SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

ASTI

Ascent Solar Technologies Inc.
NASDAQInformation Technology

Latest close: 1.85 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 11, 2026Reported sale · Form 4Reynolds T. Forrest · $64.1KOpen the filing ↗
  2. Aug 27, 2026Reported sale · Form 4Reynolds T. Forrest · $15.5KOpen the filing ↗
  3. Aug 25, 2026Reported sale · Form 4Reynolds T. Forrest · $12.6KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record1,10320 flagged findings
Reported transactions (Form 4)72since Feb 3, 2023 · and 3 other holdings
Corporate events (8-K)30since Sep 15, 2023

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-08share offering or dilution eventrecentOpen filing ↗
    “…Stock has the right to one vote. As of March 31, 2026, the Company had 9,461,887 shares of Common Stock outstanding. The Company has…”
    +1 more passage from the same document
    • “…Common Stock outstanding. The Company has not declared or paid any dividends related to the Common Stock during the three months…”
  • 2026-05-08capital return (buybacks/dividends)recentOpen filing ↗
    “…4.7 filed with Amendment No. 3 to the Company’s Registration on Form S-1 (File no. 333-274231)) 4.8 Form of 2024 Placement…”
    +1 more passage from the same document
    • “…31, 2025. Item 2. Unregistered Sales of Equi ty Securities and Use of Proceeds There were no unregistered sales of equity securities…”
  • 2026-03-20share offering or dilution eventrecentOpen filing ↗
    “…stock that may be issued (i) upon the exercise or conversion of our derivative securities including convertible preferred stock and…”
    +1 more passage from the same document
    • “…warrants, and (ii) pursuant to new securities that we may issue in the future. We may issue substantial amounts of additional common…”
  • 2026-03-20listing compliance noticerecentOpen filing ↗
    “…to restore our compliance with Nasdaq’s listing requirements, but we can provide no assurance that any such action taken by us would…”
    +1 more passage from the same document
    • “…of $2,500,000 in stockholders’ equity for continued listing, and (ii) Nasdaq Listing Rule 5550(a)(2) which requires companies…”
  • 2026-03-20capital return (buybacks/dividends)recentOpen filing ↗
    “…comprised of other income of 18 approximately $541,000 for the reversal of liabilities related to the Flisom assets (see Note…”
    +1 more passage from the same document
    • “…4.7 filed with Amendment No. 3 to the Company’s Registration on Form S-1 (File no. 333-274231)) 4.8 Form of 2024 Placement…”
  • 2026-03-20reverse splitrecentOpen filing ↗
    “…the Company would issue a number of shares equal to the Conversion Amount divided by such Floor Price and, at its election (x)…”
    +1 more passage from the same document
    • “…Holder a number of shares of Common Stock with an aggregate value equal to the Outstanding Conversion Amount, with the value per…”
  • 2026-02-12share offering or dilution eventrecentOpen filing ↗
    “…the “Warrant Shares.” The Shares and Warrants (other than the 2025 Additional Private Placement Warrants) were issued to the Selling…”
    +1 more passage from the same document
    • “…five (5) years from the effective date of this Registration Statement. The Series B Warrants are immediately exercisable and will…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

Reverse splits in 5 years

2 reverse splits in 5 years (1:200 on Sep 12, 2023, 1:100 on Aug 15, 2024) · 1:20000 cumulative

The other times: of 247 securities that repeated a reverse split in 5 years, a year later the median was worth 0.10× the price on the day of the split; 189 lost more than half and 21 rose (243 with a price a year later).

Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 1,103)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Aug 10, 26SCHEDULE 13G/A ↗Passive stake · JANE STREET GROUP, LLC · 3.6% · event on Jun 30, 26 · amendment
  • Aug 6, 2610-Q ↗Quarterly report
  • Insider transaction · 7 Form 4 filingsshow all 7hide
  • Jun 26, 268-K ↗Current report · Other events
  • Jun 26, 26424B5 ↗Securities offering
  • Jun 24, 26SCHEDULE 13G ↗Passive stake · JANE STREET GROUP, LLC · 5.3% · event on Jun 17, 26
  • Jun 17, 268-K ↗Current report · A senior executive left or was appointed
  • Jun 12, 26SCHEDULE 13G/A ↗Passive stake · amendment
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • May 29, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • May 15, 26SCHEDULE 13G/A ↗Passive stake · Armistice Capital, LLC · 5.0% · event on Mar 31, 26 · amendment
  • May 13, 26SCHEDULE 13G/A ↗Passive stake · Mitchell P. Kopin · 5.0% · event on Mar 31, 26 · amendment
  • May 12, 26SCHEDULE 13G/A ↗Passive stake · Ryan Taylor · 9.9% · amendment
  • May 11, 26SCHEDULE 13G/A ↗Passive stake · Ayrton Capital LLC · 0.0% · event on Mar 31, 26 · amendment

1,103 filings on record, the oldest from Jul 12, 06.

