SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

DUOT

Duos Technologies Group Inc.
NASDAQInformation Technology

Latest close: 5.40 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 13, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Oct 5, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Sep 22, 2026Reported purchase · Form 4Frank Douglas Recker, Chief Executive Officer · $84.6KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record67211 flagged findings
Reported transactions (Form 4)64since Mar 27, 2023 · and 17 other holdings
Corporate events (8-K)30since Sep 23, 2024

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-06-17share offering or dilution eventrecentOpen filing ↗
    “…that was entered into on June 17, 2026. The Agreement contains customary representations, warranties, and agreements of us.…”
    +1 more passage from the same document
    • “…result of such transaction by a holder of the number of shares of Common Stock for which the Pre-Funded Warrant is exercisable…”
  • 2026-06-17share offering or dilution eventrecentOpen filing ↗
    “…not have the right to exercise any portion of its Pre-Funded Warrants if the holder, together with its affiliates, would…”
    +1 more passage from the same document
    • “…with its affiliates, would beneficially own in excess of 4.99% (or, at the election of the holder, such limit may be increased to up…”
  • 2026-06-17capital return (buybacks/dividends)recentOpen filing ↗
    “…in all our assets that are available for distribution to our stockholders after our creditors are paid in full and the holders of…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 672)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Insider transaction · 2 Form 4/A filings newshow all 2hide
  • Oct 15, 26Form 4 ↗Insider transaction new
  • Oct 13, 26Form 3 ↗Insider transaction new
  • Oct 13, 268-K ↗Current report · A senior executive left or was appointed new
  • Insider transaction · 6 Form 4 filingsshow all 6hide
  • Oct 5, 268-K ↗Current report · Completed an acquisition or disposal
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Sep 17, 268-K ↗Current report · A senior executive left or was appointed
  • Aug 26, 268-K ↗Current report · A senior executive left or was appointed
  • Aug 26, 26Form 3 ↗Insider transaction
  • Aug 19, 2610-Q ↗Quarterly report
  • Aug 19, 268-K ↗Current report · Results · Communication to the market
  • Aug 18, 268-K ↗Current report · A senior executive left or was appointed
  • Aug 17, 268-K ↗Current report · Communication to the market
  • Aug 17, 26Form 3 ↗Insider transaction
  • Aug 17, 26NT 10-Q ↗Late filing notice
  • Aug 14, 26SCHEDULE 13G/A ↗Passive stake · Alyeska Investment Group, L.P. · 10.0% · event on Jun 30, 26 · amendment
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · Bleichroeder LP · 18.5% · event on Jun 30, 26 · amendment

672 filings on record, the oldest from May 25, 07.

Listing the 25 most recent filings of the 672 on record.

8-Ks, explained

Stress4Structure69Governance47
  • Oct 13, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Oct 5, 26StructureCompleted an acquisition or disposal+2 more in the same filing8-K 2.01 ↗
  • Governance3 senior executive changes2026show all 3hide
    • Sep 17, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Aug 26, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Aug 18, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Aug 11, 26StructureCompleted an acquisition or disposal+3 more in the same filing8-K 2.01 ↗
  • Jul 20, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jun 17, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Governance3 senior executive changes2026show all 3hide
    • Jun 9, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • May 20, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Apr 7, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Mar 17, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Mar 2, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Governance5 senior executive changes2025 – 2026show all 5hide
    • Feb 27, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Jan 27, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Nov 19, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Sep 16, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Sep 10, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Structure4 material agreements entered2025show all 4hide
    • Sep 3, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Aug 1, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • May 29, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Apr 15, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Apr 10, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗

4 older filings not shown · The record reaches back to Jul 21, 08.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Feb 22, 22StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • Nov 30, 21StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Mar 1, 21StressListing notice (8-K 3.01)+5 more in the same filing8-K 3.01 ↗
  • Nov 25, 20StressListing notice (8-K 3.01)8-K 3.01 ↗

