SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

POCI

Precision Optics Corporation, Inc.
NASDAQHealth Care

Latest close: 4.15 USD · Aug 12, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 28, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Sep 28, 2026Annual report · 10-KFiled by the company itself.Open the filing ↗
  3. May 13, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year199
SEC filings on record70012 flagged findings
Reported transactions (Form 4)68since May 31, 2022 · and 5 other holdings
Corporate events (8-K)30since Jul 8, 2019

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-13share offering or dilution eventrecentOpen filing ↗
    “…proceeds for working capital and general corporate purposes. 7. STOCK WARRANTS In connection with the public offering that closed on…”
  • 2026-03-30share offering or dilution eventrecentOpen filing ↗
    “…received in the Offering. In addition, the Company reimbursed the Underwriter for certain of its expenses in an amount not to…”
  • 2026-03-30share offering or dilution eventrecentOpen filing ↗
    “…have agreed to be subject to a lock-up period of ninety (90) days following the closing of the Offering (the “Lock Up…”
    +1 more passage from the same document
    • “…shares or any other securities convertible into, or exercisable or exchangeable for, shares of Common Stock, and such persons may…”
  • 2026-03-30capital return (buybacks/dividends)recentOpen filing ↗
    “…regular record dates for these interest payment dates; · the place where the principal, premium, if any, and interest, if any, on the…”
  • 2026-03-26share offering or dilution eventrecentOpen filing ↗
    “…have agreed to be subject to a lock-up period of ninety (90) days following the closing of the Offering (the “Lock Up…”
    +1 more passage from the same document
    • “…shares or any other securities convertible into, or exercisable or exchangeable for, shares of Common Stock, and such persons may…”
  • 2026-03-26capital return (buybacks/dividends)recentOpen filing ↗
    “…regular record dates for these interest payment dates; · the place where the principal, premium, if any, and interest, if any, on the…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

Reverse splits in 5 years

1 reverse split in 5 years (1:3 on Nov 2, 2022) · 1:3 cumulative

The other times: of 776 securities that did their first reverse split in 5 years, a year later the median was worth 0.54× the price on the day of the split; 360 lost more than half and 202 rose (775 with a price a year later).

Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 700)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 6, 26Form 4/A ↗Insider transaction · amendment
  • Oct 2, 26Form 4 ↗Insider transaction
  • Sep 28, 268-K ↗Current report · Results
  • Sep 28, 2610-K ↗Annual report
  • Insider transaction · 4 Form 4 filingsshow all 4hide
  • Aug 27, 26Form 3 ↗Insider transaction
  • Aug 13, 26Form 4 ↗Insider transaction
  • May 14, 26SCHEDULE 13G/A ↗Passive stake · Needham Investment Management L.L.C. · 15.3% · event on Mar 31, 26 · amendment
  • May 13, 2610-Q ↗Quarterly report
  • Insider transaction · 2 Form 3 filingsshow all 2hide
  • Insider transaction · 4 Form 4 filingsshow all 4hide
  • Mar 31, 26SCHEDULE 13D/A ↗Stake with intent to influence · Brian L. Pessin · 5.0% · event on Mar 30, 26 · amendment
  • Mar 30, 268-K ↗Current report · Entered a material agreement
  • Mar 30, 26424B5 ↗Securities offering
  • Mar 26, 26424B5 ↗Securities offering
  • Mar 20, 268-K ↗Current report · Shareholder vote results
  • Mar 16, 26Form 4 ↗Insider transaction
  • Feb 17, 2610-Q ↗Quarterly report

700 filings on record, the oldest from Oct 10, 96.

Listing the 25 most recent filings of the 700 on record.

8-Ks, explained

Stress5Structure72Governance33
  • Mar 30, 26StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Oct 3, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Structure3 material agreements entered2025show all 3hide
    • Jun 3, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 20, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 19, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Mar 20, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Mar 4, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Feb 20, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Aug 14, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Jul 3, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jun 20, 23StructureSold unregistered shares+1 more in the same filing8-K 3.02 ↗
  • Jun 15, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jun 7, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • May 9, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗

9 older filings not shown · The record reaches back to Oct 21, 04.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Dec 21, 05StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Nov 23, 05StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Aug 5, 05StressListing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
  • Jun 20, 05StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Oct 21, 04StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗

The full record holds 5 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • PESSIN BRIAN L6.3%Feb 21, 25SCHEDULE 13D/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum.
  • Brian L. Pessin5.0%Mar 30, 26SCHEDULE 13D/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum.

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Needham Investment Management L.L.C.15.3%Mar 31, 26SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • TELLER RICHARD E5.5%Nov 14, 25SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Mar 30, 26Buy$5KJoseph Norman ForkeyChief Executive Officer↗
  • Mar 30, 26Buy$150KJOSEPH TRAUTChief Operating Officer↗
  • Mar 30, 26Buy$75KWAYNE M COLLChief Financial Officer↗
  • Nov 20, 24Sell$72KPeter V. Anania↗
  • Aug 15, 24Buyamount n/aJoseph Norman ForkeyChief Executive Officer↗
  • Aug 15, 24Buyamount n/aWAYNE M COLLChief Financial Officer↗
  • Aug 15, 24Buyamount n/aMahesh LawandeChief Operating Officer↗
  • Nov 30, 22Buy$2KPeter V. Anania↗
Stock compensation, tax and giftsshow the 30 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 30, 26Compensation$6KWAYNE M COLLChief Financial Officer↗
  • Sep 21, 26Compensationamount n/aJOSEPH TRAUTChief Operating Officer↗
  • Sep 21, 26Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • Sep 21, 26Compensationamount n/aJoseph Norman ForkeyChief Executive Officer↗
  • Jun 30, 26Compensation$6KWAYNE M COLLChief Financial Officer↗
  • Mar 31, 26Compensation$6KWAYNE M COLLChief Financial Officer↗
  • Mar 12, 26Compensation$29KAndrew J. Miclot↗
  • Mar 12, 26Tax$29KAndrew J. Miclot↗
  • Dec 31, 25Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • Sep 30, 25Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • Jun 30, 25Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • May 16, 25Compensation$66KPeter H Woodward↗
  • May 16, 25Tax$66KPeter H Woodward↗
  • Mar 31, 25Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • Mar 19, 25Compensationamount n/aJoseph Norman ForkeyChief Executive Officer↗
  • Feb 21, 25Compensation$410KPeter H Woodward↗
  • Dec 31, 24Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • Nov 20, 24Giftamount n/aPeter V. Anania↗
  • Sep 30, 24Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • Jun 30, 24Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • Mar 31, 24Compensationamount n/aWAYNE M COLLChief Financial Officer↗
  • Dec 30, 23Compensation$3KRichard B Miles↗
  • Jun 16, 23Otheramount n/aPeter V. Anania↗
  • Jan 26, 23Otheramount n/aJoseph Norman ForkeyChief Executive Officer↗
  • Sep 16, 22Otheramount n/aPeter V. Anania↗
  • Sep 16, 22Otheramount n/aPeter V. Anania↗
  • Sep 7, 22Otheramount n/aPeter V. Anania↗
  • Sep 7, 22Otheramount n/aPeter V. Anania↗
  • May 31, 22Otheramount n/aPeter V. Anania↗
  • May 31, 22Otheramount n/aPeter V. Anania↗

The full record holds 38 transactions and goes back to May 31, 22.

Its sector and its market

Precision Optics Corporation, Inc. among Health Care companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
Series with incidents in the period; the chart shows what could be kept.
SEC records
700 documents on file, from Oct 10, 1996 to Oct 6, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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