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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Sep 23, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Sep 1, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Aug 28, 2026Reported sale · Form 4Bella Loykhter Allaire, Chief Admin Officer · $1.3MOpen the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record3,2486 flagged findings
Reported transactions (Form 4)80since Dec 15, 2025 · and 40 other holdings
Corporate events (8-K)30since Oct 1, 2019
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
Raymond James Financial, Inc. is an American multinational independent investment bank and financial services company providing financial services to individuals, corporations, and municipalities through its subsidiary companies that engage primarily in investment and financial planning, in addition to investment banking and asset management. The company is headquartered in St. Petersburg, Florida.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-06capital return (buybacks/dividends)recentOpen filing ↗“…March 31, 2026 1,166,753 $ 149.90 1,157,532 $1,501 Second quarter 2,593,344 $ 155.31 2,574,307 Fiscal year-to-date total 5,146,629 $…”
+1 more passage from the same document
- “…certain of our share-based compensation programs, some of which may be reissued out of treasury shares. See Note 21 of this Form…”
- 2026-05-06bank capital and credit cost contextrecentOpen filing ↗“…six months ended March 31, 2026, a certain loan was reassigned from the REIT loan portfolio to the CRE loan portfolio based on…”
+1 more passage from the same document
- “…March 31, 2026, primarily resulting from a $ 5 million bank loan provision for credit losses, offset by net charge-offs. The…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 3,248)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Sep 23, 268-K ↗Current report · Communication to the market
- Sep 1, 268-K ↗Current report · A senior executive left or was appointed
- Aug 31, 26Form 4 ↗Insider transaction
- Aug 28, 26Form 144 ↗Notice of proposed sale
- Aug 19, 268-K ↗Current report · Communication to the market
- Aug 5, 2610-Q ↗Quarterly report
- Jul 29, 26Form 4 ↗Insider transaction
- Jul 28, 26Form 144 ↗Notice of proposed sale
- Jul 28, 26Form 4 ↗Insider transaction
- Jul 27, 26Form 144 ↗Notice of proposed sale
- Jul 22, 268-K ↗Current report · Results
- Jun 26, 26Form 3 ↗Insider transaction
- Jun 24, 268-K ↗Current report · Communication to the market
- May 27, 268-K ↗Current report · Communication to the market
- May 20, 268-K ↗Current report · Communication to the market
- May 19, 268-K ↗Current report · Communication to the market
- May 6, 2610-Q ↗Quarterly report
- Apr 30, 26SCHEDULE 13G ↗Passive stake · Vanguard Capital Management · 6.6% · event on Mar 31, 26
- Apr 22, 268-K ↗Current report · Results
- Mar 27, 26SCHEDULE 13G/A ↗Passive stake · amendment
- Mar 25, 268-K ↗Current report · Communication to the market
3,248 filings on record, the oldest from Feb 13, 95.
Listing the 25 most recent filings of the 3,248 on record.
3255
- Sep 1, 26A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Sep 23, 25Entered a material agreement+2 more in the same filing8-K 1.01 ↗
8 senior executive changes2023 – 2025show all 8hide
- May 23, 25A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Feb 26, 25A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- Feb 24, 25A senior executive left or was appointed+1 more in the same filing8-K/A 5.02 ↗
- Dec 9, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Sep 4, 24A senior executive left or was appointed8-K 5.02 ↗
- May 24, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Mar 20, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Dec 5, 23A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Apr 12, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
4 senior executive changes2022 – 2023show all 4hide
- Apr 4, 23A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Mar 1, 23A senior executive left or was appointed+4 more in the same filing8-K 5.02 ↗
- Dec 19, 22A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Dec 2, 22A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- Jun 1, 22Completed an acquisition or disposal+5 more in the same filing8-K 2.01 ↗
- Dec 7, 21A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- Oct 26, 21Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Apr 22, 21Entered a material agreement+1 more in the same filing8-K 1.01 ↗
8 senior executive changes2019 – 2021show all 8hide
- Feb 23, 21A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Dec 15, 20A senior executive left or was appointed8-K 5.02 ↗
- Dec 2, 20A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Aug 27, 20A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Aug 14, 20A senior executive left or was appointed8-K 5.02 ↗
- Feb 24, 20A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- Dec 19, 19A senior executive left or was appointed8-K 5.02 ↗
- Oct 1, 19A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
The record reaches back to Oct 15, 04.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- Vanguard Capital Management6.6%Mar 31, 26SCHEDULE 13G ↗
- PRIMECAP MANAGEMENT CO/CA/4.7%Mar 31, 25SCHEDULE 13G/A ↗
- Wellington Management Group LLP4.7%Jun 30, 25SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum.
