SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
HornScout

Company profile

HAPN

Happen, Inc.
NASDAQFinancials

Latest close: 14.49 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◆Adverse 8-K filing●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 15, 2026Reported sale · Form 4Erin Selleck · $119.2KOpen the filing ↗
  2. Sep 4, 2026Reported sale · Form 4Erin Selleck · $35.8KOpen the filing ↗
  3. Sep 4, 2026Notice of sale · Form 144Selleck Erin · Director · $160.3KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record1,68018 flagged findings
Reported transactions (Form 4)80since Feb 25, 2026 · and 3 other holdings
Corporate events (8-K)30since Aug 29, 2018

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

Happen Bank Inc. is an American financial services company headquartered in San Francisco, California. It was the first peer-to-peer lender to register its offerings as securities with the Securities and Exchange Commission (SEC), and to offer loan trading on a secondary market. At its height, LendingClub was the world's largest peer-to-peer lending platform.

Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-06-02listing compliance noticerecentOpen filing ↗
    “…of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company,…”
    +1 more passage from the same document
    • “…of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has…”
  • 2026-04-30capital return (buybacks/dividends)recentOpen filing ↗
    “…our employees to satisfy applicable tax withholding obligations. The timing, amount and methodology of shares acquired through the…”
    +1 more passage from the same document
    • “…58,171 Total other liabilities $ 226,800 $ 233,518 (1) Represents originated loans for which disbursement of funds is pending to…”
  • 2026-04-30bank capital and credit cost contextrecentOpen filing ↗
    “…expense 84,973 82,102 Net interest income 176,234 149,957 Non-interest income: Origination fees (1) 130,088 69,944 Servicing fees…”
    +1 more passage from the same document
    • “…Report. The forward-looking statements included in this Report are made only as of the date hereof and we do not assume any…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 1,680)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Sep 17, 26Form 4 ↗Insider transaction
  • Sep 4, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Sep 3, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 6 Form 4 filingsshow all 6hide
  • Aug 26, 26Form 144 ↗Notice of proposed sale
  • Aug 20, 26Form 4 ↗Insider transaction
  • Aug 18, 26Form 144 ↗Notice of proposed sale
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · Wellington Management Group LLP · 13.3% · event on Jun 30, 26 · amendment
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jul 31, 26SCHEDULE 13G ↗Passive stake · Vanguard Capital Management · 5.0% · event on Jun 30, 26
  • Jul 30, 2610-Q ↗Quarterly report
  • Jul 27, 268-K ↗Current report · Results
  • Insider transaction · 5 Form 4 filingsshow all 5hide

1,680 filings on record, the oldest from Nov 24, 08.

Listing the 25 most recent filings of the 1,680 on record.

8-Ks, explained

Stress3Structure48Governance50
  • Jun 2, 26StressListing notice (8-K 3.01)+2 more in the same filing8-K 3.01 ↗
  • Governance12 senior executive changes2021 – 2026show all 12hide
    • Jan 27, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Jun 5, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Oct 12, 23GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Apr 24, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Mar 27, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jan 12, 23GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
    • Aug 2, 22GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jul 27, 22GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Apr 18, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗
    • Sep 15, 21GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jul 15, 21GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jul 7, 21GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Feb 1, 21StructureCompleted an acquisition or disposal+1 more in the same filing8-K 2.01 ↗
  • Jan 19, 21StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Apr 21, 20StressRestructuring plan with committed costs+2 more in the same filing8-K 2.05 ↗
  • Structure3 material agreements entered2020show all 3hide
    • Mar 23, 20StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Feb 26, 20StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Feb 19, 20StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
  • Sep 19, 19GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Structure4 material agreements entered2018 – 2019show all 4hide
    • Jun 19, 19StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Jun 6, 19StructureEntered a material agreement+1 more in the same filing8-K/A 1.01 ↗
    • Mar 29, 19StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Sep 21, 18StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Aug 29, 18GovernanceA senior executive left or was appointed8-K 5.02 ↗

