SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

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Gladstone Investment Corporation
NASDAQFinancials

Latest close: 15.05 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 1, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Sep 4, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 18, 2026Reported purchase · Form 4Taylor Ritchie, Chief Financial Officer · $24.3KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record7182 flagged findings
Reported transactions (Form 4)11since Feb 6, 2023 · and 1 other holding
Corporate events (8-K)30since Jan 10, 2022

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-12share offering or dilution eventrecentOpen filing ↗
    “…revolving period multiple times, most recently to October 2026, and currently have a total commitment amount of $300.0 million.…”
    +1 more passage from the same document
    • “…distribution agreements with Oppenheimer & Co., B. Riley Securities, Inc. and Virtu Americas LLC (collectively, the "Sales…”
  • 2026-05-12capital return (buybacks/dividends)recentOpen filing ↗
    “…to realize appreciation and gain liquidity in our equity position, if any. We anticipate that liquidity in our equity position will…”
    +1 more passage from the same document
    • “…of our investments will have a greater impact on the value of our common stock to the extent that we have borrowed money to make…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 718)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 1, 268-K ↗Current report · A senior executive left or was appointed
  • Sep 4, 268-K ↗Current report · Shareholder vote results
  • Aug 19, 26Form 4 ↗Insider transaction
  • Aug 6, 268-K ↗Current report · Results
  • Aug 6, 2610-Q ↗Quarterly report
  • Aug 6, 26DEFA14A ↗Shareholder meeting and votes
  • Aug 6, 268-K ↗Current report · Shareholder vote results
  • Jul 14, 26DEFA14A ↗Shareholder meeting and votes
  • Jul 8, 268-K ↗Current report · Other events
  • Jun 18, 26DEF 14A ↗Shareholder meeting and votes
  • Jun 11, 268-K ↗Current report · Entered a material agreement
  • Jun 5, 26Form 3/A ↗Insider transaction · amendment
  • Jun 3, 26Form 3 ↗Insider transaction
  • Jun 2, 268-K ↗Current report · A senior executive left or was appointed
  • May 19, 26Form 4 ↗Insider transaction
  • May 12, 268-K ↗Current report · Results
  • May 12, 2610-K ↗Annual report
  • May 4, 2625-NSE ↗Delisting or deregistration
  • May 4, 26PRE 14A ↗Shareholder meeting and votes
  • Insider transaction · 3 Form 3 filingsshow all 3hide
  • Mar 23, 268-K ↗Current report · A senior executive left or was appointed
  • Feb 18, 268-K ↗Current report · Took on a new financial obligation
  • Feb 11, 268-K ↗Current report · Entered a material agreement

718 filings on record, the oldest from Jun 22, 05.

Listing the 25 most recent filings of the 718 on record.

8-Ks, explained

Structure70Governance32
  • Oct 1, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jun 11, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Jun 2, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Mar 23, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Feb 18, 26StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Structure6 material agreements entered2024 – 2026show all 6hide
    • Feb 11, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Nov 10, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jun 3, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jan 24, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Dec 17, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Dec 12, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Governance4 senior executive changes2024show all 4hide
    • Dec 4, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Nov 15, 24GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Oct 15, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Aug 22, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Structure6 material agreements entered2023 – 2024show all 6hide
    • May 14, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Feb 6, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Oct 31, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Aug 8, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 31, 23StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • May 24, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Apr 14, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Oct 12, 22GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Aug 16, 22StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jan 10, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗

The record reaches back to Dec 16, 05.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Aug 18, 26Buy$24KTaylor RitchieChief Financial Officer↗
  • May 19, 26Buy$3KTaylor RitchieChief Financial Officer↗
  • May 19, 26Buy$2KTaylor RitchieChief Financial Officer↗
  • May 18, 26Buy$2KTaylor RitchieChief Financial Officer↗
  • May 15, 26Buy$7KTaylor RitchieChief Financial Officer↗
  • Nov 6, 23Buy$10KRachael Z. EastonCFO and Treasurer↗
  • Aug 7, 23Buy$67KDAVID A R DULLUMPresident↗
  • Mar 16, 23Buy$5KRachael Z. EastonCFO and Treasurer↗
  • Mar 14, 23Buy$39KDAVID A R DULLUMPresident↗
  • Feb 6, 23Buy$51KWALTER H WILKINSON↗
Stock compensation, tax and giftsshow the other transactionhide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Oct 10, 24Giftamount n/aDAVID A R DULLUMPresident↗

The full record holds 11 transactions and goes back to Feb 6, 23.

Its sector and its market

Gladstone Investment Corporation among Financials companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
718 documents on file, from Jun 22, 2005 to Oct 1, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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