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Recorded SEC filings in plain language — not advice or a prediction.
Sale intention announced
On Aug 20, Germain Peter J filed notice of intent to sell up to $276K.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $316K on Aug 20, per their Form 4. That is 100% of the shares announced so far, and the window is still open.
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10 older filings not shown · The record reaches back to Oct 29, 04.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Passive holders
Filed on Schedule 13G: large stakes held without an intention to control — mostly index and institutional funds.
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
2,875 filings on record, the oldest from May 13, 98.
Listing the 25 most recent filings of the 2,875 on record.
There are 14 more transactions in this stretch.
Tax, stock compensation and option exercises. These are not decisions to buy or sell, so they sit apart and never enter the totals above. The amount can be huge without meaning conviction.
The full record holds 194 transactions and goes back to Jan 30, 23.
