul 23, 26424B5 ↗Securities offering
  • Jul 23, 268-K ↗Current report · Results · Other events
  • Jul 20, 26SCHEDULE 13G/A ↗Passive stake · Aberdeen Group plc · 7.5% · event on Jun 30, 26 · amendment
  • Jun 22, 268-K ↗Current report · Shareholder vote results
  • Insider transaction · 9 Form 4 filingsshow all 9hide
  • May 7, 2610-Q ↗Quarterly report
  • May 7, 268-K ↗Current report · Results

949 filings on record, the oldest from Apr 14, 08.

Listing the 25 most recent filings of the 949 on record.

8-Ks, explained

Stress8Structure45Governance58
  • Apr 14, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Nov 6, 25StressRestructuring plan with committed costs+3 more in the same filing8-K 2.05 ↗
  • Governance7 senior executive changes2024 – 2025show all 7hide
    • Jun 11, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Apr 9, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Mar 31, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jan 16, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Nov 12, 24GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Oct 22, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Oct 2, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Mar 6, 24GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Feb 16, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Feb 13, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Dec 27, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Nov 3, 23StressRestructuring plan with committed costs+1 more in the same filing8-K/A 2.05 ↗
  • Sep 7, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jul 20, 23StressRestructuring plan with committed costs+3 more in the same filing8-K 2.05 ↗
  • Governance5 senior executive changes2022 – 2023show all 5hide
    • Jun 16, 23GovernanceA senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
    • Apr 4, 23GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Feb 3, 23GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jan 23, 23GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Dec 20, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Nov 29, 22StressRestructuring plan with committed costs8-K 2.05 ↗

1 older filings not shown · The record reaches back to Sep 23, 10.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Sep 6, 12StressRestructuring plan with committed costs8-K 2.05 ↗
  • Sep 4, 12StressRestructuring plan with committed costs+7 more in the same filing8-K 2.05 ↗

The full record holds 8 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Casdin Capital, LLC8.7%Jun 30, 25SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum.
  • Opaleye Management Inc.7.5%Mar 31, 26SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 2 earlier filings
  • Aberdeen Group plc7.5%Jun 30, 26SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 3 earlier filings
  • Telemark Asset Management, LLC7.3%Jul 24, 26SCHEDULE 13G ↗3 co-filers on this document — the figure is the largest single stake, not their sum.
  • LYTTON LAURENCE W5.2%Jun 30, 26SCHEDULE 13G/A ↗1 earlier filing
show 2 more holdershide
  • Integrated Core Strategies (US) LLC5.2%Apr 9, 26SCHEDULE 13G ↗4 co-filers on this document — the figure is the largest single stake, not their sum.
  • FMR LLC0.6%Sep 30, 25SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Oct 13, MOORE ALISON filed notice of intent to sell up to $9K.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

No sale of theirs is on record yet in Form 4; the 90-day window is still open.

View notice (Form 144) ↗+1 more recent notices

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Oct 12, 26Sell$9KALISON MOOREPresident and CEO↗
  • Oct 12, 26Sell$9KGeorgia ErbezSee Remarks↗
  • Jun 11, 26Sell$6KVre Raymond De↗
  • Feb 24, 26Sell$7KStefan LutzChief Scientific Officer↗
  • Feb 6, 26Sell$5KALISON MOOREPresident and CEO↗
  • Feb 6, 26Sell$5KGeorgia ErbezSee Remarks↗
  • Feb 6, 26Sell$3KStefan LutzChief Scientific Officer↗
  • Jan 7, 26Sell$8KStefan LutzCSO↗
  • Dec 1, 25Sell$409KOpaleye Management Inc.↗
  • Dec 1, 25Sell$14KOpaleye Management Inc.↗
  • Dec 1, 25Sell$409KOpaleye Management Inc.↗
  • Dec 1, 25Sell$14KOpaleye Management Inc.↗

There are 26 more transactions in this stretch.

Stock compensation, tax and giftsshow the 2 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Nov 13, 25Compensationamount n/aALISON MOOREPresident and CEO↗
  • Nov 11, 25Compensation$92KSTEPHEN GEORGE DILLY↗

The full record holds 155 transactions and goes back to Jan 23, 23.

Its sector and its market

Codexis Inc. among Health Care companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
949 documents on file, from Apr 14, 2008 to Oct 14, 2026.
Company description
Wikipedia, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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