SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

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Citizens Financial Group, Inc.
NYSEFinancials

Latest close: 63.36 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 16, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Oct 8, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 3, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record1,38714 flagged findings
Reported transactions (Form 4)42since Feb 7, 2023 · and 7 other holdings
Corporate events (8-K)29since Mar 9, 2015

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

Citizens Financial Group, Inc. is an American bank holding company, headquartered in Providence, Rhode Island. The company owns the bank Citizens Bank, N.A., which operates in the U.S. states of Connecticut, Delaware, Florida, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Vermont, and Virginia, as well as Washington, DC.

Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-08-03share offering or dilution eventfreshOpen filing ↗
    “…exchange, and commodity contracts. Market risk exposure from customer transactions is primarily managed by entering into a variety of…”
  • 2026-08-03capital return (buybacks/dividends)freshOpen filing ↗
    “…the ROTCE and tangible book value per common share non-GAAP financial measures presented herein. Share Repurchases During the…”
    +1 more passage from the same document
    • “…stock; • Declared quarterly common stock dividends of $0.46 per share, aggregating to $396 million; and • Declared preferred…”
  • 2026-08-03bank capital and credit cost contextfreshOpen filing ↗
    “…and include assets, liabilities, capital, revenues, provision (benefit) for credit losses, expenses, and income tax expense…”
    +1 more passage from the same document
    • “…$206 Average Balances: Total assets $85,302 $78,822 $69,614 $66,284 Total loans and leases (1) 78,550 72,402 66,421 63,057…”
  • 2026-07-23capital return (buybacks/dividends)freshOpen filing ↗
    “…Preferred Stock, upon issuance against full payment for the purchase price, will be fully paid and nonassessable. The Series J…”
    +1 more passage from the same document
    • “…defined under “Description of the Series J Preferred Stock—Redemption”), in each case at a cash redemption price of $1,000 per…”
  • 2026-07-23bank capital and credit cost contextfreshOpen filing ↗
    “…commodity price and foreign exchange rate volatility, and heightened cybersecurity risks; • Our ability to comply with…”
    +1 more passage from the same document
    • “…commodity price and foreign exchange rate volatility, and heightened cybersecurity risks; • Our ability to comply with heightened…”
  • 2026-07-21capital return (buybacks/dividends)freshOpen filing ↗
    “…Preferred Stock, upon issuance against full payment for the purchase price, will be fully paid and nonassessable. The Series J…”
    +1 more passage from the same document
    • “…defined under “Description of the Series J Preferred Stock—Redemption”), in each case at a cash redemption price of $1,000 per…”
  • 2026-07-21bank capital and credit cost contextfreshOpen filing ↗
    “…commodity price and foreign exchange rate volatility, and heightened cybersecurity risks; • Our ability to comply with…”
    +1 more passage from the same document
    • “…commodity price and foreign exchange rate volatility, and heightened cybersecurity risks; • Our ability to comply with heightened…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 1,387)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 16, 268-K ↗Current report · Results · Communication to the market new
  • Oct 8, 268-K ↗Current report · Bylaws or fiscal year change
  • Sep 3, 26Form 4 ↗Insider transaction
  • Aug 25, 26Form 3 ↗Insider transaction
  • Insider transaction · 11 Form 4 filingsshow all 11hide
  • Aug 12, 26SCHEDULE 13G/A ↗Passive stake · Capital World Investors · 5.6% · event on Jun 30, 26 · amendment
  • Aug 7, 26SCHEDULE 13G ↗Passive stake · STATE STREET CORPORATION · 5.0% · event on Jun 30, 26
  • Aug 3, 2610-Q ↗Quarterly report
  • Jul 31, 268-K ↗Current report · Change in shareholder rights · Bylaws or fiscal year change · Other events
  • Jul 28, 26Form 4 ↗Insider transaction
  • Jul 24, 26Form 144 ↗Notice of proposed sale
  • Jul 21, 268-K ↗Current report · Other events
  • Jul 20, 26Form 144 ↗Notice of proposed sale
  • Jul 16, 268-K ↗Current report · Results · Communication to the market
  • Jun 16, 26Form 4 ↗Insider transaction

1,387 filings on record, the oldest from Jul 1, 99.

Listing the 25 most recent filings of the 1,387 on record.

