SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
HornScout

Company profile

HRZN

Horizon Technology Finance Corporation
NASDAQFinancials

Latest close: 4.29 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 9, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Aug 4, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 4, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record6154 flagged findings
Reported transactions (Form 4)17since Mar 8, 2024 · and 5 other holdings
Corporate events (8-K)30since May 25, 2023

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-05share offering or dilution eventrecentOpen filing ↗
    “…plan will have their cash distributions automatically reinvested in additional shares of the Company’s common stock, rather…”
    +1 more passage from the same document
    • “…with New York Life Insurance Company and the Nuveen Note Funding Agreement (the “Nuveen Facility”, together with the Key Facility…”
  • 2026-05-05capital return (buybacks/dividends)recentOpen filing ↗
    “…down liabilities and for general corporate purposes. As of March 31, 2026 , shares representing approximately $ 64.3 million of its…”
    +1 more passage from the same document
    • “…representing approximately $ 64.3 million of its common stock remain available for issuance and sale under the 2023 Equity…”
  • 2026-05-05merger or acquisition eventrecentOpen filing ↗
    “…the Company completed an initial public offering (“IPO”) and its common stock trades on the Nasdaq Global Select Market under the…”
    +1 more passage from the same document
    • “…for our allocable portion of overhead and other expenses incurred by our Advisor in performing its obligations under the…”
  • 2026-04-14merger or acquisition eventrecentOpen filing ↗
    “…new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐ Introductory Note On April…”
    +1 more passage from the same document
    • “…pursuant to Section 13(a) of the Exchange Act.☐ Introductory Note On April 14, 2026, Horizon Technology Finance Corporation (the…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 615)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Sep 9, 268-K ↗Current report · Entered a material agreement
  • Aug 4, 268-K ↗Current report · Other events
  • Aug 4, 2610-Q ↗Quarterly report
  • Aug 4, 268-K ↗Current report · Results
  • Jun 26, 268-K ↗Current report · Shareholder vote results
  • Jun 11, 26Form 4 ↗Insider transaction
  • Jun 11, 26Form 4/A ↗Insider transaction · amendment
  • Insider transaction · 5 Form 4 filingsshow all 5hide
  • May 14, 268-K ↗Current report · Auditor change filing (8-K Item 4.01)
  • May 14, 26DEF 14A ↗Shareholder meeting and votes
  • May 5, 2610-Q ↗Quarterly report
  • May 5, 268-K ↗Current report · Other events
  • May 5, 268-K ↗Current report · Results
  • Apr 30, 2610-K/A ↗Annual report · amendment
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Apr 14, 268-K ↗Current report · Entered a material agreement
  • Apr 14, 26Form 4 ↗Insider transaction
  • Apr 14, 26Form 3 ↗Insider transaction
  • Mar 19, 268-K ↗Current report · Entered a material agreement
  • Mar 16, 268-K ↗Current report · Communication to the market

615 filings on record, the oldest from Jun 4, 10.

Listing the 25 most recent filings of the 615 on record.

8-Ks, explained

Structure67Governance13
  • Sep 9, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • May 14, 26GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Structure8 material agreements entered2025 – 2026show all 8hide
    • Apr 14, 26StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
    • Mar 19, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Feb 11, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Dec 17, 25StructureEntered a material agreement+1 more in the same filing8-K/A 1.01 ↗
    • Dec 15, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Dec 11, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Sep 5, 25StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Aug 8, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jun 9, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • May 27, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • May 15, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Structure10 material agreements entered2023 – 2025show all 10hide
    • Apr 28, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Mar 31, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Oct 18, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Jun 24, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Jun 21, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 10, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jul 5, 23StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Jun 30, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jun 5, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 25, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗

The record reaches back to Jul 18, 11.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Jun 10, 26Buy$50KDaniel R. TrolioExecutive VP and CFO↗
  • Jun 9, 26Buy$26KTHOMAS J. ALLISON↗
  • Jun 9, 26Buy$434KMichael BalkinChief Executive Officer↗
  • Jun 9, 26Buy$50KPaul G SeitzChief Investment Officer↗
  • Jun 9, 26Buy$26KJonathan Joseph Goodman↗
  • Jun 9, 26Buy$44KKimberley Ann O'Connor↗
  • Dec 16, 24Buy$171KMichael Balkin↗
  • Nov 25, 24Buy$75KGerald A. MichaudPresident↗
  • Nov 14, 24Buy$41KJOSEPH J SAVAGE↗
  • Nov 13, 24Buy$47KJOSEPH J SAVAGE↗
  • Aug 5, 24Buy$106KMichael Balkin↗
  • Aug 5, 24Buy$25KJonathan Joseph Goodman↗

There is 1 more transaction in this stretch.

Stock compensation, tax and giftsshow the 4 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Apr 14, 26Compensationamount n/aMichael BalkinChief Executive Officer↗
  • Apr 14, 26Compensationamount n/aTHOMAS J. ALLISON↗
  • Apr 14, 26Compensationamount n/aPaul G SeitzChief Investment Officer↗
  • Apr 14, 26Compensationamount n/aMichael BalkinChief Executive Officer↗

The full record holds 17 transactions and goes back to Mar 2, 23.

Its sector and its market

Horizon Technology Finance Corporation among Financials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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The research continues

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
615 documents on file, from Jun 4, 2010 to Sep 9, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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