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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Sep 29, 2026Reported sale · Form 4Kiera Newton · $5.1KOpen the filing ↗
- Sep 24, 2026Reported sale · Form 4DANIEL B STEADMAN, Executive VP · $51.3KOpen the filing ↗
- Sep 24, 2026Reported sale · Form 4THOMAS L SEAVEY · $19.0KOpen the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record9313 flagged findings
Reported transactions (Form 4)40since Sep 18, 2025
Corporate events (8-K)30since Nov 4, 2013
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-06capital return (buybacks/dividends)recentOpen filing ↗“…31, 2026 and 2025 , respectively. The maximum number of shares of common stock that may be issued under the DRSPP is 1,530,000 ,…”
+1 more passage from the same document
- “…to repurchase up to 1,500,000 shares of its common stock in the open market, in privately negotiated transactions, or…”
- 2026-02-05capital return (buybacks/dividends)recentOpen filing ↗“…31, 2025 and 2024 , respectively. The maximum number of shares of common stock that may be issued under the DRSPP is 1,530,000 , of…”
+1 more passage from the same document
- “…to repurchase up to 1,500,000 shares of its common stock in the open market, in privately negotiated transactions, or…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 931)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Sep 24, 26Form 144 ↗Notice of proposed sale
Insider transaction · 12 Form 4 filingsshow all 12hide
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 22, 26Form 4 ↗Insider transaction
- Sep 16, 26Form 4 ↗Insider transaction
- Aug 5, 268-K ↗Current report · Results · Communication to the market
- Aug 5, 2610-Q ↗Quarterly report
- Jun 29, 2625-NSE ↗Delisting or deregistration
- May 28, 268-K ↗Current report · Other events
- May 12, 26Form 4 ↗Insider transaction
- May 11, 26Form 144 ↗Notice of proposed sale
- May 6, 268-K ↗Current report · Results · Communication to the market
- May 6, 2610-Q ↗Quarterly report
931 filings on record, the oldest from Mar 15, 02.
Listing the 25 most recent filings of the 931 on record.
3719
- Dec 16, 24Auditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
3 senior executive changes2021 – 2024show all 3hide
- Sep 20, 24A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Dec 8, 22A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Dec 1, 21A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Oct 20, 21Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Oct 14, 21Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Mar 26, 20A material agreement was terminated8-K 1.02 ↗
- Jul 19, 19Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- May 9, 19Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Feb 25, 19A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Oct 29, 18Completed an acquisition or disposal+2 more in the same filing8-K 2.01 ↗
- Sep 21, 18Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Jul 11, 18Completed an acquisition or disposal+1 more in the same filing8-K 2.01 ↗
- Jan 25, 18A senior executive left or was appointed+4 more in the same filing8-K 5.02 ↗
12 older filings not shown · The record reaches back to Dec 14, 04.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- Seaport Global Asset Management LLC5.2%Dec 31, 25SCHEDULE 13G ↗2 co-filers on this document — the figure is the largest single stake, not their sum.
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Sep 24, STEADMAN DANIEL B filed notice of intent to sell up to $51K. That is about 0.06% of shares outstanding.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $51K on Sep 24, per their Form 4. That is 100% of the shares announced so far, and the window is still open.
- Sep 29, 26Sell$5KKiera Newton↗
- Sep 24, 26Sell$51KDANIEL B STEADMANExecutive VP↗
- Sep 24, 26Sell$19KTHOMAS L SEAVEY↗
- Sep 16, 26Sell$2KKiera Newton↗
- Sep 14, 26Sell$6KKiera Newton↗
- May 11, 26Sell$100KKathryn FahySVP and CFO↗
- Dec 30, 25Sell$5KKiera Newton↗
- Sep 29, 25Sell$4KKiera Newton↗
- Sep 23, 25Sell$33Kiera Newton↗
Stock compensation, tax and giftsshow the 31 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Sep 30, 26Giftamount n/aDANIEL B STEADMANExecutive VP↗
- Sep 18, 26Compensationamount n/aDANIEL G LIBARLE↗
- Sep 18, 26Compensationamount n/aKiera Newton↗
- Sep 18, 26Compensationamount n/aORiordan Lydia D Knight↗
- Sep 18, 26Compensationamount n/aTHOMAS L SEAVEY↗
- Sep 18, 26Compensationamount n/aSusan Weber Pomilia↗
- Sep 18, 26Compensationamount n/aBRIAN A HENNESSY↗
- Sep 18, 26Compensationamount n/aHENRY HANSEL↗
- Sep 18, 26Compensationamount n/aKathryn FahySVP and CFO↗
- Sep 18, 26Tax$44KKathryn FahySVP and CFO↗
- Sep 18, 26Compensationamount n/aDANIEL B STEADMANExecutive VP↗
- Sep 18, 26Tax$33KDANIEL B STEADMANExecutive VP↗
- Sep 18, 26Compensationamount n/aTERESA M NILSENPresident, COO and Secretary↗
- Sep 18, 26Tax$99KTERESA M NILSENPresident, COO and Secretary↗
- Sep 18, 26Compensationamount n/aNEIL J HENNESSYCEO↗
- Sep 18, 26Tax$99KNEIL J HENNESSYCEO↗
- Dec 26, 25Giftamount n/aDANIEL B STEADMANExecutive VP↗
- Dec 19, 25Giftamount n/aBRIAN A HENNESSY↗
- Dec 10, 25Giftamount n/aKathryn FahySVP and CFO↗
- Dec 8, 25Giftamount n/aDANIEL B STEADMANExecutive VP↗
- Dec 8, 25Giftamount n/aDANIEL B STEADMANExecutive VP↗
- Sep 18, 25Compensationamount n/aRODGER OFFENBACH↗
- Sep 18, 25Compensationamount n/aDANIEL G LIBARLE↗
- Sep 18, 25Compensationamount n/aKiera Newton↗
- Sep 18, 25Compensationamount n/aORiordan Lydia D Knight↗
- Sep 18, 25Compensationamount n/aTHOMAS L SEAVEY↗
- Sep 18, 25Compensationamount n/aSusan Weber Pomilia↗
- Sep 18, 25Compensationamount n/aBRIAN A HENNESSY↗
- Sep 18, 25Compensationamount n/aHENRY HANSEL↗
- Sep 18, 25Compensationamount n/aKathryn FahySVP and CFO↗
- Sep 18, 25Tax$45KKathryn FahySVP and CFO↗
The full record holds 162 transactions and goes back to Mar 7, 17.
Its sector and its market
Hennessy Advisors, Inc. among Financials companies
The profile shows what is on record. Context and Radar place the company among those of its sector and region.
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- Series quality
- 250 clean closes in the period.
- SEC records
- 931 documents on file, from Mar 15, 2002 to Oct 1, 2026.
- Company description
- No description available.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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