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Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Sep 21, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Aug 20, 2026Annual report · 10-KFiled by the company itself.Open the filing ↗
- Aug 6, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record1,82510 flagged findings
Reported transactions (Form 4)80since Mar 15, 2026 · and 9 other holdings
Corporate events (8-K)30since Oct 1, 2018
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
Axos Financial, Inc. is an American bank holding company based in Las Vegas, Nevada, and is the parent of Axos Bank, a direct bank on the list of largest banks in the United States. It also offers registered investment adviser services and an electronic trading platform.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-04-30share offering or dilution eventrecentOpen filing ↗“…program will continue in effect until terminated by the Board of Directors of the Company. There were no common stock…”
+1 more passage from the same document
- “…regarding the Company’s share repurchase program, see Note 15 — “Stockholders' Equity” in the 2025 Form 10-K. At-the-Market…”
- 2026-04-30capital return (buybacks/dividends)recentOpen filing ↗“…fair value of shares vested for the three and nine months ended March 31, 2026 was $ 20.7 million and $ 48.5 million, respectively.…”
+1 more passage from the same document
- “…and $ 48.5 million, respectively. The total fair value of shares vested for the three and nine months ended March 31, 2025 was $…”
- 2026-04-30bank capital and credit cost contextrecentOpen filing ↗“…income 478,241 432,722 1,457,822 1,373,052 INTEREST EXPENSE: Deposits 151,730 152,694 488,428 510,822 Advances from the Federal…”
+1 more passage from the same document
- “…152,694 488,428 510,822 Advances from the Federal Home Loan Bank 6,766 306 7,392 1,342 Securities loaned 202 333 756 1,353 Other…”
- 2026-04-30merger or acquisition eventrecentOpen filing ↗“…loans totaling $ 7.5 million on January 28, 2019, to the principal stockholders of Cor Securities Holdings, Inc. (“COR Securities”)…”
+1 more passage from the same document
- “…under the applicable merger agreement. During the fiscal year ended June 30, 2019, $ 0.1 million of subordinated loans were…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 1,825)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Sep 24, 26DEFA14A ↗Shareholder meeting and votes
- Sep 24, 26DEF 14A ↗Shareholder meeting and votes
- Sep 21, 268-K ↗Current report · Completed an acquisition or disposal
Insider transaction · 8 Form 4 filingsshow all 8hide
- Sep 16, 26Form 4/A ↗Insider transaction · amendment
- Aug 20, 2610-K ↗Annual report
- Aug 7, 26Form 4 ↗Insider transaction
- Aug 7, 26SCHEDULE 13G ↗Passive stake · STATE STREET CORPORATION · 5.3% · event on Jun 30, 26
- Aug 6, 268-K ↗Current report · Communication to the market
- Aug 6, 26SCHEDULE 13G ↗Passive stake · FMR LLC · 5.2% · event on Jun 30, 26
- Aug 5, 26Form 144 ↗Notice of proposed sale
- Jul 30, 268-K ↗Current report · Results · Other events
- Jul 7, 268-K ↗Current report · Other events
- Jul 1, 26Form 4 ↗Insider transaction
- Jun 9, 26Form 144 ↗Notice of proposed sale
- Jun 9, 26Form 4 ↗Insider transaction
1,825 filings on record, the oldest from Mar 14, 05.
Listing the 25 most recent filings of the 1,825 on record.
37234
- Sep 21, 26Completed an acquisition or disposal+1 more in the same filing8-K 2.01 ↗
- May 4, 26Completed an acquisition or disposal+1 more in the same filing8-K 2.01 ↗
- Apr 23, 26Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Feb 12, 26Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Dec 19, 25A senior executive left or was appointed8-K 5.02 ↗
- Sep 19, 25Took on a new financial obligation+2 more in the same filing8-K 2.03 ↗
- Sep 17, 25Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jan 28, 25Entered a material agreement+1 more in the same filing8-K 1.01 ↗
3 senior executive changes2022 – 2024show all 3hide
- Sep 26, 24A senior executive left or was appointed8-K 5.02 ↗
- Nov 29, 23A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Aug 24, 22A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Feb 24, 22Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Feb 17, 22Entered a material agreement+2 more in the same filing8-K 1.01 ↗
4 senior executive changes2021show all 4hide
- Dec 17, 21A senior executive left or was appointed8-K 5.02 ↗
- Nov 4, 21A senior executive left or was appointed8-K 5.02 ↗
- Sep 29, 21A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Sep 1, 21A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
8 older filings not shown · The record reaches back to Apr 28, 05.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Feb 24, 21A debt obligation was accelerated+2 more in the same filing8-K 2.04 ↗
- Sep 12, 18Listing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
- Apr 28, 05Restructuring plan with committed costs+3 more in the same filing8-K 2.05 ↗
The full record holds 3 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- Vanguard Portfolio Management5.5%Mar 31, 26SCHEDULE 13G ↗
- STATE STREET CORPORATION5.3%Jun 30, 26SCHEDULE 13G ↗1 earlier filing
- FMR LLC5.2%Jun 30, 26SCHEDULE 13G ↗2 co-filers on this document — the figure is the largest single stake, not their sum.