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Aug 28, Allaire Bella Loykhter filed notice of intent to sell up to $1.3M.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $1.3M on Aug 28, per their Form 4. That is 100% of the shares announced so far, and the window is still open.
View notice (Form 144) ↗+2 more recent notices · 2 with a later sale
- Aug 28, 26Sell$1.3MBella Loykhter AllaireChief Admin Officer↗
- Jul 28, 26Sell$1.8MTashtego S ElwynPresident, PCG↗
- Jul 27, 26Sell$998KSteven M RaneyExecutive Chair RJBank↗
- Mar 19, 26Sell$4.2MBella Loykhter AllaireChief Admin Officer↗
- Feb 4, 26Sell$767KJonathan N SantelliEVP, General Counsel↗
- Dec 15, 25Sell$3.3MPAUL C REILLYExecutive Chair↗
Stock compensation, tax and giftsshow the 34 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Aug 20, 26Giftamount n/aTarek HelalChief Strategy Officer↗
- Aug 20, 26Giftamount n/aTarek HelalChief Strategy Officer↗
- Aug 18, 26Giftamount n/aScott A CurtisChief Operating Officer↗
- Feb 28, 26Compensationamount n/aChristopher S AisenbreyChief Human Resources Officer↗
- Feb 28, 26Tax$20KChristopher S AisenbreyChief Human Resources Officer↗
- Feb 24, 26Giftamount n/aJeffrey N Edwards↗
- Feb 24, 26Giftamount n/aJeffrey N Edwards↗
- Feb 19, 26Compensationamount n/aMark W Begor↗
- Feb 19, 26Compensationamount n/aMARLENE DEBEL↗
- Feb 19, 26Compensationamount n/aJeffrey N Edwards↗
- Feb 19, 26Compensationamount n/aBenjamin Esty↗
- Feb 19, 26Compensationamount n/aART A GARCIA↗
- Feb 19, 26Compensationamount n/aAnne Gates↗
- Feb 19, 26Compensationamount n/aRODERICK C MCGEARY↗
- Feb 19, 26Compensationamount n/aRAYMOND W MCDANIEL↗
- Feb 19, 26Compensationamount n/aRaj Seshadri↗
- Feb 19, 26Compensationamount n/aCecily Mistarz↗
- Feb 19, 26Compensationamount n/aCecily Mistarz↗
- Feb 19, 26Compensationamount n/aCecily Mistarz↗
- Feb 19, 26Compensationamount n/aCecily Mistarz↗
- Jan 30, 26Giftamount n/aJeffrey N Edwards↗
- Jan 30, 26Giftamount n/aJeffrey N Edwards↗
- Dec 30, 25Giftamount n/aTarek HelalChief Strategy Officer↗
- Dec 30, 25Giftamount n/aTarek HelalChief Strategy Officer↗
- Dec 30, 25Giftamount n/aTarek HelalChief Strategy Officer↗
- Dec 15, 25Compensationamount n/aPAUL C REILLYExecutive Chair↗
- Dec 15, 25Compensationamount n/aPAUL C REILLYExecutive Chair↗
- Dec 15, 25Compensationamount n/aPAUL C REILLYExecutive Chair↗
- Dec 15, 25Tax$435KPAUL C REILLYExecutive Chair↗
- Dec 15, 25Tax$1.9MPAUL C REILLYExecutive Chair↗
- Dec 15, 25Tax$3.3MPAUL C REILLYExecutive Chair↗
- Dec 15, 25Tax$3.7MPAUL C REILLYExecutive Chair↗
- Dec 15, 25Giftamount n/aPAUL C REILLYExecutive Chair↗
- Dec 15, 25Tax$6.5MPAUL C REILLYExecutive Chair↗
The full record holds 571 transactions and goes back to Feb 21, 14.
Its sector and its market
Raymond James Financial Inc. among Financials companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
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Coverage
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Where each figure comes from and how far it reaches.
- Prices
- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 3,248 documents on file, from Feb 13, 1995 to Sep 23, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Are the prices real time?
No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.
Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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