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11 older filings not shown
Stress disclosed to the SEC that the timeline above does not reach, by age. Not a timeline: these are the individual facts, with no claim that nothing else sat between them.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Declared intent to influence
Filed on Schedule 13D: the investor states an intention to influence how the company is run.
Passive holders
Filed on Schedule 13G: large stakes held without an intention to control — mostly index and institutional funds.
Sale intention announced
On Jun 15, Quang X. Pham filed notice of intent to sell up to $148K. That is about 1.39% of shares outstanding. It is filed under a pre-arranged 10b5-1 plan.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $122K across 8 trades, between Jun 15 and Jun 29, per their Form 4. That is 94% of the shares announced so far, and the window is still open.
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The full record holds 4 stress filings.
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Listing the 25 most recent filings of the 236 on record.
There are 28 more transactions in this stretch.
The full record holds 62 transactions and goes back to Jan 19, 23.