SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

AWR

American States Water Co.
NYSEUtilities

Latest close: 83.45 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 4, 2026Reported sale · Form 4DIANA M BONTA · $48.5KOpen the filing ↗
  2. Sep 4, 2026Notice of sale · Form 144Diana Bonta · Director · $48.4KOpen the filing ↗
  3. Aug 19, 2026Reported sale · Form 4ANNE M HOLLOWAY · $80.0KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record2,0309 flagged findings
Reported transactions (Form 4)40since Mar 13, 2026
Corporate events (8-K)30since Nov 5, 2021

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

American States Water Co. is an American water and electricity utility company. It was founded in 1929 and is headquartered in San Dimas, California. The company has 50-year privatization contracts with U.S. government as a government contractor for its water system service. It is the water utility provider for about 246,000 customers and the electricity provider for over 23,000 customers in Big Bear Lake and California under the name Bear Valley Electric.

Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-06share offering or dilution eventrecentOpen filing ↗
    “…at March 31, 2026 and 2025, respectively, were deemed to be outstanding and included in the calculation of diluted EPS. 16…”
    +1 more passage from the same document
    • “…3: Defaults Upon Senior Securities 43 Item 4: Mine Safety Disclosure 43 Item 5: Other Information 44 Item 6: Exhibits 45…”
  • 2026-05-06capital return (buybacks/dividends)recentOpen filing ↗
    “…of Publicly Announced Plans or Programs (1) Maximum Number of Shares That May Yet Be Purchased under the Plans or Programs (1)(3)…”
    +1 more passage from the same document
    • “…the remaining term of each of the contracts, which range from 13 to 48 years. Each of the 50 -year contracts with the U.S.…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 2,030)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

2,030 filings on record, the oldest from Jul 1, 98.

Listing the 25 most recent filings of the 2,030 on record.

8-Ks, explained

Structure35Governance87
  • Governance3 senior executive changes2026show all 3hide
    • May 21, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Mar 27, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Mar 13, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Feb 20, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Feb 13, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jun 3, 25StructureSold unregistered shares+1 more in the same filing8-K 3.02 ↗
  • Governance5 senior executive changes2024 – 2025show all 5hide
    • Mar 28, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Mar 14, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Feb 7, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Mar 29, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Mar 15, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Feb 27, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Feb 9, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jul 5, 23StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Governance5 senior executive changes2023show all 5hide
    • May 26, 23GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Mar 31, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Feb 13, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Feb 10, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jan 6, 23GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Dec 19, 22StructureTook on a new financial obligation8-K 2.03 ↗
  • Aug 12, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Apr 26, 22StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗

6 older filings not shown · The record reaches back to Jan 7, 05.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Sep 4, Diana Bonta filed notice of intent to sell up to $48K.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $48K on Sep 4, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+1 more recent notices · 1 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 4, 26Sell$48KDIANA M BONTA↗
  • Aug 19, 26Sell$80KANNE M HOLLOWAY↗
  • May 20, 26Sell$50KANNE M HOLLOWAY↗
  • May 19, 26Buy$40KANNE M HOLLOWAY↗
  • May 18, 26Buy$10KANNE M HOLLOWAY↗
  • May 15, 26Sell$99KPaul J RowleySVP OF OPERATIONS↗
Stock compensation, tax and giftsshow the 34 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • May 19, 26Compensation$40KCarl James Levin↗
  • May 19, 26Compensation$40KCaroline Ann Winn↗
  • May 19, 26Compensation$40KMary Ann Hopkins↗
  • May 19, 26Compensation$40KRoger M Ervin↗
  • May 19, 26Compensation$40KThomas A. Eichelberger↗
  • May 19, 26Compensation$40KSTEVEN D DAVIS↗
  • May 19, 26Compensation$40KDIANA M BONTA↗
  • May 19, 26Compensation$40KANNE M HOLLOWAY↗
  • May 18, 26Compensation$2KDIANA M BONTA↗
  • May 18, 26Compensation$10KANNE M HOLLOWAY↗
  • Mar 13, 26Tax$19KDavid R SchicklingVice President Water Operation↗
  • Mar 13, 26Tax$6KDavid R SchicklingVice President Water Operation↗
  • Mar 13, 26Tax$6KDavid R SchicklingVice President Water Operation↗
  • Mar 13, 26Tax$27KPaul J RowleySVP OF OPERATIONS↗
  • Mar 13, 26Tax$8KPaul J RowleySVP OF OPERATIONS↗
  • Mar 13, 26Tax$8KPaul J RowleySVP OF OPERATIONS↗
  • Mar 13, 26Tax$30KSusan P. MillerVice President↗
  • Mar 13, 26Tax$7KSusan P. MillerVice President↗
  • Mar 13, 26Tax$6KSusan P. MillerVice President↗
  • Mar 13, 26Tax$19KPatrick KubiakVP of Asset Management↗
  • Mar 13, 26Tax$8KPatrick KubiakVP of Asset Management↗
  • Mar 13, 26Tax$7KPatrick KubiakVP of Asset Management↗
  • Mar 13, 26Tax$22KGLADYS FARROWVP - Fin., Treas., & Asst. Sec↗
  • Mar 13, 26Tax$6KGLADYS FARROWVP - Fin., Treas., & Asst. Sec↗
  • Mar 13, 26Tax$6KGLADYS FARROWVP - Fin., Treas., & Asst. Sec↗
  • Mar 13, 26Tax$19KSunil PillaiVP ENVIRONMENTAL QUALITY↗
  • Mar 13, 26Tax$6KSunil PillaiVP ENVIRONMENTAL QUALITY↗
  • Mar 13, 26Tax$6KSunil PillaiVP ENVIRONMENTAL QUALITY↗
  • Mar 13, 26Tax$30KEVA G TANGSr. Vice President & CFO↗
  • Mar 13, 26Tax$8KEVA G TANGSr. Vice President & CFO↗
  • Mar 13, 26Tax$8KEVA G TANGSr. Vice President & CFO↗
  • Mar 13, 26Tax$670KROBERT J SPROWLSPresident & CEO↗
  • Mar 13, 26Tax$53KROBERT J SPROWLSPresident & CEO↗
  • Mar 13, 26Tax$53KROBERT J SPROWLSPresident & CEO↗

The full record holds 628 transactions and goes back to Sep 3, 19.

Its sector and its market

American States Water Co. among Utilities companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
2,030 documents on file, from Jul 1, 1998 to Oct 6, 2026.
Company description
Wikipedia, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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