Listing the 25 most recent filings of the 1,103 on record.

8-Ks, explained

Stress28Structure316Governance45
  • Jun 17, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Jan 26, 26StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Dec 31, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Dec 8, 25StructureSold unregistered shares+3 more in the same filing8-K 3.02 ↗
  • Jun 30, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • May 29, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Oct 23, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Aug 19, 24StressListing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
  • Aug 13, 24GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Jun 21, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Jun 14, 24StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Structure3 material agreements entered2024show all 3hide
    • May 16, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Apr 18, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Apr 12, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗

7 older filings not shown · The record reaches back to Nov 29, 06.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Mar 11, 24StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Dec 15, 23StressListing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
  • Oct 4, 23StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • Sep 15, 23StressListing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
  • Jul 31, 23StressListing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
  • May 30, 23StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • Mar 28, 23StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Apr 6, 11StressRestructuring plan with committed costs+2 more in the same filing8-K 2.05 ↗

The full record holds 28 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Ryan Taylor9.9%May 12, 26SCHEDULE 13G/A ↗1 earlier filing
  • Mitchell P. Kopin5.0%Mar 31, 26SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 3 earlier filings
  • Armistice Capital, LLC5.0%Mar 31, 26SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • JANE STREET GROUP, LLC3.6%Jun 30, 26SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • Ayrton Capital LLC0.0%Mar 31, 26SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 11, 26Sell$64KReynolds T. Forrest↗
  • Aug 27, 26Sell$16KReynolds T. Forrest↗
  • Aug 25, 26Sell$13KReynolds T. Forrest↗
  • Jun 2, 26Sell$47KReynolds T. Forrest↗
  • May 29, 26Sell$72KReynolds T. Forrest↗
  • Dec 30, 25Sell$2KReynolds T. Forrest↗
  • Dec 23, 25Sell$197KReynolds T. Forrest↗
  • Jul 2, 24Buy$6KDavid Theodore Peterson JR↗
  • Apr 12, 24Buy$2KPaul P. WarleyChief Executive Officer↗
  • Nov 1, 23Buy$3KReynolds T. Forrest↗
  • Oct 24, 23Buy$3KReynolds T. Forrest↗
  • Sep 28, 23Buy$50KGREGORY C THOMPSON↗

There are 6 more transactions in this stretch.

Stock compensation, tax and giftsshow the 17 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • May 29, 26Compensation$16KReynolds T. Forrest↗
  • May 29, 26Tax$16KReynolds T. Forrest↗
  • May 28, 26Compensation$16KReynolds T. Forrest↗
  • May 28, 26Tax$16KReynolds T. Forrest↗
  • May 22, 26Other$71KReynolds T. Forrest↗
  • Dec 15, 25Other$97KReynolds T. Forrest↗
  • Jan 1, 25Tax$152Bobby GulatiChief Operating Officer↗
  • Mar 31, 24Tax$2KBobby GulatiChief Operating Officer↗
  • Mar 31, 24Tax$2KJin H. JoChief Financial Officer↗
  • Mar 31, 24Tax$10KPaul P. WarleyChief Executive Officer↗
  • Mar 8, 24Compensation$10KPaul P. WarleyChief Executive Officer↗
  • Jan 17, 24Compensationamount n/aGREGORY C THOMPSON↗
  • Jan 17, 24Compensationamount n/aPaul P. WarleyChief Executive Officer↗
  • Jan 17, 24Compensationamount n/aDavid Theodore Peterson JR↗
  • Jan 17, 24Compensationamount n/aJin H. JoChief Financial Officer↗
  • Jan 17, 24Compensationamount n/aReynolds T. Forrest↗
  • Jan 17, 24Compensationamount n/aBobby GulatiChief Operating Officer↗

The full record holds 35 transactions and goes back to Feb 3, 23.

Its sector and its market

Ascent Solar Technologies Inc. among Information Technology companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
Series with incidents in the period; the chart shows what could be kept.
SEC records
1,103 documents on file, from Jul 12, 2006 to Sep 15, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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