SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
HornScout

Company profile

GECC

Great Elm Capital Corp.
NASDAQFinancials

Latest close: 4.97 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Aug 5, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Aug 5, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
  3. Jul 20, 2026Material event · 8-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record59911 flagged findings
Reported transactions (Form 4)40since Jul 2, 2025 · and 3 other holdings
Corporate events (8-K)30since Mar 4, 2022

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

Reverse splits in 5 years

1 reverse split in 5 years (1:6 on Feb 28, 2022) · 1:6 cumulative

The other times: of 818 securities that did their first reverse split in 5 years, a year later the median was worth 0.53× the price on the day of the split; 382 lost more than half and 209 rose (809 with a price a year later).

Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 599)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Aug 24, 26PRE 14A ↗Shareholder meeting and votes
  • Aug 6, 26SCHEDULE 13G/A ↗Passive stake · Summit Grove Partners, LLC · 7.6% · event on Jun 29, 26 · amendment
  • Aug 6, 26SCHEDULE 13G/A ↗Passive stake · Great Elm Strategic Partnership I, LLC · 9.9% · event on Jun 29, 26 · amendment
  • Aug 6, 26SCHEDULE 13G/A ↗Passive stake · Prosper Peak Holdings, LLC · 7.0% · event on Jun 29, 26 · amendment
  • Aug 5, 268-K ↗Current report · Results
  • Aug 5, 2610-Q ↗Quarterly report
  • Jul 20, 268-K ↗Current report · Other events
  • Jun 30, 26Form 4 ↗Insider transaction
  • Jun 8, 268-K ↗Current report · Entered a material agreement
  • Jun 1, 268-K ↗Current report · Shareholder vote results
  • May 27, 2625-NSE ↗Delisting or deregistration
  • May 15, 26SCHEDULE 13G/A ↗Passive stake · Drapkin Matthew A · 3.3% · event on Mar 31, 26 · amendment
  • May 4, 268-K ↗Current report · A senior executive left or was appointed
  • May 4, 2610-Q ↗Quarterly report
  • Apr 27, 268-K ↗Current report · Other events
  • Apr 13, 26DEFA14A ↗Shareholder meeting and votes
  • Apr 13, 26DEF 14A ↗Shareholder meeting and votes
  • Mar 5, 26Form 3 ↗Insider transaction
  • Mar 5, 26SCHEDULE 13G/A ↗Passive stake · Drapkin Matthew A · 6.2% · event on Mar 4, 26 · amendment
  • Mar 2, 268-K ↗Current report · A senior executive left or was appointed
  • Mar 2, 2610-K ↗Annual report
  • Mar 2, 268-K ↗Current report · Other events

599 filings on record, the oldest from Jun 24, 16.

Listing the 25 most recent filings of the 599 on record.

8-Ks, explained

Stress3Structure44Governance12
  • Jun 8, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • May 4, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Mar 2, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Structure15 material agreements entered2022 – 2025show all 15hide
    • Sep 11, 25StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Sep 10, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Aug 27, 25StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Aug 13, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Dec 12, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Sep 19, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Aug 22, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jul 10, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Jun 24, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Apr 24, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Apr 17, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Feb 8, 24StructureEntered a material agreement+5 more in the same filing8-K 1.01 ↗
    • Nov 27, 23StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Aug 16, 23StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Aug 1, 22StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Mar 15, 22GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Mar 4, 22StressListing notice (8-K 3.01)+4 more in the same filing8-K 3.01 ↗

The record reaches back to Nov 7, 16.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • May 10, 17StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Mar 30, 17StressListing notice (8-K 3.01)+4 more in the same filing8-K 3.01 ↗

The full record holds 3 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Great Elm Group, Inc.9.7%Oct 7, 25SCHEDULE 13D/A ↗1 earlier filing
  • Matthew A. Drapkin7.6%Jan 13, 25SCHEDULE 13D/A ↗6 co-filers on this document — the figure is the largest single stake, not their sum.
  • Drapkin Matthew A6.2%Nov 4, 25SCHEDULE 13D/A ↗6 co-filers on this document — the figure is the largest single stake, not their sum.