The full record holds 4 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Bleichroeder LP18.5%Jun 30, 26SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • Alyeska Investment Group, L.P.10.0%Jun 30, 26SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • BlackRock, Inc.5.3%Jun 30, 26SCHEDULE 13G ↗
  • Shay Capital LLC5.0%May 8, 26SCHEDULE 13G ↗2 co-filers on this document — the figure is the largest single stake, not their sum.
  • LYTTON LAURENCE W5.0%Jan 31, 24SCHEDULE 13G/A ↗
show one more holderhide

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 22, 26Buy$85KFrank Douglas ReckerChief Executive Officer↗
  • Sep 18, 26Buy$24KJames Craig Nixon↗
  • Sep 18, 26Buy$25KJames Craig Nixon↗
Stock compensation, tax and giftsshow the 37 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 30, 26Compensation$25KBrian J. James↗
  • Sep 30, 26Compensation$25KCharles Parker Ferry↗
  • Sep 30, 26Compensation$25KFrank Douglas ReckerChief Executive Officer↗
  • Sep 30, 26Compensation$25KFrank A Lonegro↗
  • Sep 30, 26Compensation$19KJames Craig Nixon↗
  • Sep 30, 26Compensation$20KNED MAVROMMATIS↗
  • Aug 17, 26Compensationamount n/aFrank Douglas ReckerChief Executive Officer↗
  • Jun 30, 26Compensation$14KAdrian Graham GoldfarbInterim CFO↗
  • Jun 30, 26Compensation$25KFrank A Lonegro↗
  • Jun 30, 26Compensation$19KJames Craig Nixon↗
  • Jun 30, 26Compensation$25KBrian J. James↗
  • Jun 30, 26Compensation$20KNED MAVROMMATIS↗
  • Jun 30, 26Compensation$25KCharles Parker Ferry↗
  • Apr 1, 26Otheramount n/aCharles Parker Ferry↗
  • Mar 31, 26Compensation$25KJames Craig Nixon↗
  • Mar 31, 26Compensation$25KBrian J. James↗
  • Mar 31, 26Compensation$20KNED MAVROMMATIS↗
  • Mar 31, 26Compensation$25KFrank A Lonegro↗
  • Jan 2, 26Compensation$108KJames Craig Nixon↗
  • Jan 2, 26Compensation$108KFrank A Lonegro↗
  • Jan 2, 26Compensation$108KNED MAVROMMATIS↗
  • Jan 1, 26Compensationamount n/aLeah F. BrownChief Financial Officer↗
  • Dec 31, 25Compensation$25KJames Craig Nixon↗
  • Dec 31, 25Compensation$25KFrank A Lonegro↗
  • Dec 31, 25Compensation$19KBrian J. James↗
  • Dec 31, 25Compensation$20KNED MAVROMMATIS↗
  • Dec 31, 25Compensation$4KAdrian Graham Goldfarb↗
  • Dec 31, 25Compensation$4KCharles Parker FerryCEO↗
  • Dec 31, 25Compensation$1KLeah F. BrownChief Financial Officer↗
  • Dec 31, 25Compensation$114KJames Craig Nixon↗
  • Dec 31, 25Compensation$114KNED MAVROMMATIS↗
  • Dec 31, 25Compensation$114KFrank A Lonegro↗
  • Sep 30, 25Compensation$15KJames Craig Nixon↗
  • Sep 30, 25Compensation$10KNED MAVROMMATIS↗
  • Sep 30, 25Compensation$4KBrian J. James↗
  • Sep 30, 25Compensation$15KFrank A Lonegro↗
  • Sep 15, 25Otheramount n/aChristopher T. King↗

The full record holds 106 transactions and goes back to Dec 7, 22.

Its sector and its market

Duos Technologies Group Inc. among Information Technology companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
672 documents on file, from May 25, 2007 to Oct 15, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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