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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Sep 11, 2026Reported sale · Form 4David M. Rubenstein · $17.1MOpen the filing ↗
- Sep 11, 2026Notice of sale · Form 144David M. Rubenstein · Director · $17.2MOpen the filing ↗
- Aug 10, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record1,20312 flagged findings
Reported transactions (Form 4)40since Feb 20, 2026 · and 5 other holdings
Corporate events (8-K)30since May 11, 2021
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
The Carlyle Group Inc. is an American multinational company with operations in private equity, alternative asset management and financial services. As of 2023, the company had $426 billion of assets under management.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-08capital return (buybacks/dividends)recentOpen filing ↗“…may limit or eliminate the liability of a director or officer for: • any breach of the director’s or officer’s duty of loyalty to the…”
- 2026-05-08capital return (buybacks/dividends)recentOpen filing ↗“…of dilutive weighted-average common shares are issuable common shares associated with the Company’s investment in NGP and…”
+1 more passage from the same document
- “…performance-vesting restricted stock units. As of March 31, 2026 , all such awards are antidilutive and excluded from the…”
- 2026-05-08Department of Justice inquiryrecentOpen filing ↗“…and director defendants intend to continue contesting the derivative claims vigorously. General The Company currently is and…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 1,203)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Sep 11, 26Form 144 ↗Notice of proposed sale
Insider transaction · 9 Form 4 filingsshow all 9hide
- Sep 11, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 4 ↗Insider transaction
- Aug 14, 26SCHEDULE 13G/A ↗Passive stake · amendment
- Aug 10, 2610-Q ↗Quarterly report
- Aug 5, 268-K ↗Current report · Results
Insider transaction · 7 Form 4 filingsshow all 7hide
- Jul 27, 26SCHEDULE 13G/A ↗Passive stake · BlackRock, Inc. · 7.4% · event on Jun 30, 26 · amendment
- Jul 8, 26Form 3 ↗Insider transaction
- Jul 6, 26SCHEDULE 13G/A ↗Passive stake · amendment
- Jun 5, 268-K ↗Current report · A senior executive left or was appointed
- Jun 1, 268-K ↗Current report · A senior executive left or was appointed
1,203 filings on record, the oldest from May 3, 12.
Listing the 25 most recent filings of the 1,203 on record.
22632
3 senior executive changes2025 – 2026show all 3hide
- Jun 5, 26A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jun 1, 26A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Dec 5, 25A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Sep 19, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Jul 28, 25A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- May 30, 25Took on a new financial obligation+2 more in the same filing8-K 2.03 ↗
11 senior executive changes2022 – 2024show all 11hide
- May 31, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Apr 3, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Mar 27, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jan 18, 24A senior executive left or was appointed8-K 5.02 ↗
- Jun 20, 23A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jun 2, 23A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- Apr 26, 23A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Feb 27, 23A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Feb 6, 23A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Aug 8, 22A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Jul 7, 22A senior executive left or was appointed8-K 5.02 ↗
- May 2, 22Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Apr 8, 22A senior executive left or was appointed8-K/A 5.02 ↗
- Mar 11, 22Sold unregistered shares8-K 3.02 ↗
- Feb 16, 22A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jul 22, 21A senior executive left or was appointed8-K/A 5.02 ↗
- Jun 8, 21Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Jun 1, 21A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
1 older filings not shown · The record reaches back to May 8, 12.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Jan 2, 20Listing notice (8-K 3.01)+6 more in the same filing8-K 3.01 ↗
- Aug 17, 15Write-down of assets8-K 2.06 ↗
The full record holds 2 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- Daniel A. D'Aniello9.0%Mar 31, 25SCHEDULE 13G/A ↗
- William E. Conway, Jr.8.3%Mar 31, 25SCHEDULE 13G/A ↗
- David M. Rubenstein8.1%Mar 31, 25SCHEDULE 13G/A ↗
- BlackRock, Inc.7.4%Jun 30, 26SCHEDULE 13G/A ↗
- Capital World Investors5.0%Mar 31, 26SCHEDULE 13G/A ↗2 earlier filings
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Sep 11, David M. Rubenstein filed notice of intent to sell up to $17.2M. That is about 0.11% of shares outstanding.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $17.1M on Sep 11, per their Form 4. That is 100% of the shares announced so far, and the window is still open.
