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See how Context works →On the price, the facts of the public record●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Sep 10, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Sep 3, 2026Notice of sale · Form 144DEANNA STRABLE-SOETHOUT · Officer · $6.1MOpen the filing ↗
- Aug 7, 2026Notice of sale · Form 144AMY FRIEDRICH · Officer · $4.1MOpen the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record4,6609 flagged findings
Reported transactions (Form 4)80since Jun 27, 2025 · and 11 other holdings
Corporate events (8-K)30since Oct 18, 2019
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
Principal Financial Group, Inc. (PFG) is an American global financial investment management and insurance company headquartered in Des Moines, Iowa, United States.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-29share offering or dilution eventrecentOpen filing ↗“…warrants. These terms will include the following: • the title of the debt warrants, • the debt securities for which the debt…”
+1 more passage from the same document
- “…as exhibits to the registration statement that includes this prospectus. See “Where You Can Find More Information” for information on…”
- 2026-05-29capital return (buybacks/dividends)recentOpen filing ↗“…involving us. We could enter into any such transaction even though the transaction could increase the total amount of our…”
- 2026-05-27share offering or dilution eventrecentOpen filing ↗“…warrants. These terms will include the following: • the title of the debt warrants, • the debt securities for which the debt…”
+1 more passage from the same document
- “…as exhibits to the registration statement that includes this prospectus. See “Where You Can Find More Information” for information on…”
- 2026-05-27capital return (buybacks/dividends)recentOpen filing ↗“…involving us. We could enter into any such transaction even though the transaction could increase the total amount of our…”
- 2026-04-29capital return (buybacks/dividends)recentOpen filing ↗“…of Outstanding Common Shares For the three months ended March 31, 2026 2025 Beginning…”
+1 more passage from the same document
- “…Shares issued 1,623,273 1,635,250 Treasury stock acquired ( 2,554,852 ) ( 2,888,696 ) Ending balance 216,449,333 224,971,715 …”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 4,660)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
Insider transaction · 21 Form 4 filingsshow all 21hide
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 10, 268-K ↗Current report · Took on a new financial obligation
- Sep 8, 26Form 4 ↗Insider transaction
- Sep 3, 26Form 144 ↗Notice of proposed sale
- Aug 11, 26Form 4 ↗Insider transaction
4,660 filings on record, the oldest from Oct 17, 00.
Listing the 25 most recent filings of the 4,660 on record.
14048
- Sep 10, 26Took on a new financial obligation+2 more in the same filing8-K 2.03 ↗
- Jun 1, 26Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Aug 19, 25A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- May 20, 25A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Mar 21, 25Took on a new financial obligation8-K 2.03 ↗
- Mar 6, 25Took on a new financial obligation8-K 2.03 ↗
4 senior executive changes2023 – 2024show all 4hide
- Nov 14, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Aug 21, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jan 11, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- May 22, 23A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Mar 8, 23Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Oct 24, 22Entered a material agreement+2 more in the same filing8-K 1.01 ↗
4 senior executive changes2021 – 2022show all 4hide
- May 18, 22A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Nov 24, 21A senior executive left or was appointed8-K 5.02 ↗
- Aug 19, 21A senior executive left or was appointed8-K 5.02 ↗
- Apr 27, 21A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Feb 22, 21Entered a material agreement+2 more in the same filing8-K 1.01 ↗
3 senior executive changes2020show all 3hide
- Nov 30, 20A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Nov 30, 20A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Sep 24, 20A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
4 older filings not shown · The record reaches back to Dec 3, 04.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Nov 30, 17Listing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
The full record holds 1 stress filing.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- BlackRock, Inc.9.0%Mar 31, 26SCHEDULE 13G/A ↗
- Vanguard Capital Management7.2%Mar 31, 26SCHEDULE 13G ↗
- Vanguard Portfolio Management5.2%Mar 31, 26SCHEDULE 13G ↗
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Sep 3, DEANNA STRABLE-SOETHOUT filed notice of intent to sell up to $6.1M. That is about 0.03% of shares outstanding. It is filed under a scheduled plan (10b5-1), arranged in advance.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
No sale of theirs is on record yet in Form 4; the 90-day window is still open.
View notice (Form 144) ↗+1 more recent notices
No purchases or sales are on record in this stretch; only other transactions (compensation, withholding, exercises or gifts).
