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See how Context works →On the price, the facts of the public record◆Adverse 8-K filing◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Oct 13, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
- Aug 14, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
- Jul 2, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record8052 flagged findings
Reported transactions (Form 4)4since Jul 14, 2023
Corporate events (8-K)30since Nov 16, 2011
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-20share offering or dilution eventrecentOpen filing ↗“…as companies in which we own more than 50% of the voting securities of such company. (4) Non-affiliate investments are generally…”
+1 more passage from the same document
- “…securities of such company. (4) Non-affiliate investments are generally defined under the 1940 Act as companies in which we own less…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
Listing notice in force
The exchange has notified the company that it fails a continued-listing requirement (8-K, item 3.01 of Oct 13, 2026).
Deadline: Apr 13, 2027
- minimum bid price · NYSE, rule 802.01C · notice of Oct 13, 2026 · pending · deadline Apr 13, 2027 (derived from the rule, not confirmed in the text)
Of the 30 issuers that received this notice 1 to 2 years ago, within the following 365 days 16 regained compliance, 23 did a reverse split and 1 filed a Form 25 (delisting). An issuer can be in more than one group.
Measured on our own SEC documents: the cohort is the issuers whose notices we read, not the whole market. Historical distribution, not a prediction.
The 25 most recent filings (of 805)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Oct 13, 268-K ↗Current report · Listing notice (8-K 3.01) new
- Aug 14, 2610-Q ↗Quarterly report
- Jul 2, 268-K ↗Current report · Shareholder vote results
- Jun 23, 26SCHEDULE 13D ↗Stake with intent to influence · Howard Todd Horberg · 5.6% · event on Jun 19, 26
- May 22, 268-K ↗Current report · Other events
- May 20, 2610-Q ↗Quarterly report
- May 18, 26NT 10-Q ↗Late filing notice
- May 12, 268-K ↗Current report · Auditor change filing (8-K Item 4.01)
- May 4, 268-K ↗Current report · Auditor change filing (8-K Item 4.01)
- Apr 30, 26DEF 14A ↗Shareholder meeting and votes
- Apr 22, 268-K ↗Current report · Other events
- Apr 20, 2610-K/A ↗Annual report · amendment
- Apr 17, 2610-K ↗Annual report
- Apr 10, 26DEF 14C ↗Shareholder meeting and votes
- Apr 1, 26NT 10-K ↗Late filing notice
- Mar 25, 26PRE 14C ↗Shareholder meeting and votes
- Dec 18, 2510-Q/A ↗Quarterly report · amendment
- Dec 18, 2510-Q/A ↗Quarterly report · amendment
- Dec 18, 2510-Q/A ↗Quarterly report · amendment
- Dec 18, 2510-K/A ↗Annual report · amendment
- Dec 18, 2510-Q/A ↗Quarterly report · amendment
- Dec 18, 2510-Q/A ↗Quarterly report · amendment
- Dec 18, 2510-Q/A ↗Quarterly report · amendment
- Dec 18, 2510-K/A ↗Annual report · amendment
- Dec 17, 2510-Q/A ↗Quarterly report · amendment
805 filings on record, the oldest from Feb 14, 95.
Listing the 25 most recent filings of the 805 on record.
41730
- Oct 13, 26Listing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
- May 12, 26Auditor change filing (8-K Item 4.01)8-K 4.01 ↗
- May 4, 26Auditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
- May 20, 25Listing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
- Mar 10, 25Completed an acquisition or disposal8-K 2.01 ↗
- Feb 18, 25Sold unregistered shares+2 more in the same filing8-K 3.02 ↗
- Jan 6, 25A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Nov 7, 24Listing notice (8-K 3.01)8-K 3.01 ↗
- Oct 22, 24A senior executive left or was appointed8-K 5.02 ↗
- May 25, 23Entered a material agreement+3 more in the same filing8-K 1.01 ↗
3 senior executive changes2017 – 2020show all 3hide
- Nov 25, 20A senior executive left or was appointed8-K 5.02 ↗
- Oct 23, 20A senior executive left or was appointed8-K 5.02 ↗
- Jun 30, 17A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- May 31, 17A material agreement was terminated+2 more in the same filing8-K 1.02 ↗
11 older filings not shown · The record reaches back to Feb 7, 05.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Oct 27, 06Listing notice (8-K 3.01)8-K 3.01 ↗
The full record holds 4 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13D: stake and stated purpose
Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.
- Howard Todd Horberg5.6%Jun 19, 26SCHEDULE 13D ↗
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
- Jul 14, 23Buy$1KROBERT L KNAUSS↗
Stock compensation, tax and giftsshow the 3 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
The full record holds 4 transactions and goes back to Jul 14, 23.
Its sector and its market
Equus Total Return Inc. among Financials companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
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The research continues
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Coverage
What sits behind this page.
Where each figure comes from and how far it reaches.
- Prices
- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 805 documents on file, from Feb 14, 1995 to Oct 13, 2026.
- Company description
- No description available.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Are the prices real time?
No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.
Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
Before forming a view on a company,
read what is on record.
One close per session. The record in plain language. Its sector and its market one link away. Your judgment when deciding.