SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

TOP

Top Financial Group Ltd.
NASDAQFinancials

Latest close: 13.42 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 16, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Oct 14, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Oct 9, 2026Material event · 8-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record1199 flagged findings
Reported transactions (Form 4)0and 7 other holdings
Corporate events (8-K)6since Jul 13, 2026

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-07-13share offering or dilution eventrecentOpen filing ↗
    “…issuance and sale of 214,431,222 units (“Units”) of the Company, with each Unit consisting of (i) one Class A ordinary share of the…”
  • 2026-07-07share offering or dilution eventrecentOpen filing ↗
    “…aggregate of 2,000,000 Ordinary Shares at $ 2.75 per share, subject to adjustments thereunder, including a reduction in the exercise…”
  • 2026-07-07listing compliance noticerecentOpen filing ↗
    “…— Recent Sales of Unregistered Securities.” Nasdaq Minimum Bid Price Deficiency On April 28, 2026, the Company received a…”
    +1 more passage from the same document
    • “…Minimum Bid Price Deficiency On April 28, 2026, the Company received a notification from The Nasdaq Stock Market LLC that,…”
  • 2026-07-07reverse splitrecentOpen filing ↗
    “…Class A ordinary share of the Company (the “Warrants”), at a price per Unit of US$ 0.37308 (the “Offering”). On May 5, 2026, the…”
    +1 more passage from the same document
    • “…to US$20,000,000 (comprising 18,000,000,000 Class A Ordinary Shares and 2,000,000,000 Class B Ordinary Shares, each of par value…”
  • 2026-06-23share offering or dilution eventrecentOpen filing ↗
    “…to or through agents, underwriters or dealers or through a combination of such methods, including pursuant to standby…”
  • 2026-06-23listing compliance noticerecentOpen filing ↗
    “…and restated memorandum and articles of association of the Company to reflect such increase. Nasdaq Minimum Bid Price…”
    +1 more passage from the same document
    • “…with the minimum bid price requirement of $1.00 per share under Nasdaq Listing Rule 5550(a)(2), and providing notice of its…”
  • 2026-06-23capital return (buybacks/dividends)recentOpen filing ↗
    “…to time by the Nasdaq, the U.S. Securities and Exchange Commission, or by any other recognized stock exchange on which our…”
    +1 more passage from the same document
    • “…any redeemable shares) on such terms and in such manner as been approved by the directors or by an ordinary resolution of our…”
  • 2026-06-23reverse splitrecentOpen filing ↗
    “…a Report on Form 6-K disclosing that it had received a notification from the Listing Qualifications Department of The Nasdaq Stock…”
    +1 more passage from the same document
    • “…in our Class A Ordinary Shares that are not directly correlated to our business prospects, financial performance or other…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

Reverse splits in 5 years

1 reverse split in 5 years (1:5 on Aug 3, 2026) · 1:5 cumulative

The other times: of 818 securities that did their first reverse split in 5 years, a year later the median was worth 0.53× the price on the day of the split; 382 lost more than half and 209 rose (809 with a price a year later).

Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 119)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 16, 268-K ↗Current report · Communication to the market new
  • Oct 14, 268-K ↗Current report · Communication to the market new
  • Oct 13, 26Form 3 ↗Insider transaction new
  • Oct 9, 268-K ↗Current report · A senior executive left or was appointed
  • Oct 8, 26424B3 ↗Securities offering
  • Oct 1, 26F-1 ↗Securities offering
  • Sep 29, 268-K ↗Current report · A senior executive left or was appointed
  • Sep 21, 268-K ↗Current report · A senior executive left or was appointed
  • Sep 4, 268-K ↗Current report · Communication to the market
  • Aug 17, 2610-Q ↗Quarterly report
  • Aug 17, 26NT 10-Q ↗Late filing notice
  • Aug 4, 268-K ↗Current report · Communication to the market
  • Insider transaction · 7 Form 3 filingsshow all 7hide
  • Jul 31, 268-K ↗Current report · Change in shareholder rights · Bylaws or fiscal year change
  • Jul 30, 26SCHEDULE 13D ↗Stake with intent to influence · Junli Yang · 17.1% · event on Jul 12, 26
  • Jul 23, 268-K ↗Current report · Other events
  • Jul 20, 268-K ↗Current report · Sold unregistered shares
  • Jul 13, 268-K ↗Current report · Sold unregistered shares
  • Jul 7, 2610-K ↗Annual report

119 filings on record, the oldest from May 20, 21.

Listing the 25 most recent filings of the 119 on record.

8-Ks, explained

Structure3Governance3
  • Governance3 senior executive changes2026show all 3hide
    • Oct 9, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Sep 29, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Sep 21, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jul 20, 26StructureSold unregistered shares+2 more in the same filing8-K 3.02 ↗
  • Jul 13, 26StructureSold unregistered shares+2 more in the same filing8-K 3.02 ↗

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Junli Yang17.1%Jul 12, 26SCHEDULE 13D ↗2 co-filers on this document — the figure is the largest single stake, not their sum.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Its sector and its market

Top Financial Group Ltd. among Financials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

With an account you also get

  • The four engines — growth, trend, risk and context — each with its word and its score.
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The research continues

The profile tells the story. The market sets the scene.

From Top Financial Group Ltd., the path continues in the other areas. Each one is shown with its own example, named in its step.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
119 documents on file, from May 20, 2021 to Oct 16, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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Access by invitation while the beta lasts. Not advice: the profile shows what is on record; it does not recommend.