- Vanguard Capital Management5.1%Mar 31, 26SCHEDULE 13G ↗
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Aug 5, ROQUE SANTI filed notice of intent to sell up to $53K.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $53K on Aug 5, per their Form 4. That is 100% of the shares announced so far, and the window is still open.
Stock compensation, tax and giftsshow the 36 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Sep 15, 26Compensation$458KRAYMOND D MATSUMOTO↗
- Sep 15, 26Other$247KRAYMOND D MATSUMOTO↗
- Sep 15, 26Compensation$382KDerrick WalshEVP, Chief Financial Officer↗
- Sep 15, 26Other$206KDerrick WalshEVP, Chief Financial Officer↗
- Sep 15, 26Compensation$325KJohn Charles TollaEVP, Chief Risk Officer↗
- Sep 15, 26Other$175KJohn Charles TollaEVP, Chief Risk Officer↗
- Sep 15, 26Compensation$313KBrian D Swanson↗
- Sep 15, 26Other$169KBrian D Swanson↗
- Sep 15, 26Compensation$336KEshel Bar-AdonEVP, Strategic Partnerships an↗
- Sep 15, 26Other$181KEshel Bar-AdonEVP, Strategic Partnerships an↗
- Sep 15, 26Compensation$362KThomas M Constantine↗
- Sep 15, 26Other$195KThomas M Constantine↗
- Sep 15, 26Compensation$152KANN GILL↗
- Sep 15, 26Other$82KANN GILL↗
- Sep 15, 26Compensation$104KCANDACE L THIELE↗
- Sep 15, 26Other$51KCANDACE L THIELE↗
- Sep 15, 26Compensation$294KMichael James Watson↗
- Sep 15, 26Other$147KMichael James Watson↗
- Jun 30, 26Compensation$19.7MGregory GarrabrantsPresident and CEO↗
- Jun 30, 26Other$10.6MGregory GarrabrantsPresident and CEO↗
- May 12, 26Gift$178KJames S Argalas↗
- Mar 20, 26Compensation$134KRAYMOND D MATSUMOTOEVP, Chief Operating Officer↗
- Mar 20, 26Other$72KRAYMOND D MATSUMOTOEVP, Chief Operating Officer↗
- Mar 20, 26Compensation$113KDerrick WalshEVP, Chief Financial Officer↗
- Mar 20, 26Other$61KDerrick WalshEVP, Chief Financial Officer↗
- Mar 20, 26Compensation$244KJohn Charles TollaEVP, Chief Risk Officer↗
- Mar 20, 26Compensation$98KJohn Charles TollaEVP, Chief Risk Officer↗
- Mar 20, 26Other$132KJohn Charles TollaEVP, Chief Risk Officer↗
- Mar 20, 26Other$53KJohn Charles TollaEVP, Chief Risk Officer↗
- Mar 20, 26Compensation$244KBrian D SwansonPresident, Consumer Bank↗
- Mar 20, 26Compensation$98KBrian D SwansonPresident, Consumer Bank↗
- Mar 20, 26Other$132KBrian D SwansonPresident, Consumer Bank↗
- Mar 20, 26Other$53KBrian D SwansonPresident, Consumer Bank↗
- Mar 20, 26Compensation$91KEshel Bar-AdonEVP Strategic Partnerships an↗
- Mar 20, 26Other$49KEshel Bar-AdonEVP Strategic Partnerships an↗
- Mar 20, 26Compensation$93KThomas M ConstantineEVP, Chief Credit Officer↗
The full record holds 566 transactions and goes back to Jan 31, 23.
Its sector and its market
Axos Financial Inc. among Financials companies
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Coverage
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- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 1,825 documents on file, from Mar 14, 2005 to Sep 24, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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