SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

CAPR

Capricor Therapeutics Inc.
NASDAQHealth Care

Latest close: 6.71 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Aug 24, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Aug 14, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
  3. Aug 13, 2026Material event · 8-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record86614 flagged findings
Reported transactions (Form 4)80since Jan 2, 2025 · and 2 other holdings
Corporate events (8-K)30since Jul 7, 2017

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 866)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 14, 26SCHEDULE 13G/A ↗Passive stake · Millennium Management LLC · 2.9% · event on Sep 30, 26 · amendment new
  • Sep 14, 26SCHEDULE 13G ↗Passive stake · Millennium Management LLC · 5.1% · event on Sep 8, 26
  • Aug 24, 268-K ↗Current report · Other events
  • Aug 19, 26SCHEDULE 13G ↗Passive stake · Millennium Management LLC · 4.9% · event on Aug 17, 26
  • Aug 14, 26SCHEDULE 13G/A ↗Passive stake · TANG CAPITAL MANAGEMENT, LLC · 7.1% · event on Jun 30, 26 · amendment
  • Aug 14, 2610-Q ↗Quarterly report
  • Aug 13, 268-K ↗Current report · Results
  • Aug 7, 26SCHEDULE 13G ↗Passive stake · STATE STREET CORPORATION · 5.9% · event on Jun 30, 26
  • Aug 3, 26SCHEDULE 13G ↗Passive stake · RA Capital Management, L.P. · 5.2% · event on Jul 27, 26
  • Jul 30, 268-K ↗Current report · Other events
  • Jul 29, 268-K ↗Current report · Other events
  • Jul 14, 268-K ↗Current report · Took on a new financial obligation
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jun 26, 268-K ↗Current report · Other events
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jun 8, 268-K ↗Current report · Shareholder vote results
  • May 28, 26Form 4 ↗Insider transaction
  • May 28, 26Form 3 ↗Insider transaction
  • May 19, 26Form 144/A ↗Notice of proposed sale · amendment
  • May 19, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • May 13, 2610-Q ↗Quarterly report

866 filings on record, the oldest from Mar 28, 02.

Listing the 25 most recent filings of the 866 on record.

8-Ks, explained

Stress5Structure74Governance43
  • Jul 14, 26StructureTook on a new financial obligation+1 more in the same filing8-K 2.03 ↗
  • May 27, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Apr 8, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Oct 17, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Sep 17, 24StructureSold unregistered shares+3 more in the same filing8-K 3.02 ↗
  • Sep 29, 23StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Governance3 senior executive changes2023show all 3hide
    • Sep 6, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jul 24, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jul 13, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Feb 16, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jan 25, 22StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jul 27, 21GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Apr 30, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Aug 25, 20StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗

13 older filings not shown · The record reaches back to Aug 14, 06.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Aug 19, 19StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Jan 2, 19StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Jul 3, 17StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Dec 6, 10StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Jun 4, 10StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗

The full record holds 5 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • TANG CAPITAL MANAGEMENT, LLC7.1%Jun 30, 26SCHEDULE 13G/A ↗6 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • SUVRETTA CAPITAL MANAGEMENT, LLC6.6%Feb 19, 26SCHEDULE 13G ↗3 co-filers on this document — the figure is the largest single stake, not their sum.
  • BlackRock, Inc.6.5%Dec 31, 24SCHEDULE 13G/A ↗
  • STATE STREET CORPORATION5.9%Jun 30, 26SCHEDULE 13G ↗
  • RA Capital Management, L.P.5.2%Jul 27, 26SCHEDULE 13G ↗4 co-filers on this document — the figure is the largest single stake, not their sum.
show 3 more holdershide
  • The Vanguard Group4.8%Sep 30, 25SCHEDULE 13G/A ↗3 earlier filings
  • Millennium Management LLC2.9%Sep 30, 26SCHEDULE 13G/A ↗3 co-filers on this document — the figure is the largest single stake, not their sum. · 2 earlier filings
  • Highbridge Capital Management, LLC2.3%Dec 31, 25SCHEDULE 13G/A ↗

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Jun 25, 26Sell$732KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Jun 25, 26Sell$732KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • Jun 24, 26Sell$12KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Jun 24, 26Sell$12KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • Jun 22, 26Sell$15KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Jun 22, 26Sell$15KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • May 1, 26Sell$793KKaren KrasneyEVP, GENERAL COUNSEL↗
  • May 1, 26Sell$793KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • Apr 2, 26Sell$241KKarimah Es Sabar↗
  • Apr 1, 26Sell$1.7MKarimah Es Sabar↗
  • Mar 31, 26Sell$753KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Mar 31, 26Sell$753KAnthony BergmannCHIEF FINANCIAL OFFICER↗

There is 1 more transaction in this stretch.

Stock compensation, tax and giftsshow the 27 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Jun 25, 26Compensation$77KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Jun 25, 26Compensation$77KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • Jun 24, 26Compensation$1KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Jun 24, 26Compensation$1KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • Jun 22, 26Compensation$2KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Jun 22, 26Compensation$2KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • May 18, 26Compensation$4KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • May 13, 26Compensation$5KFrank Litvack↗
  • May 1, 26Compensation$80KKaren KrasneyEVP, GENERAL COUNSEL↗
  • May 1, 26Compensation$80KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • Apr 2, 26Compensation$24KKarimah Es Sabar↗
  • Apr 1, 26Compensation$261KKarimah Es Sabar↗
  • Mar 31, 26Compensation$963Karen KrasneyEVP, GENERAL COUNSEL↗
  • Mar 31, 26Compensation$80KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Mar 31, 26Compensation$9KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Mar 31, 26Compensation$80KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • Mar 31, 26Compensation$298KKarimah Es Sabar↗
  • Dec 30, 25Compensation$3KKaren KrasneyEVP, GENERAL COUNSEL↗
  • Dec 19, 25Compensation$4KGEORGE W DUNBAR JR↗
  • Mar 5, 25Otheramount n/aLinda MarbanCHIEF EXECUTIVE OFFICER↗
  • Mar 3, 25Compensation$3KAnthony BergmannCHIEF FINANCIAL OFFICER↗
  • Mar 3, 25Compensation$1KGEORGE W DUNBAR JR↗
  • Mar 3, 25Compensation$35KFrank Litvack↗
  • Mar 3, 25Tax$35KFrank Litvack↗
  • Mar 3, 25Compensation$35KLinda MarbanCHIEF EXECUTIVE OFFICER↗
  • Feb 27, 25Compensation$1KEARL M COLLIER JR↗
  • Jan 2, 25Compensationamount n/aAnthony BergmannCHIEF FINANCIAL OFFICER↗

The full record holds 65 transactions and goes back to Oct 23, 13.

Its sector and its market

Capricor Therapeutics Inc. among Health Care companies

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Coverage

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Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
Series with incidents in the period; the chart shows what could be kept.
SEC records
866 documents on file, from Mar 28, 2002 to Oct 14, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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Capricor Therapeutics Inc. (CAPR): stock price history, insider trades and SEC filings — HornScout