SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

PBYI

Puma Biotechnology Inc.
NASDAQHealth Care

Latest close: 9.83 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 14, 2026Reported sale · Form 4Alessandra Cesano · $567.0KOpen the filing ↗
  2. Sep 14, 2026Reported sale · Form 4TROY EDWARD WILSON · $45.5KOpen the filing ↗
  3. Sep 14, 2026Notice of sale · Form 144Cesano Alessandra · Director · $565.6KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record1,0378 flagged findings
Reported transactions (Form 4)59since Feb 10, 2023
Corporate events (8-K)30since Jan 15, 2019

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

Puma Biotechnology is a publicly traded biopharmaceutical company headquartered in Los Angeles, CA.

Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 1,037)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 6, 26SCHEDULE 13D/A ↗Stake with intent to influence · Alan H. Auerbach · 16.0% · event on Oct 4, 26 · amendment
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Notice of proposed sale · 2 Form 144 filingsshow all 2hide
  • Aug 6, 2610-Q ↗Quarterly report
  • Aug 6, 268-K ↗Current report · Results
  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Notice of proposed sale · 3 Form 144 filingsshow all 3hide
  • Jun 16, 268-K ↗Current report · Shareholder vote results
  • Insider transaction · 7 Form 4 filingsshow all 7hide
  • Notice of proposed sale · 4 Form 144 filingsshow all 4hide

1,037 filings on record, the oldest from Nov 16, 07.

Listing the 25 most recent filings of the 1,037 on record.

8-Ks, explained

Stress2Structure41Governance40
  • May 9, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jun 24, 24GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Dec 13, 22StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Sep 22, 22StructureEntered a material agreement8-K 1.01 ↗
  • Aug 2, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Mar 14, 22StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Dec 14, 21GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Nov 4, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jul 29, 21StructureTook on a new financial obligation+1 more in the same filing8-K 2.03 ↗
  • Governance4 senior executive changes2021show all 4hide
    • Jul 14, 21GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jun 17, 21GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Mar 29, 21GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Feb 23, 21GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Feb 11, 21StructureEntered a material agreement8-K 1.01 ↗
  • Jul 8, 20GovernanceA senior executive left or was appointed8-K 5.02 ↗

10 older filings not shown · The record reaches back to Oct 4, 11.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Dec 19, 16StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Oct 24, 12StressListing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗

The full record holds 2 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Anders Hove8.0%Dec 31, 24SCHEDULE 13G/A ↗5 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • BlackRock, Inc.5.6%Mar 31, 25SCHEDULE 13G/A ↗
  • Millennium Management LLC3.9%Dec 31, 24SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Sep 14, Cesano Alessandra filed notice of intent to sell up to $566K. That is about 0.12% of shares outstanding. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $567K on Sep 14, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+4 more recent notices · 4 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 14, 26Sell$567KAlessandra Cesano↗
  • Sep 14, 26Sell$46KTROY EDWARD WILSON↗
  • Jul 6, 26Sell$78KMAXIMO F NOUGUESChief Financial Officer↗
  • Jul 6, 26Sell$70KDOUGLAS M HUNTSee Remarks↗
  • Jul 6, 26Sell$364KALAN H AUERBACHPresident and CEO↗
  • Jun 12, 26Sell$84KAllison Dorval↗
  • Jun 12, 26Sell$159KJAY M MOYES↗
  • Jun 12, 26Sell$194KAdrian Senderowicz↗
  • Jun 12, 26Sell$58KBrian M Stuglik↗
  • Jun 12, 26Sell$78KTROY EDWARD WILSON↗
  • Jan 7, 26Sell$38KMAXIMO F NOUGUESChief Financial Officer↗
  • Jan 7, 26Sell$29KDOUGLAS M HUNTSee Remarks↗

There are 17 more transactions in this stretch.

Stock compensation, tax and giftsshow the 11 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 14, 26Compensation$147KAlessandra Cesano↗
  • Jun 11, 26Compensationamount n/aAlessandra Cesano↗
  • Jun 11, 26Compensationamount n/aAllison Dorval↗
  • Jun 11, 26Compensationamount n/aJAY M MOYES↗
  • Jun 11, 26Compensationamount n/aMICHAEL PATRICK MILLER↗
  • Jun 11, 26Compensationamount n/aAdrian Senderowicz↗
  • Jun 11, 26Compensationamount n/aBrian M Stuglik↗
  • Jun 11, 26Compensationamount n/aTROY EDWARD WILSON↗
  • Feb 18, 26Compensationamount n/aMAXIMO F NOUGUESChief Financial Officer↗
  • Feb 18, 26Compensationamount n/aDOUGLAS M HUNTSee Remarks↗
  • Feb 18, 26Compensationamount n/aALAN H AUERBACHPresident and CEO↗

The full record holds 119 transactions and goes back to Jan 3, 23.

Its sector and its market

Puma Biotechnology Inc. among Health Care companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
1,037 documents on file, from Nov 16, 2007 to Oct 6, 2026.
Company description
Wikipedia, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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