SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

GROW

U.S. Global Investors, Inc.
NASDAQFinancials

Latest close: 2.72 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◆Adverse 8-K filing●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 3, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Sep 3, 2026Annual report · 10-KFiled by the company itself.Open the filing ↗
  3. Jun 8, 2026Material event · 8-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record1,9129 flagged findings
Reported transactions (Form 4)40since Jul 31, 2025 · and 2 other holdings
Corporate events (8-K)13since Jul 21, 2005

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-13capital return (buybacks/dividends)recentOpen filing ↗
    “…by the Board. The Company has a share repurchase program, approved by the Board of Directors, authorizing the Company to…”
    +1 more passage from the same document
    • “…the Company, and general business conditions. The dividend rate per share was $ 0.0075 per month for fiscal year 2025 and through…”
  • 2026-05-13reverse splitrecentOpen filing ↗
    “…5.0 million common share purchase warrants of HIVE. Under the original terms, the principal amount of each debenture was convertible…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 1,912)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Sep 3, 268-K ↗Current report · Results
  • Sep 3, 2610-K ↗Annual report
  • Insider transaction · 6 Form 4 filingsshow all 6hide
  • Jun 8, 268-K ↗Current report · Results
  • Jun 5, 2610-Q/A ↗Quarterly report · amendment
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jun 2, 268-K ↗Current report · Past accounts declared unreliable and being restated
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Insider transaction · 2 Form 3 filingsshow all 2hide
  • Jun 2, 26SCHEDULE 13G/A ↗Passive stake · Gator Capital Management, LLC · 10.7% · amendment
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • May 13, 268-K ↗Current report · Results
  • May 13, 2610-Q ↗Quarterly report
  • May 13, 26SCHEDULE 13G/A ↗Passive stake · Gator Capital Management, LLC · 9.9% · event on Mar 31, 26 · amendment

1,912 filings on record, the oldest from May 15, 95.

Listing the 25 most recent filings of the 1,912 on record.

8-Ks, explained

Stress7Structure1Governance5
  • Jun 2, 26StressPast accounts declared unreliable and being restated+1 more in the same filing8-K 4.02 ↗
  • Jan 29, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Nov 22, 23StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Oct 20, 23StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Mar 6, 23StressPast accounts declared unreliable and being restated+2 more in the same filing8-K 4.02 ↗
  • Feb 21, 23StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Dec 21, 22GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Oct 18, 22GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Nov 19, 21StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • Oct 18, 21StressPast accounts declared unreliable and being restated+2 more in the same filing8-K 4.02 ↗
  • Jun 1, 18GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jul 2, 13GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗

1 older filings not shown

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Gator Capital Management, LLC10.7%Jun 2, 26SCHEDULE 13G/A ↗5 co-filers on this document — the figure is the largest single stake, not their sum. · 4 earlier filings
  • Vanguard Capital Management5.5%Mar 31, 26SCHEDULE 13G ↗

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Jun 3, 26Buy$858Gator Capital Management, LLC↗
  • Jun 2, 26Buy$53KGator Capital Management, LLC↗
  • May 28, 26Buy$4KGator Capital Management, LLC↗
  • May 21, 26Buy$61KGator Capital Management, LLC↗
  • May 13, 26Buy$9KGator Capital Management, LLC↗
  • May 12, 26Buy$1KGator Capital Management, LLC↗
  • May 11, 26Buy$14KGator Capital Management, LLC↗
  • May 8, 26Buy$545Gator Capital Management, LLC↗
  • May 7, 26Buy$8KGator Capital Management, LLC↗
  • May 6, 26Buy$676Gator Capital Management, LLC↗
  • May 1, 26Buy$539Gator Capital Management, LLC↗
Stock compensation, tax and giftsshow the 29 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 30, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • Sep 30, 26Other$945Lisa CallicotteCFO↗
  • Aug 31, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • Aug 31, 26Other$945Lisa CallicotteCFO↗
  • Jul 31, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • Jul 31, 26Other$947Lisa CallicotteCFO↗
  • Jun 30, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • Jun 30, 26Other$945Lisa CallicotteCFO↗
  • May 29, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • May 29, 26Other$948Lisa CallicotteCFO↗
  • Apr 30, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • Apr 30, 26Other$944Lisa CallicotteCFO↗
  • Mar 31, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • Mar 31, 26Other$947Lisa CallicotteCFO↗
  • Feb 27, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • Feb 27, 26Other$946Lisa CallicotteCFO↗
  • Jan 30, 26Other$2KFRANK E HOLMESCEO/CIO↗
  • Jan 30, 26Other$946Lisa CallicotteCFO↗
  • Dec 31, 25Other$2KFRANK E HOLMESCEO/CIO↗
  • Dec 31, 25Other$945Lisa CallicotteCFO↗
  • Nov 28, 25Other$2KFRANK E HOLMESCEO/CIO↗
  • Nov 28, 25Other$947Lisa CallicotteCFO↗
  • Oct 31, 25Other$2KFRANK E HOLMESCEO/CIO↗
  • Oct 31, 25Other$946Lisa CallicotteCFO↗
  • Sep 30, 25Other$2KFRANK E HOLMESCEO/CIO↗
  • Sep 30, 25Other$946Lisa CallicotteCFO↗
  • Aug 29, 25Other$947Lisa CallicotteCFO↗
  • Aug 29, 25Other$2KFRANK E HOLMESCEO/CIO↗
  • Jul 31, 25Other$944Lisa CallicotteCFO↗

The full record holds 103 transactions and goes back to Dec 30, 22.

Its sector and its market

U.S. Global Investors, Inc. among Financials companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
1,912 documents on file, from May 15, 1995 to Oct 1, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

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It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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U.S. Global Investors, Inc. (GROW): stock price history, insider trades and SEC filings — HornScout