Stock compensation, tax and giftsshow the 40 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Sep 25, 26Compensationamount n/aDEANNA D STRABLE-SOETHOUTChair, President and CEO↗
- Sep 25, 26Compensationamount n/aDEANNA D STRABLE-SOETHOUTChair, President and CEO↗
- Sep 25, 26Compensationamount n/aROGER C HOCHSCHILD↗
- Sep 25, 26Compensationamount n/aScott Mills↗
- Sep 25, 26Compensationamount n/aAmy Christine FriedrichPresident - Benefits & Protect↗
- Sep 25, 26Compensationamount n/aKathleen B KayEVP-Chief Information Officer↗
- Sep 25, 26Compensationamount n/aKamal BhatiaPresident and CEO - PAM↗
- Sep 25, 26Compensationamount n/aJoel PitzEVP & CFO↗
- Sep 25, 26Compensationamount n/aJoel PitzEVP & CFO↗
- Sep 25, 26Compensationamount n/aKenneth A. McCullumEVP - Chief Risk Officer↗
- Sep 25, 26Compensationamount n/aCHRISTOPHER J LITTLEFIELDPresident - RIS↗
- Sep 25, 26Compensationamount n/aWee Yee CheongPresident - Asia & Middle East↗
- Sep 25, 26Compensationamount n/aVivek AgrawalEVP & Chief Growth Officer↗
- Sep 25, 26Compensationamount n/aTimothy W. BrownEVP, General Counsel and Sec↗
- Sep 25, 26Compensationamount n/aALFREDO RIVERA↗
- Sep 25, 26Compensationamount n/aMiller Jocelyn Carter↗
- Sep 25, 26Compensationamount n/aH Elizabeth Mitchell↗
- Sep 25, 26Compensationamount n/aClare Stack Richer↗
- Sep 25, 26Compensationamount n/aBlair Pickerell↗
- Sep 25, 26Compensationamount n/aDiane C Nordin↗
- Sep 25, 26Compensationamount n/aClaudio Muruzabal↗
- Sep 25, 26Compensationamount n/aMary E. Beams↗
- Sep 25, 26Compensationamount n/aJonathan Auerbach↗
- Sep 3, 26Compensation$1.2MDEANNA D STRABLE-SOETHOUTChair, President and CEO↗
- Sep 3, 26Compensation$1.2MDEANNA D STRABLE-SOETHOUTChair, President and CEO↗
- Sep 3, 26Compensation$1.2MDEANNA D STRABLE-SOETHOUTChair, President and CEO↗
- Sep 3, 26Other$6.6MDEANNA D STRABLE-SOETHOUTChair, President and CEO↗
- Aug 7, 26Compensation$2.3MAmy Christine FriedrichPresident - Benefits & Protect↗
- Aug 7, 26Other$4.1MAmy Christine FriedrichPresident - Benefits & Protect↗
- Jun 26, 26Compensationamount n/aKenneth A. McCullumEVP - Chief Risk Officer↗
- Jun 26, 26Compensationamount n/aDEANNA D STRABLE-SOETHOUTChair, President and CEO↗
- Jun 26, 26Compensationamount n/aDEANNA D STRABLE-SOETHOUTChair, President and CEO↗
- Jun 26, 26Compensationamount n/aVivek AgrawalEVP & Chief Growth Officer↗
- Jun 26, 26Compensationamount n/aWee Yee CheongPresident - Asia & Middle East↗
- Jun 26, 26Compensationamount n/aAmy Christine FriedrichPresident - Benefits & Protect↗
- Jun 26, 26Compensationamount n/aKathleen B KayEVP-Chief Information Officer↗
- Jun 26, 26Compensationamount n/aCHRISTOPHER J LITTLEFIELDPresident - RIS↗
- Jun 26, 26Compensationamount n/aKamal BhatiaPresident and CEO - PAM↗
- Jun 26, 26Compensationamount n/aJoel PitzEVP & CFO↗
- Jun 26, 26Compensationamount n/aJoel PitzEVP & CFO↗
The full record holds 604 transactions and goes back to Sep 18, 19.
Its sector and its market
Principal Financial Group, Inc. among Financials companies
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- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 4,660 documents on file, from Oct 17, 2000 to Sep 29, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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