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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell◆Adverse 8-K filing◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Oct 1, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Aug 28, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Aug 13, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record1,49917 flagged findings
Reported transactions (Form 4)47since Feb 8, 2023 · and 6 other holdings
Corporate events (8-K)30since May 22, 2025
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
BRC Group Holdings is an American financial services company headquartered in Los Angeles, California. The company is known for its investment banking services regarding small cap companies as well as retail liquidation services. It has also acquired several organizations and companies in recent years.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-07share offering or dilution eventrecentOpen filing ↗“…See Note 5 - Fair Value Measurements for further details. In conjunction with the debt exchanges (see Note 15 - Senior Notes…”
+1 more passage from the same document
- “…operations, or net income (loss) by the weighted-average number of common shares outstanding, after giving effect to all dilutive…”
- 2026-05-07listing compliance noticerecentOpen filing ↗“…5.50 % Senior Notes due March 31, 2026 (the “ 5.50 % 2026 Notes”). The redemption price was equal to 100 % of the aggregate…”
- 2026-05-07capital return (buybacks/dividends)recentOpen filing ↗“…Term Loan shall in no event 38 occur prior to March 31, 2027, thereby extending the earliest possible maturity date for the…”
+1 more passage from the same document
- “…statements of operations. The gain on the extinguishment of debt was comprised of a troubled debt restructuring gain of $ 2,704 ,…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 1,499)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Oct 1, 268-K ↗Current report · Completed an acquisition or disposal
- Sep 28, 2625-NSE ↗Delisting or deregistration
- Sep 11, 26SCHEDULE 13G ↗Passive stake
- Sep 10, 26Form 3 ↗Insider transaction
- Aug 28, 26SCHEDULE 13D ↗Stake with intent to influence
- Aug 28, 268-K ↗Current report · A senior executive left or was appointed
- Aug 14, 26SCHEDULE 13G/A ↗Passive stake · amendment
- Aug 13, 268-K ↗Current report · Entered a material agreement
- Aug 7, 26SCHEDULE 13G ↗Passive stake
- Aug 6, 2610-Q ↗Quarterly report
- Aug 6, 268-K ↗Current report · Results
- Jul 2, 268-K ↗Current report · A senior executive left or was appointed
- Jul 1, 26Form 3 ↗Insider transaction
- Jun 16, 26Form 144 ↗Notice of proposed sale
- Jun 15, 268-K ↗Current report · Communication to the market
- Jun 9, 268-K ↗Current report · Sold unregistered shares
- May 27, 26SCHEDULE 13D/A ↗Stake with intent to influence · amendment
- May 26, 268-K ↗Current report · Shareholder vote results
- May 15, 26SCHEDULE 13G/A ↗Passive stake · amendment
- May 15, 26Form 4 ↗Insider transaction
- May 15, 26SCHEDULE 13G/A ↗Passive stake · Oaktree Capital Holdings, LLC · 4.7% · event on Mar 31, 26 · amendment
- May 13, 26Form 144/A ↗Notice of proposed sale · amendment
1,499 filings on record, the oldest from Jul 17, 09.
Listing the 25 most recent filings of the 1,499 on record.
1614846
- Oct 1, 26Completed an acquisition or disposal+3 more in the same filing8-K 2.01 ↗
- Aug 28, 26A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Aug 13, 26Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Jul 2, 26A senior executive left or was appointed8-K 5.02 ↗
- Jun 9, 26Sold unregistered shares8-K 3.02 ↗
- Apr 9, 26A senior executive left or was appointed8-K 5.02 ↗
- Mar 12, 26Sold unregistered shares+3 more in the same filing8-K 3.02 ↗
- Mar 3, 26A material agreement was terminated+1 more in the same filing8-K 1.02 ↗
- Jan 20, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jan 13, 26Completed an acquisition or disposal+1 more in the same filing8-K/A 2.01 ↗
- Nov 28, 25Listing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
- Nov 19, 25Listing notice (8-K 3.01)8-K 3.01 ↗
10 older filings not shown · The record reaches back to Jul 30, 09.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Oct 6, 25Listing notice (8-K 3.01)+2 more in the same filing · nominal item 3.01: the filing covers another matter8-K 3.01 ↗
- Aug 22, 25Listing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
- Jun 6, 25Listing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
- May 28, 25Listing notice (8-K 3.01)+5 more in the same filing8-K 3.01 ↗
- Apr 4, 25Write-down of assets+3 more in the same filing8-K 2.06 ↗
- Apr 8, 24Cybersecurity incident (8-K 1.05)8-K 1.05 ↗
- Mar 16, 23Past accounts declared unreliable and being restated8-K 4.02 ↗
- Jan 4, 19A debt obligation was accelerated8-K 2.04 ↗
The full record holds 16 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13D: stake and stated purpose
Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.