The record reaches back to Dec 30, 08.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Jun 28, 16StressRestructuring plan with committed costs+3 more in the same filing8-K 2.05 ↗

The full record holds 3 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

show 4 more holdershide
  • Vanguard Capital Management5.0%Jun 30, 26SCHEDULE 13G ↗
  • Dimensional Fund Advisors LP5.0%Mar 31, 26SCHEDULE 13G ↗1 earlier filing
  • Senvest Management, LLC3.7%Dec 31, 25SCHEDULE 13G/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • Jackson Square Partners, LLC2.5%Dec 31, 24SCHEDULE 13G/A ↗

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Sep 4, Selleck Erin filed notice of intent to sell up to $160K. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $155K across 2 trades, between Sep 4 and Sep 15, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+3 more recent notices · 3 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 15, 26Sell$119KErin Selleck↗
  • Sep 4, 26Sell$36KErin Selleck↗
  • Sep 3, 26Sell$49KJordan ChengGeneral Counsel & Secretary↗
  • Aug 26, 26Sell$525KScott SanbornCEO↗
  • Aug 20, 26Sell$679KFergal StackSVP, Corporate Controller↗
  • Aug 19, 26Sell$699KFergal StackSVP, Corporate Controller↗
  • Aug 18, 26Sell$755KFergal StackSVP, Corporate Controller↗
  • Aug 10, 26Sell$270KAndrew LaBenneChief Financial Officer↗
  • Aug 5, 26Sell$591KScott SanbornCEO↗
  • Jul 15, 26Sell$577KScott SanbornCEO↗
  • Jul 1, 26Sell$115KJordan ChengGeneral Counsel & Secretary↗
  • Jul 1, 26Sell$525KScott SanbornCEO↗

There are 7 more transactions in this stretch.

Stock compensation, tax and giftsshow the 21 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Aug 25, 26Compensationamount n/aJordan ChengGeneral Counsel & Secretary↗
  • Aug 25, 26Compensationamount n/aJordan ChengGeneral Counsel & Secretary↗
  • Aug 25, 26Compensationamount n/aJordan ChengGeneral Counsel & Secretary↗
  • Aug 25, 26Tax$100KJordan ChengGeneral Counsel & Secretary↗
  • Aug 25, 26Compensationamount n/aAndrew LaBenneChief Financial Officer↗
  • Aug 25, 26Compensationamount n/aAndrew LaBenneChief Financial Officer↗
  • Aug 25, 26Compensationamount n/aAndrew LaBenneChief Financial Officer↗
  • Aug 25, 26Tax$244KAndrew LaBenneChief Financial Officer↗
  • Aug 25, 26Compensationamount n/aSteven C MatticsBank - Chief Lending Officer↗
  • Aug 25, 26Compensationamount n/aSteven C MatticsBank - Chief Lending Officer↗
  • Aug 25, 26Tax$250KSteven C MatticsBank - Chief Lending Officer↗
  • Aug 25, 26Compensationamount n/aScott SanbornCEO↗
  • Aug 25, 26Compensationamount n/aScott SanbornCEO↗
  • Aug 25, 26Compensationamount n/aScott SanbornCEO↗
  • Aug 25, 26Tax$271KScott SanbornCEO↗
  • Aug 25, 26Compensationamount n/aFergal StackSVP, Corporate Controller↗
  • Aug 25, 26Compensationamount n/aFergal StackSVP, Corporate Controller↗
  • Aug 25, 26Compensationamount n/aFergal StackSVP, Corporate Controller↗
  • Aug 25, 26Tax$49KFergal StackSVP, Corporate Controller↗
  • Jun 2, 26Compensationamount n/aSyed Faiz Ahmad↗
  • Jun 2, 26Compensationamount n/aStephen M Cutler↗

The full record holds 509 transactions and goes back to Feb 10, 23.

Its sector and its market

Happen, Inc. among Financials companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
1,680 documents on file, from Nov 24, 2008 to Sep 17, 2026.
Company description
Wikipedia, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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