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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Oct 9, 2026Reported purchase · Form 4Christian L Oberbeck, CEO and Director · $222.5KOpen the filing ↗
- Oct 9, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Oct 8, 2026Reported purchase · Form 4Christian L Oberbeck, CEO and Director · $223.4KOpen the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record5316 flagged findings
Reported transactions (Form 4)29since Mar 21, 2023
Corporate events (8-K)30since Apr 14, 2023
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-05share offering or dilution eventrecentOpen filing ↗“…at an aggregate total of $28.75 million. The net proceeds, after deducting underwriting commissions of $1.15 million and…”
+1 more passage from the same document
- “…Distribution Agreement”) with Ladenburg Thalmann & Co. Inc. (“Ladenburg”) and Compass Point Research and Trading, LLC (“Compass…”
- 2026-05-05capital return (buybacks/dividends)recentOpen filing ↗“…of year-to-date sales or year-to-date purchases over the average of the invested assets at fair value. (8) The Manager agreed to…”
+1 more passage from the same document
- “…public, less underwriting fees, was less than net asset value per share. 62 On September 24, 2014, the Company announced the…”
- 2026-03-13share offering or dilution eventrecentOpen filing ↗“…indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or…”
+1 more passage from the same document
- “…the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting…”
- 2026-03-13share offering or dilution eventrecentOpen filing ↗“…We may also use a portion of the net proceeds to reduce any of our outstanding borrowings (which will be subject to…”
+1 more passage from the same document
- “…primarily in high quality, short-term debt securities consistent with our BDC election and our election to be treated as a RIC.…”
- 2026-03-13capital return (buybacks/dividends)recentOpen filing ↗“…including an undertaking to pay the expenses of the meeting. If no request for a meeting is made, the corporation may itself…”
+1 more passage from the same document
- “…stockholder meeting. If voting rights are not approved at the meeting or if the acquiring person does not deliver an acquiring…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 531)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Oct 13, 26Form 4 ↗Insider transaction new
- Oct 9, 268-K ↗Current report · Entered a material agreement
- Oct 6, 268-K ↗Current report · Results
- Oct 6, 2610-Q ↗Quarterly report
- Sep 24, 268-K ↗Current report · Entered a material agreement
- Sep 23, 268-K ↗Current report · Shareholder vote results
- Sep 18, 268-K ↗Current report · A senior executive left or was appointed
- Sep 18, 2625-NSE ↗Delisting or deregistration
- Sep 10, 26Form 4 ↗Insider transaction
- Aug 26, 268-K ↗Current report · Entered a material agreement
- Aug 19, 268-K ↗Current report · Took on a new financial obligation
- Aug 19, 26Form 4 ↗Insider transaction
- Aug 6, 268-K ↗Current report · A senior executive left or was appointed
- Aug 5, 26Form 3 ↗Insider transaction
- Aug 5, 26DEF 14A ↗Shareholder meeting and votes
- Jul 23, 26Form 4 ↗Insider transaction
- Jul 7, 268-K ↗Current report · Results
- Jul 7, 2610-Q ↗Quarterly report
- May 5, 268-K ↗Current report · Results
- May 5, 2610-K ↗Annual report
- Apr 14, 268-K ↗Current report · Entered a material agreement
- Mar 13, 268-K ↗Current report · Entered a material agreement
- Feb 6, 268-K ↗Current report · Entered a material agreement
- Jan 30, 268-K ↗Current report · Entered a material agreement
- Jan 30, 26Form 4 ↗Insider transaction
531 filings on record, the oldest from Apr 3, 07.
Listing the 25 most recent filings of the 531 on record.
9212
- Oct 9, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Sep 24, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Sep 18, 26A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Aug 26, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Aug 19, 26Took on a new financial obligation+3 more in the same filing8-K 2.03 ↗
- Aug 6, 26A senior executive left or was appointed8-K 5.02 ↗
8 material agreements entered2024 – 2026show all 8hide
- Apr 14, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Mar 13, 26Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Feb 6, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jan 30, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jan 27, 26Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Nov 7, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Jun 17, 24Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- May 15, 24Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Mar 28, 24Took on a new financial obligation+2 more in the same filing8-K 2.03 ↗
3 material agreements entered2023show all 3hide
- Jul 19, 23Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Jul 10, 23Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Apr 14, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
The record reaches back to Apr 16, 07.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Stock compensation, tax and giftsshow the 26 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Sep 9, 26Otheramount n/aChristian L OberbeckCEO and Director↗
- Aug 18, 26Otheramount n/aChristian L OberbeckCEO and Director↗
- Jul 22, 26Otheramount n/aChristian L OberbeckCEO and Director↗
- Jan 29, 26Giftamount n/aChristian L OberbeckCEO and Director↗
- Dec 19, 25Giftamount n/aChristian L OberbeckCEO and Director↗
- Dec 11, 25Giftamount n/aChristian L OberbeckCEO and Director↗
- Dec 11, 25Giftamount n/aChristian L OberbeckCEO and Director↗
- Dec 11, 25Giftamount n/aChristian L OberbeckCEO and Director↗
- Sep 23, 25Otheramount n/aChristian L OberbeckCEO and Director↗
- Jul 31, 25Otheramount n/aChristian L OberbeckCEO and Director↗
- Jul 30, 25Otheramount n/aChristian L OberbeckCEO & Director↗
- Jul 29, 25Otheramount n/aHenri J SteenkampCFO, CCO, Treasurer and Sec.↗
- Jul 29, 25Otheramount n/aChristian L OberbeckCEO & Director↗
- Dec 2, 24Giftamount n/aChristian L OberbeckCEO and Director↗
- Dec 2, 24Giftamount n/aChristian L OberbeckCEO and Director↗
- Dec 2, 24Giftamount n/aChristian L OberbeckCEO and Director↗
- Nov 5, 24Otheramount n/aChristian L OberbeckCEO and Director↗
- Oct 7, 24Otheramount n/aChristian L OberbeckCEO and Director↗
- Aug 13, 24Otheramount n/aChristian L OberbeckCEO and Director↗
- Aug 12, 24Otheramount n/aChristian L OberbeckCEO and Director↗
- Aug 12, 24Otheramount n/aHenri J SteenkampCFO, CCO, Treasurer and Sec.↗
- Dec 13, 23Giftamount n/aChristian L OberbeckCEO and Director↗
- Dec 13, 23Giftamount n/aChristian L OberbeckCEO and Director↗
- Dec 13, 23Giftamount n/aChristian L OberbeckCEO and Director↗
- Aug 16, 23Otheramount n/aChristian L OberbeckCEO, President and Director↗
- Mar 21, 23Otheramount n/aChristian L OberbeckCEO and Director↗
The full record holds 29 transactions and goes back to Mar 21, 23.
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- 250 clean closes in the period.
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- 531 documents on file, from Apr 3, 2007 to Oct 13, 2026.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
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