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Quien supera el 5 % de una clase de acciones con derecho de voto tiene que declararlo ante la SEC. Esta página recoge las declaraciones cuyo hecho desencadenante cae en los últimos 30 días.
La fecha es la del hecho que obligó a declarar, tal como consta en el documento; no la del día en que nosotros lo registramos. No se listan las enmiendas a declaraciones anteriores.
Lo presenta quien no puede usar la forma breve. Lleva el propósito declarado del inversor, reproducido abajo tal como se presentó: el tipo de formulario por sí solo no dice si busca influir.
45 declaraciones en 37 empresas
Liontrust Investment Partners LLP · 5% de la clase
Prime Ocean Holdings Limited · 9% de la clase
On March 11, 2026, PRIME OCEAN HOLDINGS LIMITED (the "Transferor") and JMD CORPORATE SERVICES LIMITED (the "Transferee") entered into a share transfer agreement, pursuant to which PRIME OCEAN agreed to transfer certain shares held by it to JMD CORPORATE SERVICES LIMITED. Under the terms of the share transfer agreement, Transferor is the registered proprietor of 18.000.000 ordinary shares (certificate no. C1353) with
Fairmount Funds Management LLC · 19,99% de la clase · 5 declarantes
The Reporting Persons own 19.99% of the Company in the aggregate, based upon the Company's aggregate outstanding shares as of September 30, 2026, plus the shares of Common Stock issued in the Financing (as defined below). The Reporting Persons' securities include (i) 687,789 shares of Common Stock and (ii) 171,000 shares of Common Stock issuable upon conversion of 171 shares of Series C Preferred Stock held directly
Third Point LLC · 5,8% de la clase · 2 declarantes
The Reporting Persons acquired the securities reported herein for investment purposes and believe that the Common Stock is undervalued. The Reporting Persons believe that the underlying business of the Issuer is strong, but not of a scale to support its current overhead and that management incentive options are not aligned with creating shareholder value. Accordingly, the Reporting Persons believe that the Issuer
Seto Wai Yue · 53,15% de la clase
The Reporting Person acquired the Shares pursuant to a Securities Purchase Agreement dated October 9, 2026, with the Issuer, under which the Reporting Person purchased an aggregate of 300,000 Class A ordinary shares and 300,000 warrants, which were concurrently exercised into 1,200,000 Class A ordinary shares, in a private placement. The Reporting Person holds the shares for investment purposes. The Reporting Person
Saba Capital Management, L.P. · 5,11% de la clase · 3 declarantes
The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties
Zheng Mingjie · 21,69% de la clase
The information contained in Item 2(c) of this Schedule 13D is incorporated herein by reference. The Reporting Person acquired beneficial ownership of the securities reported herein in connection with the PIPE. The Reporting Person acquired the securities reported herein for investment purposes. The Reporting Person expects to review from time to time his investment in the Issuer and may, depending on market and
Ruen Hua Dyeing & Weaving Co., Ltd. · 21,92% de la clase
The Reporting Person acquired beneficial ownership of the securities reported herein for investment purposes, subject to the following: The Reporting Person intends to review its investment on a regular basis and, as a result thereof, may at any time or from time to time determine, either alone or as part of a group, (i) to acquire additional securities of the Issuer, through open market purchases, privately
Powell Anderson Capital Partners LLC · 6,8% de la clase · 4 declarantes
The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may
PICTET ASSET MANAGEMENT SA · 5,2% de la clase
The Reporting Person acquired shares of Elastic NV as part of its investment strategy, which includes considering the clarity and robustness of the issuer's long-term strategy; the functioning and calibre of governance structures and effective leadership; the financial strength and performance of issuers and the fair valuation of underlying securities; and financially-material sustainability risks & opportunities
Drew Holdings Ltd. · 12,2% de la clase · 2 declarantes
The Reporting Persons acquired the shares of Common Shares for investment or other purposes, from working capital and as disclosed in Item 3, which is incorporated by reference. The Reporting Persons intend to evaluate their investment in the Common Shares on a continual basis. The Reporting Persons may, from time to time: (i) acquire additional shares of Common Shares and/or other securities of the Issuer; (ii)
