SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

OVLY

Oak Valley Bancorp
NASDAQFinancials

Latest close: 33.95 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 28, 2026Reported sale · Form 4Don Barton · $12.8KOpen the filing ↗
  2. Sep 28, 2026Reported purchase · Form 4Daniel J Leonard · $4.3KOpen the filing ↗
  3. Sep 28, 2026Notice of sale · Form 144Barton Don · Director · $12.8KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record8667 flagged findings
Reported transactions (Form 4)40since Feb 27, 2026 · and 4 other holdings
Corporate events (8-K)23since Sep 14, 2009

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-12capital return (buybacks/dividends)recentOpen filing ↗
    “…Item 1A. Risk Factors There have been no material changes to the risk factors previously disclosed in our Annual Report on…”
  • 2026-05-12bank capital and credit cost contextrecentOpen filing ↗
    “…MONTHS ENDED MARCH 31, 2026 2025 INTEREST INCOME Interest and fees on loans $ 15,071 $ 13,989 Interest on securities 5,435 5,374…”
    +1 more passage from the same document
    • “…fees on loans $ 15,071 $ 13,989 Interest on securities 5,435 5,374 Interest on federal funds sold 258 350 Interest on deposits with…”
  • 2026-03-25capital return (buybacks/dividends)recentOpen filing ↗
    “…of an arm’s length transaction. Shareholders are entitled to receive dividends only when and if dividends are declared by our…”
    +1 more passage from the same document
    • “…(6.0% of risk-weighted assets) and a minimum non-risk-based leverage ratio (4.00% eliminating a 3.00% exception for higher…”
  • 2026-03-25bank capital and credit cost contextrecentOpen filing ↗
    “…of 5.7%, from $1.70 billion at the end of 2024. ● Total net loans increased to $1.13 billion at the end of 2025, an increase…”
    +1 more passage from the same document
    • “…and approval. The allowance for credit losses is an estimate dependent upon many factors, including loan growth, net…”
  • 2026-03-25Department of Justice inquiryrecentOpen filing ↗
    “…national banks and federal savings associations (“OCC Final Rule”). The OCC Final Rule also includes a policy statement mirroring the…”
    +1 more passage from the same document
    • “…if we were to be unable to comply with such requirements. We are subject to federal and state fair lending laws, and failure to…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 866)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Sep 29, 26Form 4 ↗Insider transaction
  • Sep 28, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 4 Form 4 filingsshow all 4hide
  • Aug 26, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Aug 14, 2610-Q ↗Quarterly report
  • Jul 30, 26Form 4 ↗Insider transaction
  • Jul 29, 26SCHEDULE 13G ↗Passive stake · BlackRock, Inc. · 5.4% · event on Jun 30, 26
  • Jul 27, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jul 23, 268-K ↗Current report · Results · Communication to the market
  • Jun 30, 26Form 4 ↗Insider transaction
  • Jun 26, 26Form 144 ↗Notice of proposed sale
  • Jun 26, 26Form 4 ↗Insider transaction
  • Jun 17, 268-K ↗Current report · Shareholder vote results
  • May 29, 26Form 4 ↗Insider transaction
  • May 26, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • May 12, 2610-Q ↗Quarterly report

866 filings on record, the oldest from Aug 7, 08.

Listing the 25 most recent filings of the 866 on record.

8-Ks, explained

Structure2Governance21
  • Governance8 senior executive changes2019 – 2026show all 8hide
    • Jan 27, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jun 18, 25GovernanceA senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
    • Jun 25, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Nov 19, 21GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Nov 2, 21GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Dec 17, 20GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Apr 27, 20GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jan 18, 19GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Mar 26, 18GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Oct 6, 17GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jun 9, 17StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Governance3 senior executive changes2015 – 2017show all 3hide
    • Jan 31, 17GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jan 5, 16GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Dec 24, 15GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Aug 28, 15StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Governance7 senior executive changes2009 – 2013show all 7hide
    • Nov 22, 13GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Oct 21, 13GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Mar 7, 13GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jan 4, 12GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Feb 25, 10GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Feb 11, 10GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Sep 14, 09GovernanceA senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Sep 28, Barton Don filed notice of intent to sell up to $13K. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $13K on Sep 28, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+3 more recent notices · 3 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 28, 26Sell$13KDon Barton↗
  • Sep 28, 26Buy$4KDaniel J Leonard↗
  • Aug 28, 26Buy$4KDaniel J Leonard↗
  • Aug 26, 26Sell$13KDon Barton↗
  • Aug 26, 26Buy$6KALLISON LAFFERTY↗
  • Aug 26, 26Buy$2KALLISON LAFFERTY↗
  • Aug 26, 26Buy$2KALLISON LAFFERTY↗
  • Aug 26, 26Buy$4KALLISON LAFFERTY↗
  • Aug 26, 26Buy$31KALLISON LAFFERTY↗
  • Aug 19, 26Buy$4KDaniel J Leonard↗
  • Aug 17, 26Buy$4KH RANDOLPH HOLDER JR↗
  • Jul 27, 26Buy$65KGary Strong↗

There are 9 more transactions in this stretch.

Stock compensation, tax and giftsshow the 19 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Jul 29, 26Otheramount n/aDaniel J Leonard↗
  • May 20, 26Otheramount n/aChristopher M. CourtneyCEO↗
  • Feb 27, 26Taxamount n/aKimberly D BookeEVP Chief Risk Officer↗
  • Feb 27, 26Taxamount n/aKimberly D BookeEVP Chief Risk Officer↗
  • Feb 27, 26Compensationamount n/aKimberly D BookeEVP Chief Risk Officer↗
  • Feb 27, 26Taxamount n/aJulie DehartEVP Retail Banking↗
  • Feb 27, 26Taxamount n/aJulie DehartEVP Retail Banking↗
  • Feb 27, 26Taxamount n/aJulie DehartEVP Retail Banking↗
  • Feb 27, 26Taxamount n/aJulie DehartEVP Retail Banking↗
  • Feb 27, 26Taxamount n/aJulie DehartEVP Retail Banking↗
  • Feb 27, 26Compensationamount n/aJulie DehartEVP Retail Banking↗
  • Feb 27, 26Taxamount n/aJeffrey A GallEVP Chief Financial Officer↗
  • Feb 27, 26Taxamount n/aJeffrey A GallEVP Chief Financial Officer↗
  • Feb 27, 26Taxamount n/aJeffrey A GallEVP Chief Financial Officer↗
  • Feb 27, 26Taxamount n/aJeffrey A GallEVP Chief Financial Officer↗
  • Feb 27, 26Taxamount n/aJeffrey A GallEVP Chief Financial Officer↗
  • Feb 27, 26Taxamount n/aJeffrey A GallEVP Chief Financial Officer↗
  • Feb 27, 26Compensationamount n/aJeffrey A GallEVP Chief Financial Officer↗
  • Feb 27, 26Taxamount n/aRichard A. McCartyPresident & COO↗

The full record holds 434 transactions and goes back to Aug 12, 22.

Its sector and its market

Oak Valley Bancorp among Financials companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
866 documents on file, from Aug 7, 2008 to Sep 29, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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