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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Oct 15, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Oct 1, 2026Reported purchase · Form 4William R Thomas III · $50.0KOpen the filing ↗
- Sep 15, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record1,1174 flagged findings
Reported transactions (Form 4)40since May 27, 2025 · and 1 other holding
Corporate events (8-K)30since Jun 8, 2023
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-19share offering or dilution eventrecentOpen filing ↗“…of Citizens JMP Securities, LLC (“Citizens Capital Markets”) and B. Riley Securities, Inc. (“B. Riley” and, together with…”
+1 more passage from the same document
- “…Raymond James and Citizens Capital Markets, the “Sales Agents”). The Company’s equity distribution agreements with each of the…”
- 2026-05-19share offering or dilution eventrecentOpen filing ↗“…indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or…”
+1 more passage from the same document
- “…registrant has elected not to use the extended transition period for complying with any new or revised financial accounting…”
- 2026-05-19share offering or dilution eventrecentOpen filing ↗“…on March 1 and September 1. The first maturity date related to the SBA Debentures occurs in September 2031. 68 Table of…”
+1 more passage from the same document
- “…1. The first maturity date related to the SBA Debentures occurs in September 2031. 68 Table of Contents For more information on the…”
- 2026-05-19capital return (buybacks/dividends)recentOpen filing ↗“…for additional information regarding our DRIP. RECENT SALES OF UNREGISTERED EQUITY SECURITIES We did not sell any securities during…”
+1 more passage from the same document
- “…approved a share repurchase program authorizing the Company to repurchase up to $20 million of its outstanding shares of…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 1,117)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Oct 15, 268-K ↗Current report · Results new
- Oct 1, 26Form 4 ↗Insider transaction
- Sep 15, 268-K ↗Current report · Entered a material agreement
- Sep 2, 268-K ↗Current report · Entered a material agreement
- Sep 1, 268-K ↗Current report · Bylaws or fiscal year change · Shareholder vote results · Communication to the market
- Aug 27, 268-K ↗Current report · Communication to the market
- Aug 25, 26DEFA14A ↗Shareholder meeting and votes
- Aug 25, 26DEFA14A ↗Shareholder meeting and votes
- Aug 25, 26DEFA14A ↗Shareholder meeting and votes
- Aug 14, 26DEFA14A ↗Shareholder meeting and votes
- Aug 7, 268-K ↗Current report · Entered a material agreement
- Aug 7, 26424B3 ↗Securities offering
- Aug 4, 26DEFA14A ↗Shareholder meeting and votes
- Aug 4, 26DEFA14A ↗Shareholder meeting and votes
- Aug 3, 2610-Q ↗Quarterly report
- Aug 3, 268-K ↗Current report · Results · Communication to the market
- Jul 30, 26DEFA14A ↗Shareholder meeting and votes
- Jul 22, 268-K ↗Current report · Shareholder vote results
- Jul 16, 268-K ↗Current report · Results
- Jul 15, 26DEFA14A ↗Shareholder meeting and votes
1,117 filings on record, the oldest from Feb 14, 94.
Listing the 25 most recent filings of the 1,117 on record.
28230
4 material agreements entered2026show all 4hide
- Sep 15, 26Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Sep 2, 26Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Aug 7, 26Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- May 19, 26Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Sep 18, 25Took on a new financial obligation+2 more in the same filing8-K 2.03 ↗
12 material agreements entered2023 – 2025show all 12hide
- Sep 11, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Apr 9, 25Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Feb 18, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Nov 8, 24Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Oct 30, 24Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Sep 12, 24Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- May 21, 24Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Mar 21, 24Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Dec 7, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Aug 2, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jun 14, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jun 8, 23Entered a material agreement+2 more in the same filing8-K 1.01 ↗
The record reaches back to Sep 1, 04.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Nov 20, 07Listing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
The full record holds 2 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
- Oct 1, 26Buy$50KWilliam R Thomas III↗
- Jun 30, 26Buy$5KRamona Lynn Rogers-Windsor↗
- Jun 17, 26Buy$20KCHRISTINE BATTIST↗
- Jun 5, 26Sell$109KWilliam R Thomas III↗
- Jun 5, 26Buy$117KWilliam R Thomas III↗
- Jun 1, 26Buy$5KRamona Lynn Rogers-Windsor↗
- Feb 27, 26Buy$59KMichael Scott SarnerPresident and CEO↗
- Feb 9, 26Buy$14KCHRISTINE BATTIST↗
- Oct 1, 25Buy$10KRamona Lynn Rogers-Windsor↗
- Aug 20, 25Buy$15KCHRISTINE BATTIST↗
- Jun 23, 25Buy$10KRamona Lynn Rogers-Windsor↗
- May 27, 25Buy$10KCHRISTINE BATTIST↗
Stock compensation, tax and giftsshow the 28 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Aug 10, 26Compensationamount n/aDavid R Brooks↗
- Aug 10, 26Compensationamount n/aRamona Lynn Rogers-Windsor↗
- Aug 10, 26Compensationamount n/aJACK D FURST↗
- Aug 10, 26Compensationamount n/aCHRISTINE BATTIST↗
- Aug 10, 26Compensationamount n/aWilliam R Thomas III↗
- Jun 10, 26Tax$87KChris RehbergerChief Financial Officer↗
- Jun 10, 26Tax$276KMichael Scott SarnerPresident and CEO↗
- Jun 10, 26Tax$226KJoshua S. WeinsteinSenior Managing Director & CIO↗
- Jun 9, 26Tax$105KChris RehbergerChief Financial Officer↗
- Jun 9, 26Compensationamount n/aChris RehbergerChief Financial Officer↗
- Jun 9, 26Tax$320KMichael Scott SarnerPresident and CEO↗
- Jun 9, 26Compensationamount n/aMichael Scott SarnerPresident and CEO↗
- Jun 9, 26Tax$264KJoshua S. WeinsteinSenior Managing Director & CIO↗
- Jun 9, 26Compensationamount n/aJoshua S. WeinsteinSenior Managing Director & CIO↗
- Aug 12, 25Compensationamount n/aWilliam R Thomas III↗
- Aug 12, 25Compensationamount n/aCHRISTINE BATTIST↗
- Aug 12, 25Compensationamount n/aRamona Lynn Rogers-Windsor↗
- Aug 12, 25Compensationamount n/aDavid R Brooks↗
- Aug 12, 25Compensationamount n/aJACK D FURST↗
- Jun 10, 25Tax$65KChris RehbergerChief Financial Officer↗
- Jun 10, 25Tax$327KMichael Scott SarnerPresident and CEO↗
- Jun 10, 25Tax$257KJoshua S. WeinsteinSenior Managing Director & CIO↗
- Jun 9, 25Tax$24KChris RehbergerChief Financial Officer↗
- Jun 9, 25Compensationamount n/aChris RehbergerChief Financial Officer↗
- Jun 9, 25Tax$77KMichael Scott SarnerPresident and CEO↗
- Jun 9, 25Compensationamount n/aMichael Scott SarnerPresident and CEO↗
- Jun 9, 25Tax$66KJoshua S. WeinsteinSenior Managing Director & CIO↗
- Jun 9, 25Compensationamount n/aJoshua S. WeinsteinSenior Managing Director & CIO↗
The full record holds 83 transactions and goes back to Feb 6, 23.
Its sector and its market
Capital Southwest Corporation among Financials companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
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Coverage
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- Prices
- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 1,117 documents on file, from Feb 14, 1994 to Oct 15, 2026.
- Company description
- No description available.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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