Rui Zhang · 81,48% de la clase · 2 declarantes
The purpose for the Reporting Persons to enter into the Transaction is to seize the investment opportunity in connection with the Company. By entering into the Share Purchase Agreement and completing the Transaction, the Reporting Persons become the controlling shareholder of the Company based on the ownership of class A shares as reported in this Schedule 13D. Vastway Technology Co., Ltd. has been granted, pursuant
Tarheel Investors III L.P. · 14% de la clase · 14 declarantes
Swap Transactions Tarheel Investors III L.P. previously held certain equity swaps with an unrelated counterparty ("Counterparty") that could be physically settled ("Equity Swaps") upon the satisfaction of certain regulatory conditions. On October 5, 2026, the regulatory conditions applicable to such Equity Swaps were satisfied and Tarheel Investors III L.P. acquired beneficial ownership of the Common Stock
MFN Partners, LP · 19,3% de la clase · 6 declarantes
The Reporting Persons filed an initial Schedule 13G on February 10, 2023, which was amended on February 12, 2024; August 14, 2024; November 13, 2024 and February 12, 2025 (together, the "Schedule 13G"), with respect to the Issuer. All of the Common Stock of the Issuer reported on this Schedule 13D was acquired in the ordinary course of business for investment purposes by the Reporting Persons. Voting Agreement On
ASP Isotopes Inc. · 15,1% de la clase · 2 declarantes
The information reported in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference. LHE LNG intends to exercise Pre-Funded Warrants to purchase 187,169 shares of Common Stock prior to the record date of the Special Meeting in order to vote such shares of Common Stock on any proposals on which it is entitled to vote at the Special Meeting. The Reporting Persons intend to review their investment in
TBG AG · 16,4% de la clase
On the Completion Date, in connection with the consummation of the Transaction pursuant to the Purchase Agreement, the Reporting Person entered into that certain Shareholder Agreement, dated as of October 1, 2026, by and between the Reporting Person and the Issuer (the "Shareholder Agreement"), which provides for, among other things, certain transfer restrictions, standstill obligations, voting commitments, board
Nokia Solutions and Networks Oy · 14,2% de la clase · 2 declarantes
The information set forth in Items 3 and 6 of this Schedule 13D is incorporated by reference in its entirety into this Item 4. The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons intend to continue to review their investment in the Issuer on an ongoing basis and, in the course of their review, may take actions (including through their affiliates) with respect
Roman Vintfeld · 8,9% de la clase · 2 declarantes
The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger. The Reporting Persons acquired the securities reported herein for investment purposes. In his capacity as Co-founder & EVP of Sales and Marketing of the Issuer, Mr. Vintfeld may have influence over the
Michael Sinensky · 11,6% de la clase · 2 declarantes
The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger. The Reporting Persons acquired the securities reported herein for investment purposes. In his capacity as Co-founder & EVP of Marketing and Comms of the Issuer, Mr. Sinensky may have influence over the
Andrew Fox · 14,2% de la clase
The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Person acquired beneficial ownership of the securities reported herein in connection with the Merger. Effective upon the Closing, the Board of Directors of the Issuer (the "Board") appointed the Reporting Person as Chief Executive Officer and Chairman of the Board of the Issuer. The Reporting Person acquired
Karnavati Holdings, Inc. · 12,4% de la clase · 3 declarantes
The Reporting Persons acquired the shares as consideration in partial satisfaction of secured obligations owed by SVM, as described in Item 3, and hold them for investment purposes. Under the APA, KHI may receive up to an additional 2,155,818 shares, consisting of 312,500 shares held back by the Issuer pending delivery of executed deeds and the Tranche 2 Funding under the Bridge Facility, and any residual of
Erez Asset Management LLC · 5,8% de la clase · 3 declarantes
The Reporting Persons believe that the securities of the Issuer are undervalued and represent an attractive investment opportunity. The Reporting Persons have communicated with management and the Board of Directors of the Issuer (the "Board") regarding capital allocation, business management and operations, and strategy and plans of the Issuer, including a potential strategic review of some or all of the Issuer's