8-Ks, explained

Structure2Governance27
  • Governance11 senior executive changes2022 – 2025show all 11hide
    • Oct 7, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Aug 12, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Apr 30, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Sep 20, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Sep 16, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jun 14, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jun 12, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Apr 26, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Feb 16, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Apr 12, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Apr 7, 22GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jul 30, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Governance13 senior executive changes2015 – 2020show all 13hide
    • Nov 30, 20GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Feb 24, 20GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Dec 10, 19GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Dec 19, 18GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Sep 27, 18GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jun 21, 18GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Dec 14, 16GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Nov 4, 16GovernanceA senior executive left or was appointed8-K/A 5.02 ↗
    • Sep 28, 16GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Mar 22, 16GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Feb 25, 16GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Nov 3, 15GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Sep 15, 15GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Apr 6, 15StructureSold unregistered shares+4 more in the same filing8-K 3.02 ↗
  • Governance3 senior executive changes2015show all 3hide
    • Mar 25, 15GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Mar 13, 15GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Mar 9, 15GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Jul 24, VAN SAUN BRUCE filed notice of intent to sell up to $9.3M. That is about 0.03% of shares outstanding.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $9.3M on Jul 24, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+1 more recent notices

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Jul 24, 26Sell$9.3MSAUN BRUCE VANChairman and CEO↗
  • May 12, 26Sell$376KMichelle MoosallyChief Legal Officer↗
  • Mar 11, 26Sell$769KSusan LaMonicaChief Human Resources Officer↗
Stock compensation, tax and giftsshow the 37 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 1, 26Tax$742KMatthew BossHead of Consumer Banking↗
  • Aug 13, 26Compensationamount n/aKevin Cummings↗
  • Aug 13, 26Compensationamount n/aTracy A Atkinson↗
  • Aug 13, 26Compensationamount n/aLee Alexander↗
  • Aug 13, 26Compensationamount n/aTerrance Lillis↗
  • Aug 13, 26Compensationamount n/aClaude E. Wade↗
  • Aug 13, 26Compensationamount n/aMARITA ZURAITIS↗
  • Aug 13, 26Compensationamount n/aChristopher Swift↗
  • Aug 13, 26Compensationamount n/aEDWARD J KELLY III↗
  • Aug 13, 26Compensationamount n/aRobert G Leary↗
  • Aug 13, 26Compensationamount n/aMICHELE N SIEKERKA↗
  • Aug 13, 26Compensationamount n/aChristine M Cumming↗
  • Jul 24, 26Giftamount n/aSAUN BRUCE VANChairman and CEO↗
  • Jul 24, 26Giftamount n/aSAUN BRUCE VANChairman and CEO↗
  • Jun 15, 26Tax$332KRichard L. SteinChief Risk Officer↗
  • May 14, 26Compensationamount n/aEDWARD J KELLY III↗
  • May 14, 26Compensationamount n/aTracy A Atkinson↗
  • May 14, 26Compensationamount n/aClaude E. Wade↗
  • May 14, 26Compensationamount n/aMARITA ZURAITIS↗
  • May 14, 26Compensationamount n/aTerrance Lillis↗
  • May 14, 26Compensationamount n/aKevin Cummings↗
  • May 14, 26Compensationamount n/aChristopher Swift↗
  • May 14, 26Compensationamount n/aChristine M Cumming↗
  • May 14, 26Compensationamount n/aMICHELE N SIEKERKA↗
  • May 14, 26Compensationamount n/aLee Alexander↗
  • May 14, 26Compensationamount n/aRobert G Leary↗
  • Apr 23, 26Compensationamount n/aMARITA ZURAITIS↗
  • Apr 23, 26Compensationamount n/aEDWARD J KELLY III↗
  • Apr 23, 26Compensationamount n/aChristine M Cumming↗
  • Apr 23, 26Compensationamount n/aLee Alexander↗
  • Apr 23, 26Compensationamount n/aChristopher Swift↗
  • Apr 23, 26Compensationamount n/aTracy A Atkinson↗
  • Apr 23, 26Compensationamount n/aMICHELE N SIEKERKA↗
  • Apr 23, 26Compensationamount n/aClaude E. Wade↗
  • Apr 23, 26Compensationamount n/aRobert G Leary↗
  • Apr 23, 26Compensationamount n/aKevin Cummings↗
  • Apr 23, 26Compensationamount n/aTerrance Lillis↗

The full record holds 390 transactions and goes back to Dec 30, 22.

Its sector and its market

Citizens Financial Group, Inc. among Financials companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
1,387 documents on file, from Jul 1, 1999 to Oct 16, 2026.
Company description
Wikipedia, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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