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Great Elm Strategic Partnership I, LLC9.9%Jun 29, 26SCHEDULE 13G/A ↗1 earlier filing
  • Poor Richard LLC9.9%Aug 27, 25SCHEDULE 13G ↗2 co-filers on this document — the figure is the largest single stake, not their sum.
  • Summit Grove Partners, LLC7.6%Jun 29, 26SCHEDULE 13G/A ↗
  • Prosper Peak Holdings, LLC7.0%Jun 29, 26SCHEDULE 13G/A ↗
  • Drapkin Matthew A3.3%Mar 31, 26SCHEDULE 13G/A ↗6 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Nov 7, 25Buy$150KMatthew D KaplanCEO and President↗
  • Sep 26, 25Sell$26KGreat Elm Strategic Partnership I, LLC↗
  • Sep 25, 25Sell$19KGreat Elm Strategic Partnership I, LLC↗
  • Sep 23, 25Sell$17KGreat Elm Strategic Partnership I, LLC↗
  • Sep 22, 25Sell$552KGreat Elm Strategic Partnership I, LLC↗
  • Sep 19, 25Sell$169KGreat Elm Strategic Partnership I, LLC↗
  • Sep 18, 25Sell$1KGreat Elm Strategic Partnership I, LLC↗
  • Sep 15, 25Sell$240KGreat Elm Strategic Partnership I, LLC↗
  • Aug 26, 25Sell$240KGreat Elm Strategic Partnership I, LLC↗
  • Aug 25, 25Sell$288KGreat Elm Strategic Partnership I, LLC↗
  • Aug 22, 25Sell$201KGreat Elm Strategic Partnership I, LLC↗
  • Aug 21, 25Sell$299KGreat Elm Strategic Partnership I, LLC↗

There are 9 more transactions in this stretch.

Stock compensation, tax and giftsshow the 19 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 21, 26Compensationamount n/aAdam M KleinmanCCO and Secretary↗
  • Sep 21, 26Compensationamount n/aAdam M KleinmanCCO and Secretary↗
  • Sep 21, 26Tax$19KAdam M KleinmanCCO and Secretary↗
  • Sep 21, 26Compensationamount n/aKeri DavisCFO↗
  • Sep 21, 26Compensationamount n/aKeri DavisCFO↗
  • Sep 21, 26Tax$16KKeri DavisCFO↗
  • Sep 21, 26Otheramount n/aGreat Elm Group, Inc.↗
  • Jun 29, 26Other$981KGreat Elm Strategic Partnership I, LLC↗
  • Sep 23, 25Tax$94KMatthew D KaplanCEO and President↗
  • Sep 23, 25Tax$16KAdam M KleinmanCCO and Secretary↗
  • Sep 23, 25Tax$31KKeri DavisCFO↗
  • Sep 20, 25Otheramount n/aGreat Elm Group, Inc.↗
  • Sep 19, 25Compensationamount n/aMatthew D KaplanCEO and President↗
  • Sep 19, 25Compensationamount n/aMatthew D KaplanCEO and President↗
  • Sep 19, 25Compensationamount n/aAdam M KleinmanCCO and Secretary↗
  • Sep 19, 25Compensationamount n/aAdam M KleinmanCCO and Secretary↗
  • Sep 19, 25Compensationamount n/aKeri DavisCFO↗
  • Sep 19, 25Compensationamount n/aKeri DavisCFO↗
  • Sep 19, 25Otheramount n/aGreat Elm Group, Inc.↗

The full record holds 92 transactions and goes back to Aug 30, 22.

Its sector and its market

Great Elm Capital Corp. among Financials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

With an account you also get

  • The four engines — growth, trend, risk and context — each with its word and its score.
  • The risk band and the sector phase.
  • The company's fundamentals and accounts.
  • Watchlist: your list of companies, with the «since you follow it» figure.

The research continues

The profile tells the story. The market sets the scene.

From Great Elm Capital Corp., the path continues in the other areas. Each one is shown with its own example, named in its step.

  1. Place it in its market

    Seven layers of its region's market — rates, credit, stress, liquidity, regime, breadth and sectors — with historical precedents. Public example: Apple and ASML.

    See how Context works →
  2. See what deserves a closer look

    Every morning Radar screens the covered companies through a lens and explains why each candidate made the list. Public example: the lists from Aug 11, 2026.

    See how Radar works →
  3. Keep the why

    Follow Great Elm Capital Corp. in the Watchlist and review what changed since you added it: context, notices and filings. Written theses are coming soon. Public example: Apple.

    See an example review →

Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
599 documents on file, from Jun 24, 2016 to Sep 23, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

Start at your own pace

Explore first. Go deeper with access.

Every company's public profile is open. The full reading — context, Radar, watchlist — is inside, in an invitation-only beta.

Compare plans →
  • No account

    This profile for every company we cover: closing prices with the record's facts on the curve, the SEC file in plain language, insider trades included, and links to its sector and exchange.

  • Pro

    What matters today, with its reason, is free with an account. Pro adds, in the profile, each company's notices and their explanation and the analysis of its insiders; in Radar, all the lenses, which notice each candidate carries, filters by notice type and «no dilution», and the cycle cohort filter; and in Watchlist, more companies and notice changes with their reason.

  • Pro+

    Adds the Lab: test a hypothesis on comparable cohorts before reusing it; and bring your lenses to Radar.

Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

Before forming a view on a company,
read what is on record.

One close per session. The record in plain language. Its sector and its market one link away. Your judgment when deciding.

Access by invitation while the beta lasts. Not advice: the profile shows what is on record; it does not recommend.

Great Elm Capital Corp. (GECC): stock price history, insider trades and SEC filings — HornScout