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Recorded SEC filings in plain language — not advice or a prediction.
Sale intention announced
On Aug 28, ARNOLD FRANCES filed notice of intent to sell up to $28K. It is filed under a pre-arranged 10b5-1 plan.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
No sale of theirs is on record yet in Form 4; the 90-day window is still open.
Tax, stock compensation and option exercises. These are not decisions to buy or sell, so they sit apart and never enter the totals above. The amount can be huge without meaning conviction.
Beta
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The record reaches back to Oct 2, 15.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Passive holders
Filed on Schedule 13G: large stakes held without an intention to control — mostly index and institutional funds.
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
2,434 filings on record, the oldest from Oct 2, 15.
Listing the 25 most recent filings of the 2,434 on record.
The full record holds 1,902 transactions and goes back to Aug 23, 21.
