Place it in its market
Seven layers of its region's market — rates, credit, stress, liquidity, regime, breadth and sectors — with historical precedents. Public example: Apple and ASML.
See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Sep 21, 2026Reported sale · Form 4Jeremy Rishel, Chief Technology Officer · $325.9KOpen the filing ↗
- Sep 21, 2026Reported sale · Form 4Kelli Keough, EVP, GBUL, SIPS · $173.3KOpen the filing ↗
- Sep 21, 2026Notice of sale · Form 144Kelli Keough · Officer · $524.4KOpen the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record95218 flagged findings
Reported transactions (Form 4)80since Jun 15, 2026 · and 22 other holdings
Corporate events (8-K)30since Jun 4, 2021
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
SoFi Technologies, Inc. is an American financial technology company. It was founded in 2011 to refinance student loans for Stanford University graduates. SoFi operates as a direct bank serving retail customers and businesses, and is the largest U.S.-based online lender. It has nearly 16 million customers as of 2026.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-07business pivot to crypto/bitcoinrecentOpen filing ↗“…therefore, we have not accrued any liabilities related to fines or penalties. 47 SoFi Technologies, Inc. TABLE OF CONTENTS SoFi…”
- 2026-05-07share offering or dilution eventrecentOpen filing ↗“…Financial Statements (Continued) (Unaudited) (In Thousands, Unless Otherwise Stated and Except for Share and Per Share Data) (9) As…”
+1 more passage from the same document
- “…(Unaudited) (In Thousands, Unless Otherwise Stated and Except for Share and Per Share Data) (9) As of March 31, 2026 and…”
- 2026-05-07capital return (buybacks/dividends)recentOpen filing ↗“…Consolidated Financial Statements (Continued) (Unaudited) (In Thousands, Unless Otherwise Stated and Except for Share and Per…”
+1 more passage from the same document
- “…$ — $ 1,113,022 Servicing assets recognized — 68,625 Repurchase liabilities recognized — ( 1,280 ) Total consideration — 1,180,367…”
- 2026-05-07merger or acquisition eventrecentOpen filing ↗“…Accounting Principles ASU : Accounting Standards Update GLBA : Gramm-Leach-Bliley Act BHCA : Bank Holding Company Act of 1956,…”
- 2026-02-17business pivot to crypto/bitcoinrecentOpen filing ↗“…risks associated with digital assets. The laws and regulations governing digital assets are rapidly evolving and increasing in…”
+1 more passage from the same document
- “…SAB 122 must be applied retrospectively for annual periods beginning after December 15, 2024, with early adoption permitted in…”
- 2026-02-17share offering or dilution eventrecentOpen filing ↗“…and compromises could have an adverse effect on our business and systems, harm our brand and our reputation and expose us to…”
+1 more passage from the same document
- “…our reputation and expose us to liability. Efforts to prevent and respond to these attacks and incidents are costly ” for…”
- 2026-02-17listing compliance noticerecentOpen filing ↗“…artificial intelligence (“AI”) in products or business processes; Risks Related to Ownership of Our Securities • volatility in the…”
+1 more passage from the same document
- “…products, or technologies and issue equity securities to pay for any such acquisition or investment. Any such issuances of…”
- 2026-02-17capital return (buybacks/dividends)recentOpen filing ↗“…manage such functions in accordance with all applicable requirements, including through human errors, technology errors, negligence,…”
+1 more passage from the same document
- “…within the first thirty to sixty days following origination of the loan. Any significant increase in our obligation to…”
3 older entries not shown
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 952)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
Notice of proposed sale · 2 Form 144 filingsshow all 2hide
- Sep 21, 26Form 144 ↗Notice of proposed sale
- Sep 21, 26Form 144 ↗Notice of proposed sale
Insider transaction · 7 Form 4 filingsshow all 7hide
Notice of proposed sale · 5 Form 144 filingsshow all 5hide
- Sep 15, 26Form 144 ↗Notice of proposed sale
- Sep 15, 26Form 144 ↗Notice of proposed sale
- Sep 15, 26Form 144 ↗Notice of proposed sale
- Sep 15, 26Form 144 ↗Notice of proposed sale
- Sep 15, 26Form 144 ↗Notice of proposed sale
Notice of proposed sale · 2 Form 144 filingsshow all 2hide
- Aug 18, 26Form 144 ↗Notice of proposed sale
- Aug 18, 26Form 144 ↗Notice of proposed sale
- Aug 6, 2610-Q ↗Quarterly report
- Jul 29, 268-K ↗Current report · Results
952 filings on record, the oldest from Sep 18, 20.
