SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

BKKT

Bakkt Holdings, Inc.
NYSEInformation Technology

Latest close: 5.59 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◆Adverse 8-K filing◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 23, 2026Reported sale · Form 4Nicholas Baes, Chief Operating Officer · $11.0KOpen the filing ↗
  2. Sep 23, 2026Reported sale · Form 4Marc D'Annunzio, General Counsel & Secretary · $11.0KOpen the filing ↗
  3. Sep 23, 2026Reported sale · Form 4Joseph Sean-Walsh Henderson, Chief Accounting Officer · $2.4KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record72628 flagged findings
Reported transactions (Form 4)68since Feb 28, 2023 · and 12 other holdings
Corporate events (8-K)30since Jul 30, 2025

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

Reverse splits in 5 years

1 reverse split in 5 years (1:25 on Apr 29, 2024) · 1:25 cumulative

The other times: of 818 securities that did their first reverse split in 5 years, a year later the median was worth 0.53× the price on the day of the split; 382 lost more than half and 209 rose (809 with a price a year later).

Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 726)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 15, 2625-NSE ↗Delisting or deregistration new
  • Insider transaction · 7 Form 4 filingsshow all 7hide
  • Aug 27, 26Form 3 ↗Insider transaction
  • Aug 19, 26Form 4 ↗Insider transaction
  • Aug 17, 268-K ↗Current report · A senior executive left or was appointed
  • Aug 14, 26SCHEDULE 13G/A ↗Passive stake · amendment
  • Aug 10, 268-K ↗Current report · Results
  • Aug 10, 2610-Q ↗Quarterly report
  • Aug 7, 268-K/A ↗Current report · Financial statements and exhibits · amendment
  • Jul 27, 26SCHEDULE 13G ↗Passive stake · BlackRock, Inc. · 5.5% · event on Jun 30, 26
  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Jul 16, 26Form 144 ↗Notice of proposed sale
  • Jul 16, 268-K/A ↗Current report · Financial statements and exhibits · amendment
  • Insider transaction · 4 Form 4 filingsshow all 4hide

726 filings on record, the oldest from Sep 4, 20.

Listing the 25 most recent filings of the 726 on record.

8-Ks, explained

Stress7Structure40Governance37
  • Aug 17, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Apr 30, 26StructureCompleted an acquisition or disposal+4 more in the same filing8-K 2.01 ↗
  • Structure3 material agreements entered2026show all 3hide
    • Mar 2, 26StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Jan 20, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jan 12, 26StructureEntered a material agreement+6 more in the same filing8-K 1.01 ↗
  • Nov 14, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Nov 7, 25GovernanceA senior executive left or was appointed8-K/A 5.02 ↗
  • Nov 3, 25StressListing notice (8-K 3.01)+8 more in the same filing8-K12B 3.01 ↗
  • Governance3 senior executive changes2025show all 3hide
    • Nov 3, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Oct 31, 25GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Oct 21, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Oct 20, 25StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Oct 1, 25StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Sep 22, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Aug 12, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Aug 6, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗

1 older filings not shown · The record reaches back to Sep 28, 20.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Mar 14, 24StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Mar 9, 23StressRestructuring plan with committed costs+2 more in the same filing8-K 2.05 ↗
  • Nov 22, 21StressPast accounts declared unreliable and being restated8-K 4.02 ↗
  • Oct 21, 21StressListing notice (8-K 3.01)+8 more in the same filing8-K 3.01 ↗
  • Oct 5, 21StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • May 24, 21StressPast accounts declared unreliable and being restated8-K 4.02 ↗

The full record holds 7 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Akshay Sudhir Naheta22.3%Apr 30, 26SCHEDULE 13D/A ↗3 earlier filings
  • INTERCONTINENTAL EXCHANGE, INC.19.8%Apr 30, 26SCHEDULE 13D/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 8 earlier filings

