SAR

• 2026-05-05 share offering or dilution eventrecentOpen filing ↗
  “…at an aggregate total of $28.75 million. The net proceeds, after deducting underwriting commissions of $1.15 million and…”
  +1 more passage from the same document

  • “…Distribution Agreement”) with Ladenburg Thalmann & Co. Inc. (“Ladenburg”) and Compass Point Research and Trading, LLC (“Compass…”
• 2026-05-05 capital return (buybacks/dividends)recentOpen filing ↗
  “…of year-to-date sales or year-to-date purchases over the average of the invested assets at fair value. (8) The Manager agreed to…”
  +1 more passage from the same document

  • “…public, less underwriting fees, was less than net asset value per share. 62 On September 24, 2014, the Company announced the…”
• 2026-03-13 share offering or dilution eventrecentOpen filing ↗
  “…indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or…”
  +1 more passage from the same document

  • “…the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting…”
• 2026-03-13 share offering or dilution eventrecentOpen filing ↗
  “…We may also use a portion of the net proceeds to reduce any of our outstanding borrowings (which will be subject to…”
  +1 more passage from the same document

  • “…primarily in high quality, short-term debt securities consistent with our BDC election and our election to be treated as a RIC.…”
• 2026-03-13 capital return (buybacks/dividends)recentOpen filing ↗
  “…including an undertaking to pay the expenses of the meeting. If no request for a meeting is made, the corporation may itself…”
  +1 more passage from the same document

  • “…stockholder meeting. If voting rights are not approved at the meeting or if the acquiring person does not deliver an acquiring…”

Recorded SEC filings in plain language — not advice or a prediction.