Stock compensation, tax and giftsshow the 38 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Sep 11, 26Giftamount n/aDavid M. Rubenstein↗
- Aug 26, 26Compensationamount n/aHARVEY M SCHWARTZChief Executive Officer↗
- Aug 26, 26Compensationamount n/aJohn C. RedettCo-President↗
- Aug 26, 26Compensationamount n/aJustin PlouffeChief Financial Officer↗
- Aug 26, 26Compensationamount n/aMark David JenkinsCo-President↗
- Aug 26, 26Compensationamount n/aCharles Elliott Andrews Jr.Chief Accounting Officer↗
- Aug 26, 26Compensationamount n/aJeffrey NedelmanCo-President↗
- Aug 26, 26Compensationamount n/aLindsay LoBueChief Operating Officer↗
- Aug 26, 26Compensationamount n/aKate Elizabeth HeinzelmanGeneral Counsel↗
- Aug 1, 26Tax$5.7MJohn C. RedettCo-President↗
- Aug 1, 26Tax$2.9MJustin PlouffeChief Financial Officer↗
- Aug 1, 26Tax$5.7MMark David JenkinsCo-President↗
- Aug 1, 26Tax$569KCharles Elliott Andrews Jr.Chief Accounting Officer↗
- Aug 1, 26Tax$2.0MJeffrey NedelmanCo-President↗
- Aug 1, 26Tax$841KLindsay LoBueChief Operating Officer↗
- Aug 1, 26Compensationamount n/aKate Elizabeth HeinzelmanGeneral Counsel↗
- May 28, 26Compensationamount n/aJeffrey W. FergusonGeneral Counsel↗
- May 28, 26Compensationamount n/aHARVEY M SCHWARTZChief Executive Officer↗
- May 28, 26Compensationamount n/aJohn C. RedettCo-President↗
- May 28, 26Compensationamount n/aJustin PlouffeChief Financial Officer↗
- May 28, 26Compensationamount n/aMark David JenkinsCo-President↗
- May 28, 26Compensationamount n/aCharles Elliott Andrews Jr.Chief Accounting Officer↗
- May 28, 26Compensationamount n/aJeffrey NedelmanCo-President↗
- May 28, 26Compensationamount n/aLindsay LoBueChief Operating Officer↗
- May 1, 26Compensationamount n/aAFSANEH MASHAYEKHI BESCHLOSS↗
- May 1, 26Compensationamount n/aDerica W Rice↗
- May 1, 26Compensation$145KDerica W Rice↗
- May 1, 26Compensationamount n/aLAWTON W FITT↗
- May 1, 26Compensationamount n/aANTHONY WELTERS↗
- May 1, 26Compensationamount n/aMARK S ORDAN↗
- May 1, 26Compensation$220KMARK S ORDAN↗
- May 1, 26Compensationamount n/aWILLIAM JOSEPH SHAW↗
- May 1, 26Compensationamount n/aLINDA FILLER↗
- May 1, 26Compensationamount n/aJAMES H HANCE JR↗
- May 1, 26Compensationamount n/aSharda Cherwoo↗
- Mar 19, 26Giftamount n/aDavid M. Rubenstein↗
- Feb 20, 26Compensationamount n/aJeffrey W. FergusonGeneral Counsel↗
- Feb 20, 26Compensationamount n/aHARVEY M SCHWARTZChief Executive Officer↗
The full record holds 233 transactions and goes back to Feb 1, 23.
Its sector and its market
The Carlyle Group Inc. among Financials companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
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- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
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- 250 clean closes in the period.
- SEC records
- 1,203 documents on file, from May 3, 2012 to Sep 11, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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