Listing the 25 most recent filings of the 952 on record.
22118
5 senior executive changes2024 – 2026show all 5hide
- Jan 9, 26A senior executive left or was appointed8-K 5.02 ↗
- Dec 4, 25A senior executive left or was appointed8-K 5.02 ↗
- Mar 27, 25A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Jan 10, 25A senior executive left or was appointed8-K 5.02 ↗
- Jul 3, 24A senior executive left or was appointed8-K 5.02 ↗
- Mar 26, 24Entered a material agreement+1 more in the same filing8-K/A 1.01 ↗
- Mar 26, 24A senior executive left or was appointed8-K 5.02 ↗
- Mar 8, 24A senior executive left or was appointed8-K 5.02 ↗
- Mar 8, 24Entered a material agreement+3 more in the same filing8-K 1.01 ↗
3 senior executive changes2023 – 2024show all 3hide
- Feb 8, 24A senior executive left or was appointed8-K 5.02 ↗
- Jan 31, 24A senior executive left or was appointed8-K 5.02 ↗
- Dec 14, 23A senior executive left or was appointed8-K 5.02 ↗
- May 3, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Sep 28, 22A senior executive left or was appointed8-K 5.02 ↗
- Apr 6, 22A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Mar 3, 22Sold unregistered shares+2 more in the same filing8-K 3.02 ↗
3 material agreements entered2021 – 2022show all 3hide
- Feb 24, 22Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Oct 4, 21Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Jun 4, 21Entered a material agreement+8 more in the same filing8-K 1.01 ↗
The record reaches back to Nov 16, 20.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- May 18, 21Listing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
- Apr 22, 21Past accounts declared unreliable and being restated+1 more in the same filing8-K 4.02 ↗
The full record holds 2 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- Vanguard Capital Management5.3%Mar 31, 26SCHEDULE 13G ↗
- BlackRock, Inc.5.1%Mar 31, 26SCHEDULE 13G ↗
- JPMORGAN CHASE & CO.3.7%Jan 30, 26SCHEDULE 13G/A ↗1 earlier filing
- JANE STREET GROUP, LLC2.6%Sep 30, 25SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Sep 21, Kelli Keough filed notice of intent to sell up to $524K. It is filed under a scheduled plan (10b5-1), arranged in advance.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $173K on Sep 21, per their Form 4. That is 33% of the shares announced so far, and the window is still open.
View notice (Form 144) ↗+9 more recent notices · 2 with a later sale
- Sep 21, 26Sell$326KJeremy RishelChief Technology Officer↗
- Sep 21, 26Sell$173KKelli KeoughEVP, GBUL, SIPS↗
- Aug 20, 26Sell$203KKelli KeoughEVP, GBUL, SIPS↗
- Jul 20, 26Sell$188KKelli KeoughEVP, GBUL, SIPS↗
- Jun 22, 26Sell$190KKelli KeoughEVP, GBUL, SIPS↗
- Jun 18, 26Sell$21KRobert S LavetGeneral Counsel↗
- Jun 17, 26Sell$1.8MJeremy RishelChief Technology Officer↗
- Jun 16, 26Buy$251KAnthony NotoChief Executive Officer↗
Stock compensation, tax and giftsshow the 32 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Sep 15, 26Tax$249KRobert S LavetGeneral Counsel↗
- Sep 15, 26Tax$721KJeremy RishelChief Technology Officer↗
- Sep 15, 26Tax$205KArun PintoChief Risk Officer↗
- Sep 15, 26Tax$1.1MKelli KeoughEVP, GBUL, SIPS↗
- Sep 15, 26Tax$48KEric SchuppenhauerEVP GBUL Borrow↗
- Sep 14, 26Compensationamount n/aRobert S LavetGeneral Counsel↗
- Sep 14, 26Compensationamount n/aAnthony NotoChief Executive Officer↗
- Sep 14, 26Compensationamount n/aAnthony NotoChief Executive Officer↗
- Sep 14, 26Compensationamount n/aAnthony NotoChief Executive Officer↗
- Sep 14, 26Tax$3.3MAnthony NotoChief Executive Officer↗
- Sep 14, 26Compensationamount n/aChristopher LapointeCFO and PAO↗
- Sep 14, 26Compensationamount n/aChristopher LapointeCFO and PAO↗
- Sep 14, 26Compensationamount n/aChristopher LapointeCFO and PAO↗