Gate City Capital Management, LLC · 9,35% de la clase · 2 declarantes
The Reporting Person purchased the Common Stock based on the Reporting Person's belief that the Common Stock, when purchased, were undervalued and did not adequately reflect the potential value of the Company's underlying business and assets. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of shares at prices that would make the
Shaw Matthew Ian · 47,2% de la clase · 3 declarantes
Mr. Shaw is the Chief Executive Officer and Chairman of the Issuer. In such capacity, Mr. Shaw may, from time to time, discuss or make plans or proposals to other members of the Issuer's board of directors with respect to the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons do not have any present plans or proposals which relate to or would result in matters
Hernandez Gerard Albert Palana · 5,1% de la clase · 2 declarantes
Mr. Hernandez is the Chief Accounting Officer. In such capacity, Mr. Hernandez may, from time to time, discuss or make plans or proposals to other members of the Issuer's board of directors with respect to the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons do not have any present plans or proposals which relate to or would result in matters referred to in
Cross Ocean Partners Management LP · 21,3% de la clase · 5 declarantes
The information set forth in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons will continuously review their investment in Issuer, and depending on market, economic and industry conditions, their continuing evaluation of the business, strategies, prospects, management, governance
WHITEBOX ADVISORS LLC · 12,4% de la clase
The information set forth in Item 6 of this Schedule 13D is incorporated herein by reference. Backstop Agreement On August 6, 2026, the Company entered into a Rights Offering Backstop Agreement (the "Backstop Agreement") with the holders of the 2030 Notes (the "Backstop Parties"), including the Reporting Person on behalf of the Whitebox Funds, in connection with the Company's $125.0 million rights offering (the
Alpine Fox Capital LLC · 21,5% de la clase · 2 declarantes
The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons have no present plans or proposals that relate to or would result in any of the transactions or matters described in Items 4(a) through 4(j) of Schedule 13D, including, without limitation, any plans or proposals to change or influence the control of the Issuer. The Reporting Persons intend to review their
Gary M. Lauder · 17% de la clase · 4 declarantes
Almost all of the shares of Common Stock beneficially owned by the Reporting Persons were acquired prior to the Issuer's 2017 initial public offering. The Reporting Persons acquired their shares of Common Stock for investment. On September 28, 2026, the Issuer, Transom Signal AcquireCo, LLC ("Parent") and Transom Signal MergerSub, Inc. ("Merger Sub") entered into an Agreement and Plan of Merger (the "Merger
Transom Capital Public Fund, LP · 1,16% de la clase · 3 declarantes
The Reporting Persons purchased the Common Stock reported hereunder for investment purposes but the Reporting Persons and certain of their affiliates have continuously evaluated the Issuer's businesses, results of operations, and prospects. Agreement and Plan of Merger On September 28, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Transom Signal AcquireCo, LLC, a
Chang Woei Jiann · 10% de la clase
On September 1, 2026, the Reporting Person, as one of the multiple purchasers, entered into a Securities Purchase Agreement (the "SPA") with David E. Lazar (the "Seller"), the then controlling shareholder of the Issuer, pursuant to which the Reporting Person agreed to purchase, in a private transaction, 193,347 shares of Series AAA Preferred Stock of the Issuer, which were subsequently converted into 26,121,180
Michelle Chiam Sin Ling · 10% de la clase
On September 1, 2026, the Reporting Person, as one of the multiple purchasers, entered into a Securities Purchase Agreement (the "SPA") with David E. Lazar (the "Seller"), the then controlling shareholder of the Issuer, pursuant to which the Reporting Person agreed to purchase, in a private transaction, 193,347 shares of Series AAA Preferred Stock of the Issuer, which were subsequently converted into 26,121,180
Howard S. Jonas · 15,6% de la clase · 2 declarantes
On September 10, 2026, Mr. Jonas entered into a Securities Purchase Agreement with the Company and the other purchasers named therein (the "Purchase Agreement") providing for his purchase of 2,218,430 shares of Class B Common Stock and warrants to purchase 1,996,587 shares of Class B Common Stock for an aggregate purchase price by Mr. Jonas of $6,500,000. The purchase price was $2.93 per share and accompanying
