SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

LVO

LiveOne, Inc.
NASDAQCommunication Services

Latest close: 2.32 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 23, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Aug 14, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
  3. Aug 12, 2026Material event · 8-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record67126 flagged findings
Reported transactions (Form 4)55since Feb 3, 2023 · and 2 other holdings
Corporate events (8-K)30since Apr 5, 2024

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-06-29bitcoin treasury exposurerecentOpen filing ↗
    “…right to foreclose on any crypto assets held by us. Additionally, any credit and security agreement that we may enter into in the…”
    +1 more passage from the same document
    • “…pursuing strategies to create income streams or otherwise generate funds using our Crypto holdings. This section summarizes our…”
  • 2026-06-29business pivot to crypto/bitcoinrecentOpen filing ↗
    “…“Risk Factors — Risks Related to Our Cryptocurrency Assets Treasury Strategy and Holdings — Bitcoin, Ethereum, Solana and other…”
    +1 more passage from the same document
    • “…adversely affect our financial condition and results of operations. As a result of our Crypto Assets Treasury Strategy, the…”
  • 2026-06-29share offering or dilution eventrecentOpen filing ↗
    “…As of March 31, 2022, the Company had unsecured 8.5 % Senior Secured Convertible Notes previously issued to Trinad Capital (as…”
    +1 more passage from the same document
    • “…on Form S-3 (the “Shelf S-3”) with the SEC on February 4, 2025, which was declared effective by the SEC on February 17, 2025. Under…”
  • 2026-06-29listing compliance noticerecentOpen filing ↗
    “…common stock and penny stock trading. Our common stock is currently listed on Nasdaq, which has qualitative and quantitative listing…”
    +1 more passage from the same document
    • “…trading. Our common stock is currently listed on Nasdaq, which has qualitative and quantitative listing criteria. In March 2025,…”
  • 2026-06-29capital return (buybacks/dividends)recentOpen filing ↗
    “…stock market in general has experienced extreme price and volume fluctuations that have often been unrelated or disproportionate to…”
    +1 more passage from the same document
    • “…We cannot guarantee that our stock repurchase program will be consummated, fully or all, or that it will enhance long-term…”
  • 2026-06-29Department of Justice inquiryrecentOpen filing ↗
    “…liquidation of Silvergate Bank in 2023, the government-mandated closure and sale of Signature Bank in 2023, the placement of Prime…”
    +1 more passage from the same document
    • “…rates available to Slacker today may not be available to it in the future. Licenses provided by two of these PROs, the American…”
  • 2026-06-29reverse splitrecentOpen filing ↗
    “…set forth in the applicable Nasdaq Listing Rules. However, there can be no assurance that, if we do appeal the delisting…”
    +1 more passage from the same document
    • “…determination by Nasdaq to the panel, that such appeal would be successful. On January 15, 2025, the SEC approved an amendment to the…”
  • 2026-04-30bitcoin treasury exposurerecentOpen filing ↗
    “…pursuing strategies to create income streams or otherwise generate funds using our Crypto holdings. This section summarizes our…”
    +1 more passage from the same document
    • “…Bitcoin holdings and trading execution, custody, storage, and accounting considerations. We may expand our Crypto Assets…”

12 older entries not shown

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

Listing notice in force

The exchange has notified the company that it fails a continued-listing requirement (8-K, item 3.01 of Oct 1, 2025).

Deadline: Mar 24, 2026 · passed

  • unspecified type · Nasdaq, rule 5550(a)(2) · notice of Sep 25, 2025 · delisting determination · deadline Mar 24, 2026 (derived from the rule, not confirmed in the text) · period exhausted with no cure or delisting on record

Open the 8-K at the SEC

Reverse splits in 5 years

1 reverse split in 5 years (1:10 on Sep 26, 2025) · 1:10 cumulative

The other times: of 818 securities that did their first reverse split in 5 years, a year later the median was worth 0.53× the price on the day of the split; 382 lost more than half and 209 rose (809 with a price a year later).

Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 671)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Sep 23, 268-K ↗Current report · A senior executive left or was appointed
  • Sep 22, 26SCHEDULE 13D/A ↗Stake with intent to influence · amendment
  • Sep 21, 26Form 4 ↗Insider transaction
  • Aug 14, 2610-Q ↗Quarterly report
  • Aug 12, 268-K ↗Current report · Results · Communication to the market
  • Jul 30, 26424B5 ↗Securities offering
  • Jul 28, 26DEFA14A ↗Shareholder meeting and votes
  • Jul 28, 268-K ↗Current report · Entered a material agreement
  • Jul 27, 26DEF 14A ↗Shareholder meeting and votes
  • Jul 1, 26Form 4 ↗Insider transaction
  • Jun 29, 2610-K ↗Annual report
  • Jun 24, 268-K ↗Current report · Results · Communication to the market
  • May 13, 26SCHEDULE 13D/A ↗Stake with intent to influence · amendment
  • May 13, 26Form 4 ↗Insider transaction
  • May 12, 26Form 3 ↗Insider transaction
  • May 6, 26SCHEDULE 13G/A ↗Passive stake · FMR LLC · 3.3% · event on Mar 31, 26 · amendment
  • May 1, 268-K ↗Current report · Entered a material agreement
  • Apr 30, 26S-3/A ↗Securities offering · amendment
  • Apr 24, 26SCHEDULE 13G ↗Passive stake · Broadcast Music, LLC · 7.6%
  • Apr 23, 26424B5 ↗Securities offering
  • Apr 23, 268-K ↗Current report · Entered a material agreement
  • Insider transaction · 4 Form 4 filingsshow all 4hide

671 filings on record, the oldest from Jun 1, 10.

Listing the 25 most recent filings of the 671 on record.

8-Ks, explained

Stress6Structure155Governance55
  • Sep 23, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Structure4 material agreements entered2026show all 4hide
    • Jul 28, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 1, 26StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
    • Apr 23, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Mar 9, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Oct 1, 25StressListing notice (8-K 3.01)the filing reports the decision to delist8-K 3.01 ↗
  • Sep 9, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Structure4 material agreements entered2025show all 4hide
    • Aug 11, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Jul 17, 25StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Jul 15, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • May 23, 25StructureEntered a material agreement+5 more in the same filing8-K 1.01 ↗
  • Apr 3, 25StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Feb 25, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Feb 3, 25StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Nov 21, 24StressListing notice (8-K 3.01)+1 more in the same filing8-K/A 3.01 ↗
  • Nov 15, 24StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Oct 10, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • May 14, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗

1 older filings not shown · The record reaches back to Sep 15, 11.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

The full record holds 6 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Robert S. Ellin22.8%Jul 15, 25SCHEDULE 13D/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum.

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Broadcast Music, LLC7.6%Apr 24, 26SCHEDULE 13G ↗11 co-filers on this document — the figure is the largest single stake, not their sum.
  • FMR LLC3.3%Mar 31, 26SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 2 earlier filings
  • BlackRock, Inc.1.3%Jun 30, 25SCHEDULE 13G/A ↗

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Nov 14, 23Sell$12KKristopher Wright↗
Stock compensation, tax and giftsshow the 20 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Jun 29, 26Compensationamount n/aKenneth A Solomon↗
  • Jun 29, 26Compensationamount n/aKenneth A Solomon↗
  • Jun 29, 26Compensationamount n/aKenneth A Solomon↗
  • Jun 29, 26Compensationamount n/aKenneth A Solomon↗
  • Mar 31, 26Compensationamount n/aPatrick D Wachsberger↗
  • Mar 31, 26Compensationamount n/aBridget Baker↗
  • Mar 31, 26Compensationamount n/aKristopher Wright↗
  • Mar 31, 26Compensationamount n/aRamin Arani↗
  • Jul 15, 25Other$2.3MROBERT S ELLINCEO & Chairman↗
  • Nov 14, 24Compensationamount n/aPatrick D Wachsberger↗
  • Nov 14, 24Compensationamount n/aBridget Baker↗
  • Nov 13, 24Compensationamount n/aKristopher Wright↗
  • Jun 7, 24Compensationamount n/aAaron SullivanCFO, Controller & EVP↗
  • Jun 7, 24Other$47KAaron SullivanCFO, Controller & EVP↗
  • Apr 1, 24Other$3.4MROBERT S ELLINCEO & Chairman↗
  • Aug 14, 23Compensationamount n/aAaron SullivanInterim CFO, Controller & EVP↗
  • Aug 14, 23Other$5KAaron SullivanInterim CFO, Controller & EVP↗
  • Mar 1, 23Compensationamount n/aAaron SullivanInterim CFO, Controller & EVP↗
  • Mar 1, 23Other$3KAaron SullivanInterim CFO, Controller & EVP↗
  • Feb 3, 23Otheramount n/aROBERT S ELLINCEO & Chairman↗

The full record holds 21 transactions and goes back to Feb 3, 23.

Its sector and its market

LiveOne, Inc. among Communication Services companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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The research continues

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From LiveOne, Inc., the path continues in the other areas. Each one is shown with its own example, named in its step.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
671 documents on file, from Jun 1, 2010 to Sep 23, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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