- Sep 14, 26Tax$1.0MChristopher LapointeCFO and PAO↗
- Sep 14, 26Compensationamount n/aJeremy RishelChief Technology Officer↗
- Sep 14, 26Compensationamount n/aJeremy RishelChief Technology Officer↗
- Sep 14, 26Compensationamount n/aJeremy RishelChief Technology Officer↗
- Sep 14, 26Compensationamount n/aArun PintoChief Risk Officer↗
- Sep 14, 26Compensationamount n/aArun PintoChief Risk Officer↗
- Sep 14, 26Compensationamount n/aKelli KeoughEVP, GBUL, SIPS↗
- Sep 14, 26Compensationamount n/aKelli KeoughEVP, GBUL, SIPS↗
- Sep 14, 26Compensationamount n/aKelli KeoughEVP, GBUL, SIPS↗
- Sep 14, 26Compensationamount n/aKelli KeoughEVP, GBUL, SIPS↗
- Sep 14, 26Compensationamount n/aEric SchuppenhauerEVP GBUL Borrow↗
- Aug 18, 26Tax$452KArun PintoChief Risk Officer↗
- Aug 18, 26Tax$427KEric SchuppenhauerEVP GBUL Borrow↗
- Aug 17, 26Compensationamount n/aArun PintoChief Risk Officer↗
- Aug 17, 26Compensationamount n/aEric SchuppenhauerEVP GBUL Borrow↗
- Jun 17, 26Compensationamount n/aRobert S LavetGeneral Counsel↗
- Jun 17, 26Compensationamount n/aGary Meltzer↗
- Jun 16, 26Tax$263KRobert S LavetGeneral Counsel↗
- Jun 16, 26Tax$2.7MJeremy RishelChief Technology Officer↗
The full record holds 444 transactions and goes back to Aug 18, 21.
Its sector and its market
SoFi Technologies, Inc. among Financials companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
Browse its neighbours
Other Financials companies
With an account you also get
- The four engines — growth, trend, risk and context — each with its word and its score.
- The risk band and the sector phase.
- The company's fundamentals and accounts.
- Watchlist: your list of companies, with the «since you follow it» figure.
The research continues
The profile tells the story. The market sets the scene.
From SoFi Technologies, Inc., the path continues in the other areas. Each one is shown with its own example, named in its step.
See what deserves a closer look
Every morning Radar screens the covered companies through a lens and explains why each candidate made the list. Public example: the lists from Aug 11, 2026.
See how Radar works →Keep the why
Follow SoFi Technologies, Inc. in the Watchlist and review what changed since you added it: context, notices and filings. Written theses are coming soon. Public example: Apple.
See an example review →
Coverage
What sits behind this page.
Where each figure comes from and how far it reaches.
- Prices
- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 952 documents on file, from Sep 18, 2020 to Sep 23, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
Start at your own pace
Explore first. Go deeper with access.
Every company's public profile is open. The full reading — context, Radar, watchlist — is inside, in an invitation-only beta.
Compare plans →- No account
This profile for every company we cover: closing prices with the record's facts on the curve, the SEC file in plain language, insider trades included, and links to its sector and exchange.
- Pro
What matters today, with its reason, is free with an account. Pro adds, in the profile, each company's notices and their explanation and the analysis of its insiders; in Radar, all the lenses, which notice each candidate carries, filters by notice type and «no dilution», and the cycle cohort filter; and in Watchlist, more companies and notice changes with their reason.
- Pro+
Adds the Lab: test a hypothesis on comparable cohorts before reusing it; and bring your lenses to Radar.
Are the prices real time?
No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.
Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
Before forming a view on a company,
read what is on record.
One close per session. The record in plain language. Its sector and its market one link away. Your judgment when deciding.