Jennifer Stier · 7,9% de la clase · 2 declarantes
The Reporting Persons initially acquired the shares of Common Stock reported herein for investment purposes. Consistent with their investment intent, the Reporting Persons regularly review their investment in the Issuer. In connection therewith, on September 25, 2026, after reviewing the Issuer's announcement that it had withdrawn its proposal (the "Withdrawn Proposal") to acquire MGM Resorts International ("MGM")
Timothy Warbington · 13,7% de la clase · 2 declarantes
The Reporting Persons acquired the securities of the Issuer for investment purposes. The Reporting Persons may from time to time review and consider various alternative courses of action for maximizing the value of their investment. Such alternatives may include, among other things, the acquisition of additional shares of capital stock of the Issuer on the open market, through privately negotiated transactions with
Qin Zhen · 20,14% de la clase · 3 declarantes
The Foundation received the 3,820,000 shares of common stock of the issuer as a charitable contribution from Qin Zhen to provide assets to support the Foundation's purposes. The Reporting Persons have agreed to act together with respect to the holding, voting, or disposition of such shares, as described in Item 6. The Foundation may from time to time dispose of some or all of such shares, depending upon market
WANG & LEE Holdings, Inc. · 7,9% de la clase
On May 28, 2025, TROOPS, Inc. (the "Company") entered into a stock purchase agreement (the "Stock Purchase Agreement") with Wang & Lee Holdings, Inc. (the "Shareholder"), pursuant to which the Company issued and sold to the Shareholder 14,050,000 ordinary shares of the Company (the "Shares") at a purchase price of US$0.90 per share, for an aggregate price of US$12,645,000 (the Consideration"). The Company and the
Lianteng Limited · 8,9% de la clase
On May 9, 2024, TROOPS, Inc. (the "Company") entered into a sale and purchase agreement (the "Agreement") with LIANTENG LIMITED (the "Vendor"), for the purchase of the entire issued and outstanding share capital of Riches Holdings Limited ("Riches Holdings"), a company incorporated under the laws of Cayman Islands, for the consideration of $13,400,000 (the "Consideration"). The Consideration shall be satisfied by
S.H.N. Financial Investments Ltd. · 5,72% de la clase
On September 24, 2026, S.H.N. delivered a letter to the Issuer demanding that the Issuer convene a special general meeting of shareholders. In such letter, the S.H.N. requested that the agenda of the special general meeting include proposals to (i) remove the current members of the Issuer's board of directors other than Dr. Ellen S. Baron and Augustine Lawlor and (ii) elect S.H.N.'s nominees to the Issuer's board of
NCCS Management, LLC · 4,6% de la clase · 5 declarantes
The Fund acquired the securities reported herein pursuant the Forward Purchase Agreement, entered into for the purpose of acting as a potential financing pathway for the Issuer. The information set forth in Items 3, 5 and 6 of this Statement is incorporated by reference into this Item 4. Except as set forth in this Statement, the Reporting Persons have no present plans or proposals that relate to or would result in
Tessenderlo Group NV · 20% de la clase · 2 declarantes
The information set forth in Item 3 of this Schedule 13D is hereby incorporated by reference in its entirety into this Item 4. In connection with the Stock Purchase Agreement, Tessenderlo and the Company entered into an Investor Agreement (the "Investor Agreement"), dated as of September 23, 2026. Pursuant to the Investor Agreement, the Company's Board of Directors (the "Board") has increased the size of the Board
Equinox Partners Investment Management LLC · 7,1% de la clase · 3 declarantes
The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may
CWRE SSF Securities Holding, LP · 8,7% de la clase · 4 declarantes
The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may
HONIG JONATHAN · 9% de la clase · 3 declarantes
The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may
Lioness Ltd · 100% de la clase · 2 declarantes
The Reporting Persons acquired the Class B Shares for investment purposes and to obtain voting control of the Issuer. On September 16, 2026, pursuant to the Purchase Agreement, Lioness purchased from the Seller all 500,000 Class B Shares, constituting all issued and outstanding Class B Shares, for aggregate consideration of US$500.00. The Class B Shares were transferred to Lioness on September 22, 2026. Voting
La mayor participación declarada en el documento, nunca la suma de sus declarantes.
