SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

SIEB

Siebert Financial Corp.
NASDAQFinancials

Latest close: 1.95 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 25, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Aug 11, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
  3. May 28, 2026Reported purchase · Form 4Richard Gebbia · $27.9KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record5939 flagged findings
Reported transactions (Form 4)41since May 22, 2023 · and 38 other holdings
Corporate events (8-K)30since Jul 28, 2020

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-03-30capital return (buybacks/dividends)recentOpen filing ↗
    “…Net income — — — — — 13,286,000 13,286,000 17,000 13,303,000 Balance – December 31, 2024 41,120,936 $ 412,000 1,000,000 $ (…”
    +1 more passage from the same document
    • “…) — Media production cost ( 442,000 ) — Transaction with J2 Financial — ( 35,000 ) Cash paid in a business acquisition, net of cash…”
  • 2026-03-30Department of Justice inquiryrecentOpen filing ↗
    “…SEC’s regulations and interpretations thereunder, is a highly prescriptive regulatory statute. The SEC is authorized to institute…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 593)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 8, 26DEFA14A ↗Shareholder meeting and votes
  • Oct 8, 26DEF 14A ↗Shareholder meeting and votes
  • Insider transaction · 5 Form 4 filingsshow all 5hide
  • Sep 25, 268-K ↗Current report · A senior executive left or was appointed
  • Insider transaction · 5 Form 4 filingsshow all 5hide
  • Aug 28, 26SCHEDULE 13D/A ↗Stake with intent to influence · Gloria E. Gebbia · 42.0% · event on Aug 26, 26 · amendment
  • Insider transaction · 5 Form 4 filingsshow all 5hide
  • Aug 11, 2610-Q ↗Quarterly report
  • May 15, 2610-Q ↗Quarterly report
  • Mar 30, 2610-K ↗Annual report
  • Insider transaction · 3 Form 4 filingsshow all 3hide

593 filings on record, the oldest from Aug 3, 95.

Listing the 25 most recent filings of the 593 on record.

8-Ks, explained

Stress5Structure42Governance22
  • Sep 25, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Oct 31, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jun 27, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Dec 19, 24StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Aug 20, 24StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Jul 26, 24GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • May 16, 24GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Apr 24, 24StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • Jan 24, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jan 12, 24StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Dec 20, 23StructureA material agreement was terminated+4 more in the same filing8-K 1.02 ↗
  • Jul 14, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗

11 older filings not shown · The record reaches back to Sep 12, 05.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

The full record holds 5 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Gloria E. Gebbia42.0%Aug 26, 26SCHEDULE 13D/A ↗6 co-filers on this document — the figure is the largest single stake, not their sum. · 6 earlier filings

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • May 28, 26Buy$28KRichard Gebbia↗
Stock compensation, tax and giftsshow the 39 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 28, 26Giftamount n/aRichard Gebbia↗
  • Sep 28, 26Giftamount n/aJohn M. Gebbia↗
  • Sep 28, 26Giftamount n/aDavid Gebbia↗
  • Sep 2, 26Giftamount n/aGloria E Gebbia↗
  • Sep 2, 26Giftamount n/aJohn J GebbiaCEO↗
  • Aug 26, 26Giftamount n/aGloria E Gebbia↗
  • Aug 26, 26Giftamount n/aJohn J GebbiaCEO↗
  • Mar 9, 26Giftamount n/aGloria E Gebbia↗
  • Mar 9, 26Giftamount n/aJohn J GebbiaCEO↗
  • Jan 20, 26Giftamount n/aJohn J GebbiaCEO↗
  • Jan 20, 26Giftamount n/aDavid Gebbia↗
  • Jan 20, 26Otheramount n/aDavid Gebbia↗
  • Jan 20, 26Giftamount n/aGloria E Gebbia↗
  • Jan 20, 26Giftamount n/aJohn M. Gebbia↗
  • Jan 20, 26Giftamount n/aJohn M. Gebbia↗
  • Jan 20, 26Otheramount n/aJohn M. Gebbia↗
  • Jan 20, 26Giftamount n/aRichard Gebbia↗
  • Jan 20, 26Otheramount n/aRichard Gebbia↗
  • Nov 20, 25Giftamount n/aGloria E Gebbia↗
  • Nov 20, 25Giftamount n/aRichard Gebbia↗
  • Nov 20, 25Otheramount n/aRichard Gebbia↗
  • Nov 20, 25Giftamount n/aJohn J GebbiaCEO↗
  • Nov 20, 25Giftamount n/aAndrew H ReichEVP, COO CFO and Secretary↗
  • Nov 20, 25Giftamount n/aDavid Gebbia↗
  • Nov 20, 25Otheramount n/aDavid Gebbia↗
  • Nov 20, 25Giftamount n/aJohn M. Gebbia↗
  • Nov 20, 25Otheramount n/aJohn M. Gebbia↗
  • Jul 28, 25Giftamount n/aCHARLES ZABATTA↗
  • Jul 28, 25Giftamount n/aCHARLES ZABATTA↗
  • Jun 11, 25Otheramount n/aDavid Gebbia↗
  • Jun 11, 25Otheramount n/aDavid Gebbia↗
  • Jun 11, 25Otheramount n/aRichard Gebbia↗
  • Jun 11, 25Otheramount n/aRichard Gebbia↗
  • Jun 11, 25Otheramount n/aJohn M. Gebbia↗
  • Jun 11, 25Otheramount n/aJohn M. Gebbia↗
  • Jun 10, 25Otheramount n/aJohn J GebbiaCEO↗
  • Jun 10, 25Otheramount n/aGloria E Gebbia↗
  • Jun 10, 25Otheramount n/aGloria E Gebbia↗
  • May 27, 25Giftamount n/aRichard Gebbia↗

The full record holds 69 transactions and goes back to Apr 10, 23.

Its sector and its market

Siebert Financial Corp. among Financials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
593 documents on file, from Aug 3, 1995 to Oct 8, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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