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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell
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End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Oct 1, 2026Reported sale · Form 4Thomas P Carey, Corporate VP · $399.6KOpen the filing ↗
- Jun 4, 2026Notice of sale · Form 144HOPE JARKOWSKI · Officer · $304.7KOpen the filing ↗
- Feb 25, 2026Notice of sale · Form 144BOMAR II LLC · Director · $86.0KOpen the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record2,8046 flagged findings
Reported transactions (Form 4)80since Feb 4, 2025 · and 10 other holdings
Corporate events (8-K)30since Jul 9, 2020
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
Broadridge Financial Solutions, Inc. is a public corporate services and financial technology company. Headquartered in Lake Success, New York, the company was founded in 2007 as a spin-off from Automatic Data Processing. Broadridge supplies companies in the financial industry with financial documents such as proxy statements and annual reports, as well as shareholder communications solutions such as virtual annual meetings.
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
The 25 most recent filings (of 2,804)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
Insider transaction · 13 Form 4 filingsshow all 13hide
- Oct 6, 26Form 4 ↗Insider transaction
- Oct 6, 26Form 4 ↗Insider transaction
- Oct 6, 26Form 4 ↗Insider transaction
- Oct 6, 26Form 4 ↗Insider transaction
- Oct 6, 26Form 4 ↗Insider transaction
- Oct 6, 26Form 4 ↗Insider transaction
- Oct 6, 26Form 4 ↗Insider transaction
- Oct 5, 26Form 4 ↗Insider transaction
- Oct 5, 26Form 4 ↗Insider transaction
- Oct 5, 26Form 4 ↗Insider transaction
- Oct 5, 26Form 4 ↗Insider transaction
- Oct 5, 26Form 4 ↗Insider transaction
- Oct 5, 26Form 4 ↗Insider transaction
- Sep 29, 26DEFA14A ↗Shareholder meeting and votes
- Sep 29, 26DEF 14A ↗Shareholder meeting and votes
Insider transaction · 10 Form 4 filingsshow all 10hide
- Sep 28, 26Form 4 ↗Insider transaction
- Sep 28, 26Form 4 ↗Insider transaction
- Sep 28, 26Form 4 ↗Insider transaction
- Sep 28, 26Form 4 ↗Insider transaction
- Sep 28, 26Form 4 ↗Insider transaction
- Aug 14, 26Form 4 ↗Insider transaction
- Aug 14, 26Form 4 ↗Insider transaction
- Aug 14, 26Form 4 ↗Insider transaction
- Aug 14, 26Form 4 ↗Insider transaction
- Aug 14, 26Form 4 ↗Insider transaction
2,804 filings on record, the oldest from Mar 21, 07.
Listing the 25 most recent filings of the 2,804 on record.
35448
- Jun 10, 26A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- May 15, 26Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- May 6, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Feb 3, 26A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Aug 25, 25Entered a material agreement+2 more in the same filing8-K/A 1.01 ↗
- Aug 21, 25Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Dec 16, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Dec 13, 24Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jun 4, 24A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Sep 6, 23A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Aug 17, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
3 senior executive changes2021 – 2022show all 3hide
- Aug 16, 22A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Aug 10, 21A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Jun 8, 21A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
8 older filings not shown · The record reaches back to Mar 21, 07.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Jun 6, 12Write-down of assets+2 more in the same filing8-K 2.06 ↗
- May 8, 12Write-down of assets8-K/A 2.06 ↗
- Mar 14, 12Write-down of assets+2 more in the same filing8-K 2.06 ↗
The full record holds 3 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- The Vanguard Group13.1%Sep 30, 25SCHEDULE 13G/A ↗
- Vanguard Capital Management7.5%Mar 31, 26SCHEDULE 13G ↗
- Vanguard Portfolio Management5.5%Mar 31, 26SCHEDULE 13G ↗
- STATE STREET CORPORATION4.7%Mar 31, 26SCHEDULE 13G ↗1 earlier filing
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
- Oct 1, 26Sell$400KThomas P CareyCorporate VP↗
Stock compensation, tax and giftsshow the 39 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Oct 5, 26Compensationamount n/aRobert N Duelks↗
- Oct 5, 26Compensationamount n/aMELVIN L FLOWERS↗
- Oct 5, 26Compensationamount n/aMaura A. Markus↗
- Oct 5, 26Compensationamount n/aMaura A. Markus↗
- Oct 5, 26Compensationamount n/aPatricia Ann Mosconi↗
- Oct 5, 26Compensationamount n/aPatricia Ann Mosconi↗
- Oct 5, 26Compensationamount n/aEILEEN K MURRAY↗
- Oct 5, 26Compensationamount n/aEILEEN K MURRAY↗
- Oct 5, 26Compensationamount n/aAnnette L. Nazareth↗
- Oct 5, 26Compensationamount n/aAnnette L. Nazareth↗
- Oct 5, 26Compensationamount n/aAmit Zavery↗
- Oct 5, 26Compensationamount n/aAmit Zavery↗
- Oct 1, 26Compensationamount n/aAshima GheiCFO↗
- Oct 1, 26Tax$24KAshima GheiCFO↗
- Oct 1, 26Tax$27KAshima GheiCFO↗
- Oct 1, 26Tax$147KDOUGLAS RICHARD DESCHUTTERCo-President ICS↗
- Oct 1, 26Tax$2.7MTimothy C GokeyCEO↗
- Oct 1, 26Tax$766KCHRISTOPHER JOHN PERRYPresident↗
- Oct 1, 26Tax$179KRichard John StingiCorporate VP and CHRO↗
- Sep 24, 26Compensationamount n/aMaura A. Markus↗
- Sep 24, 26Compensationamount n/aPatricia Ann Mosconi↗
- Sep 24, 26Compensationamount n/aEILEEN K MURRAY↗
- Sep 24, 26Compensationamount n/aAmit Zavery↗
- Sep 24, 26Compensationamount n/aAnnette L. Nazareth↗
- Aug 12, 26Compensationamount n/aThomas P CareyCorporate VP↗
- Aug 12, 26Compensationamount n/aDOUGLAS RICHARD DESCHUTTERCo-President ICS↗
- Aug 12, 26Compensationamount n/aAshima GheiCFO↗
- Aug 12, 26Compensationamount n/aTimothy C GokeyCEO↗
- Aug 12, 26Compensationamount n/aCHRISTOPHER JOHN PERRYPresident↗
- Aug 12, 26Compensationamount n/aRichard John StingiCorporate VP and CHRO↗
- Jul 2, 26Compensationamount n/aAmit Zavery↗
- Jul 2, 26Compensationamount n/aAmit Zavery↗
- Jul 2, 26Compensationamount n/aAnnette L. Nazareth↗
- Jul 2, 26Compensationamount n/aAnnette L. Nazareth↗
- Jul 2, 26Compensationamount n/aEILEEN K MURRAY↗
- Jul 2, 26Compensationamount n/aEILEEN K MURRAY↗
- Jul 2, 26Compensationamount n/aPatricia Ann Mosconi↗
- Jul 2, 26Compensationamount n/aPatricia Ann Mosconi↗
- Jul 2, 26Compensationamount n/aRobert N Duelks↗
The full record holds 576 transactions and goes back to Jul 6, 22.
Its sector and its market
Broadridge Financial Solutions, Inc. among Information Technology companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
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Coverage
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Where each figure comes from and how far it reaches.
- Prices
- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 2,804 documents on file, from Mar 21, 2007 to Oct 6, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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