- Bryant R. Riley20.1%Mar 19, 26SCHEDULE 13D/A ↗3 earlier filings
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- DANIEL ASHER6.5%Apr 15, 26SCHEDULE 13G ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
- BlackRock, Inc.4.8%Mar 31, 25SCHEDULE 13G/A ↗1 earlier filing
- Oaktree Capital Holdings, LLC4.7%Mar 31, 26SCHEDULE 13G/A ↗7 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
- G1 Execution Services, LLC4.0%Dec 31, 25SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
- GROUP ONE TRADING LLC2.8%Mar 31, 25SCHEDULE 13G ↗1 earlier filing
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Stock compensation, tax and giftsshow the 37 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Jun 30, 26Tax$23KAlan N Forman↗
- Jun 16, 26Giftamount n/aTHOMAS J /ADV KELLEHERCo-CEO↗
- Apr 13, 26Tax$27KAlan N FormanEVP, General Counsel, Sec↗
- Apr 13, 26Tax$162KTHOMAS J /ADV KELLEHERCo-CEO↗
- Apr 13, 26Tax$35KHOWARD WEITZMANSVP, Chief Accounting Officer↗
- Apr 13, 26Tax$123KBRYANT R RILEYChairman and Co-CEO↗
- Apr 3, 26Compensationamount n/aRANDALL E PAULSON↗
- Apr 3, 26Compensationamount n/aRANDALL E PAULSON↗
- Apr 3, 26Compensationamount n/aRANDALL E PAULSON↗
- Apr 3, 26Compensationamount n/aMarian Walters↗
- Apr 3, 26Compensationamount n/aMarian Walters↗
- Apr 3, 26Compensationamount n/aMarian Walters↗
- Apr 3, 26Compensationamount n/aAgostino Robert P D↗
- Apr 3, 26Compensationamount n/aAgostino Robert P D↗
- Apr 3, 26Compensationamount n/aAgostino Robert P D↗
- Apr 3, 26Compensationamount n/aROBERT L ANTIN↗
- Apr 3, 26Compensationamount n/aROBERT L ANTIN↗
- Apr 3, 26Compensationamount n/aROBERT L ANTIN↗
- Apr 3, 26Compensationamount n/aRenee E Labran↗
- Apr 3, 26Compensationamount n/aRenee E Labran↗
- Apr 3, 26Compensationamount n/aRenee E Labran↗
- Apr 3, 26Compensationamount n/aTamara Sue Brandt↗
- Apr 3, 26Compensationamount n/aTamara Sue Brandt↗
- Apr 3, 26Compensationamount n/aTamara Sue Brandt↗
- Jun 3, 25Compensationamount n/aScott YessnerExecutive VP and CFO↗
- Jun 2, 25Other$4KAlan N FormanEVP, General Counsel, Sec↗
- Jun 2, 25Other$43KTHOMAS J /ADV KELLEHERCo-CEO↗
- Jun 2, 25Other$3KHOWARD WEITZMANSVP, Chief Accounting Officer↗
- Jun 2, 25Other$22KAndrew MooreCEO B. Riley Securities, Inc.↗
- Jun 2, 25Other$22KPhillip J. AhnCFO & Chief Operating Officer↗
- Jun 2, 25Other$43KBRYANT R RILEYChairman and Co-CEO↗
- Mar 14, 25Other$43KAlan N FormanEVP, General Counsel, Sec↗
- Mar 14, 25Other$40KHOWARD WEITZMANSVP, Chief Accounting Officer↗
- Mar 14, 25Other$92KPhillip J. AhnCFO & Chief Operating Officer↗
- Mar 14, 25Other$96KAndrew MooreCEO B. Riley Securities, Inc.↗
- Mar 14, 25Other$183KTHOMAS J /ADV KELLEHERCo-CEO↗
- Mar 14, 25Other$183KBRYANT R RILEYChairman and Co-CEO↗
The full record holds 167 transactions and goes back to Apr 14, 22.
Its sector and its market
BRC Group Holdings, Inc. among Financials companies
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- SEC records
- 1,499 documents on file, from Jul 17, 2009 to Oct 1, 2026.
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- Wikipedia, read on Sep 3, 2026.
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- Generated on Oct 19, 2026; refreshed through the day.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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