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Alyeska Investment Group, L.P.10.0%Mar 31, 26SCHEDULE 13G ↗3 co-filers on this document — the figure is the largest single stake, not their sum.
  • Citadel Advisors LLC8.7%Jul 30, 25SCHEDULE 13G ↗7 co-filers on this document — the figure is the largest single stake, not their sum.
  • BlackRock, Inc.5.5%Jun 30, 26SCHEDULE 13G ↗2 earlier filings
  • HIGHBRIDGE CAPITAL MANAGEMENT, LLC4.2%Sep 30, 25SCHEDULE 13G/A ↗
  • Weiss Asset Management LP3.4%Dec 31, 25SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
show 3 more holdershide
  • Kenneth Griffin2.7%Sep 30, 25SCHEDULE 13G/A ↗7 co-filers on this document — the figure is the largest single stake, not their sum.
  • HORIZON KINETICS ASSET MANAGEMENT LLC2.3%Sep 9, 25SCHEDULE 13G/A ↗2 earlier filings
  • G1 Execution Services, LLC1.7%Dec 31, 25SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Jul 16, MARC D'ANNUNZIO filed notice of intent to sell up to $5K. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $11K on Sep 23, per their Form 4. Their sales over those 90 days add up to 211% of the amount announced. 2 other notices of theirs overlap this window.

View notice (Form 144) ↗+1 more recent notices · 1 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 23, 26Sell$11KNicholas BaesChief Operating Officer↗
  • Sep 23, 26Sell$11KMarc D'AnnunzioGeneral Counsel & Secretary↗
  • Sep 23, 26Sell$2KJoseph Sean-Walsh HendersonChief Accounting Officer↗
  • Aug 18, 26Buy$2.1MMICHAEL ALFRED↗
  • Jul 15, 26Sell$783Joseph Sean-Walsh HendersonChief Accounting Officer↗
  • Jul 15, 26Sell$6KKaren AlexanderChief Financial Officer↗
  • Jul 15, 26Sell$5KMarc D'AnnunzioGeneral Counsel & Secretary↗
  • Jun 26, 26Sell$10KMarc D'AnnunzioGeneral Counsel & Secretary↗
  • Jun 25, 26Sell$15KKaren AlexanderChief Financial Officer↗
  • Jun 25, 26Sell$12KNicholas BaesChief Operating Officer↗
  • Jun 25, 26Sell$12KMarc D'AnnunzioGeneral Counsel & Secretary↗
  • Jun 25, 26Sell$3KJoseph Sean-Walsh HendersonChief Accounting Officer↗

There are 13 more transactions in this stretch.

Stock compensation, tax and giftsshow the 15 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 30, 26Compensationamount n/aJoseph Sean-Walsh HendersonChief Accounting Officer↗
  • Sep 30, 26Compensationamount n/aNicholas BaesChief Operating Officer↗
  • Sep 30, 26Compensationamount n/aMarc D'AnnunzioGeneral Counsel & Secretary↗
  • Sep 30, 26Compensationamount n/aAkshay Sudhir NahetaChief Executive Officer↗
  • May 15, 26Compensation$336KAkshay Sudhir NahetaChief Executive Officer↗
  • May 15, 26Compensation$3KKaren AlexanderChief Financial Officer↗
  • May 15, 26Compensation$17KMarc D'AnnunzioGeneral Counsel & Secretary↗
  • May 15, 26Compensation$7KNicholas BaesChief Operating Officer↗
  • Apr 30, 26Compensationamount n/aAkshay Sudhir NahetaCEO and President↗
  • Dec 3, 25Otheramount n/aIntercontinental Exchange, Inc.↗
  • Nov 19, 25Compensationamount n/aMICHAEL ALFRED↗
  • Nov 14, 25Tax$3KKaren AlexanderChief Financial Officer↗
  • Nov 14, 25Tax$11KMarc D'AnnunzioGeneral Counsel & Secretary↗
  • Nov 14, 25Tax$4KNicholas BaesChief Operating Officer↗
  • Nov 14, 25Compensationamount n/aAkshay Sudhir NahetaCEO and President↗

The full record holds 246 transactions and goes back to Dec 23, 22.

Its sector and its market

Bakkt Holdings, Inc. among Information Technology companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
726 documents on file, from Sep 4, 2020 to Oct 15, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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