La forma breve, para inversores institucionales, inversores pasivos sin propósito de control o inversores exentos. Cada declaración indica la categoría bajo la que la presenta su titular.
161 declaraciones en 147 empresas
Himanshu H. Shah · 6,46% de la clase · 3 declarantes
Donnalley David James · 5,6% de la clase
HOLD Alapkezelo Zrt. · 5,2% de la clase
Streeterville Capital LLC · 9,9% de la clase · 3 declarantes
JANE STREET GROUP, LLC · 5,4% de la clase · 3 declarantes
Glazer Capital, LLC · 6,1% de la clase · 2 declarantes
BJI Financial Group · 6% de la clase
CVI Investments, Inc. · 9,9% de la clase · 2 declarantes
Orca Capital AG · 9,9% de la clase
Orca Capital AG · 11,7% de la clase
S.H.N. Financial Investments Ltd. · 9,99% de la clase
L1 Capital Global Opportunities Master Fund, Ltd. · 9,99% de la clase
D. E. Shaw & Co., L.P. · 5,1% de la clase · 3 declarantes
SteelMill Master Fund LP · 5,7% de la clase · 5 declarantes
Alex Meruelo · 7,5% de la clase · 2 declarantes
TANG CAPITAL MANAGEMENT, LLC · 6% de la clase · 6 declarantes
Coastlands Capital LP · 9,72% de la clase · 5 declarantes
Bass Edward P · 7,5% de la clase · 2 declarantes
JANE STREET GROUP, LLC · 5% de la clase · 3 declarantes
TANG CAPITAL MANAGEMENT, LLC · 6% de la clase · 6 declarantes
Vivo Opportunity, LLC · 5% de la clase · 6 declarantes
Perceptive Advisors LLC · 8,4% de la clase · 3 declarantes
James B. Tananbaum · 6% de la clase · 5 declarantes
Portolan Capital Management, LLC · 5,15% de la clase · 2 declarantes
GLENVIEW CAPITAL MANAGEMENT, LLC · 5,4% de la clase · 2 declarantes
Pertento Partners LLP · 5,2% de la clase · 3 declarantes
JANE STREET GROUP, LLC · 6,4% de la clase · 3 declarantes
Frazier Life Sciences Public Fund, L.P. · 5,9% de la clase · 9 declarantes
Glazer Capital, LLC · 5% de la clase · 2 declarantes
Glazer Capital, LLC · 5,3% de la clase · 2 declarantes
Bay Pond Partners, L.P. · 5,1% de la clase
Point72 Asset Management, L.P. · 5,2% de la clase · 3 declarantes
Divisadero Street Capital Management, LP · 6,8% de la clase · 5 declarantes
Yet Daniel · 5,8% de la clase
AUT Holdings LLC · 16,77% de la clase · 8 declarantes
Coastlands Capital LP · 6,67% de la clase · 5 declarantes
Coastlands Capital LP · 5,42% de la clase · 5 declarantes
Pacifica Capital Investments · 10,23% de la clase
BlackRock Portfolio Management LLC · 12,5% de la clase
BlackRock, Inc. · 9,6% de la clase
BlackRock, Inc. · 11,1% de la clase
Catalio Capital Management, LP · 5,6% de la clase · 4 declarantes
Capricorn Fund Managers Ltd · 5,6% de la clase
Allspring Global Investments Holdings, LLC · 4,7% de la clase
Allspring Global Investments Holdings, LLC · 5,9% de la clase
Commodore Capital LP · 7,6% de la clase · 4 declarantes
L1 Capital Pty Ltd · 10,24% de la clase
Copeland Capital Management, LLC · 5,8% de la clase
Copeland Capital Management, LLC · 6,1% de la clase
Copeland Capital Management, LLC · 6,3% de la clase
Se muestran las 50 más recientes, de 161.
La mayor participación declarada en el documento, nunca la suma de sus declarantes.
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